Pod and Port: Podcasting, Social Media and Yacht Rock - AI, Authenticity, Instagram, and Christopher Cross
AI Today in 5: April 9, 2026, The Mythos Edition
GSK In China: 13 Years Later - Whistleblower Emails, a Sex Tape, and the Compliance Failures That Triggered a Global Bribery Probe
Daily Compliance News: April 9, 2026, The FCPA Edition
The PFBCon Podcast: Back to the Future of Podcasting: The Audio–Video Convergence with Rob Greenlee
Compliance into the Weeds: Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance
Daily Compliance News: April 8, 2026, The Fleeing Binance Edition
Innovation in Compliance: Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery
Daily Compliance News: April 7, 2026, The Corporate Retreat from Hell Edition
Sunday Book Review: April 5, 2026, The Top Books for Export Controls/Sanctions Edition
AI Today in 5: April 3, 2026, The Good Friday Edition
Episode 398 -- Anik Shah, SanDisk Head of Compliance: Anti-Corruption Developments and Managing Risks
Great Women in Compliance: SCCE ECEI 2026 - Berlin Highlights
The PFBCon Podcast: Legal Must-Knows for Business Podcasters: Protect Your Brand, Content & Reputation with Gordon Firemark
Innovation in Compliance: Venezuela’s Energy Reopening with Loren Steffy
Daily Compliance News: March 17, 2026, Is the DOJ Corrupt? Edition
FCPA Compliance Report: SDNY’s New Policy on Declinations
Daily Compliance News: March 16, 2026, The Fighting Corruption ‘Not Worth It’ Edition
Sunday Book Review: March 15, 2026, The Great Books in March Edition
AI Today in 5: March 13, 2026, The KYA Edition
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from March 2026. In March 2026: On March 16, 2026, Judge Margaret Ryan resigned from her position as director...more
Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break...more
Against the backdrop of an unstable interest rate environment, with valuation challenges and subdued M&A / IPO activity, hybrid capital solutions have gained popularity. These flexible financing structures are continuing to...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On March 17, 2026, the U.S. Securities and Exchange Commission and Commodity Futures Trading Commission issued a joint interpretive release clarifying the application of the federal securities laws to digital assets....more
The Commodity Futures Trading Commission (CFTC) Division of Enforcement is zeroing in on core misconduct while signaling a clearer path for self-disclosure and cooperation. Our White Collar, Government & Internal...more
The 2026 White Collar Year in Preview ebook provides a comprehensive analysis of anticipated enforcement trends and legal developments across key areas of white collar law. As the federal government continues to advance its...more
“Making IPOs great again” is a stated goal of Paul S. Atkins, U.S. Securities and Exchange Commission (SEC) Chairman. To redress a decline in the number of companies listed on the U.S. exchanges over the past three decades,...more
On March 31, 2026, the Department of Labor (“DOL”) published a proposed regulation on investment selection under ERISA (“Selection of Designated Investment Alternatives—relevant factors and determinations for fiduciaries of...more
On March 31, 2026, the Department of Labor (DOL) published in the Federal Register a proposed regulation entitled “Fiduciary Duties In Selecting Designated Investment Alternatives” (Proposed Rule). The DOL issued the Proposed...more
One of the most common conversations we have with founders involves how to divide the initial equity among the founding team. It is often the first hard decision new co-founders face together, and getting it wrong (or...more
In the debut episode of Pod & Port: Podcasting, Social Media and Yacht Rock, Tom Fox and Jeff Dwoskin dive into one of the biggest questions facing creators, marketers, podcasters, and business owners today: how do you use AI...more
The U.S. Department of the Treasury has issued its first proposed rule under the Guiding and Establishing National Innovation for U.S. Stablecoins (GENIUS) Act, marking a key milestone in federal efforts to regulate payment...more
Each week for the next 10 weeks, we will publish an installment of our Red Flags Everywhere! series, highlighting key risk areas that public companies and their boards of directors should keep top of mind. This series...more
Government investigations often start quietly but can escalate quickly, creating uncertainty for individuals and companies. Investigators use shorthand labels such as witness, subject, and target to categorize how they view a...more
Welcome to the inaugural issue of Monthly Deposits: MoFo’s Bank Regulatory Newsletter, which provides an overview of recent developments in U.S. bank regulation, including proposed rules, reforms, and other significant...more
Welcome to the McGuireWoods Quarterly Securities & Capital Markets Update, a series of updates that reviews important securities law developments from the previous quarter and alerts readers of significant considerations for...more
The European Securities and Markets Authority (ESMA) has published new Q&As on the onboarding of data contributors to the EU's consolidated tapes (CTs) and on the operational rules for consolidated tape providers (CTPs), as...more
Davies recently submitted a comment letter in response to public consultations initiated by the Canadian Securities Administrators (CSA) regarding proposed amendments to National Instrument 81-102 Investment Funds concerning...more
Emphasizing an end to “regulation by enforcement,” the agency will focus on market integrity and fraud offenses and partner with registered exchanges and other authorities....more
Orrick's Jamie Moore joins Seb Johnson of Scaling Europe, a European tech podcast, to unpack the sixth edition of our European venture capital deal term review. Deal Flow 6.0 draws on over 400 transactions completed by our...more
The Bank of England (BoE) has published a feedback statement to its September 2025 discussion paper which sought views on proposed reforms to enhancing the resilience of the gilt repo market. Respondents were supportive of...more
The US Securities and Exchange Commission (SEC) recently announced a settled administrative enforcement action against a formerly registered investment adviser (the Adviser) in connection with the Adviser’s valuation...more
Markets have recently been experiencing heightened volatility and credit availability has tightened, which has placed valuation practices under unusual pressure from regulators and investors. The events of the past several...more
Accounting-related securities class action filings fell from 57 to a historic low of 34 in 2025, although the cases tended to involve larger issuer defendants than in recent years, according to a new report from Cornerstone...more
