Securities Elections & Politics Finance & Banking

SEC Trump Administration Dodd-Frank EU Investment Adviser UK Financial Institutions Disclosure Requirements Proposed Legislation UK Brexit JOBS Act CFTC DOL Fiduciary Rule CFPB Financial Markets Pending Legislation Pay-To-Play Political Contributions Financial Services Industry Financial Regulatory Reform Emerging Growth Companies Enforcement Actions Retirement Plan ERISA FINRA Banking Sector MSRB Popular Volcker Rule Executive Orders Federal Reserve Fixing America’s Surface Transportation Act (FAST Act) Tax Reform Crowdfunding FSOC Legislative Agendas Broker-Dealer Regulatory Oversight Compliance Investment Advisers Act of 1940 Capital Formation Investors Fiduciary Duty Startups FDIC Initial Public Offerings MiFID II New Legislation Presidential Elections Small Business Banks Capital Markets Investment Funds Reporting Requirements Accredited Investors Financial Conduct Authority (FCA) Member State UCITS AIFMD Best Interest Contract Exemptions Referendums Securities Exchange Act Bonds Derivatives EEA Investment Management Private Equity Delays Executive Compensation Financial Services Committee Securities Shareholders Capital Raising Deregulation OCC Proposed Regulation Recordkeeping Requirements Sarbanes-Oxley Barack Obama Economic Development Economic Sanctions Financial CHOICE Act IPO IRA IRS Municipal Advisers Municipal Bonds Publicly-Traded Companies Regulation D Swaps Administrative Appointments Conflicts of Interest Corporate Governance Corporate Taxes Employee Benefits Enforcement European Securities and Markets Authority (ESMA) Exemptions Mary Jo White Pay Ratio Pensions Presidential Memorandum Regulation A U.S. Treasury Asset Management FCPA Federal Budget FHFA Foreign Investment Fund Managers MiFID Mortgages Municipalities Regulatory Agenda Say-on-Pay Securities Act of 1933 Venture Capital Whistleblowers Amended Legislation Bitcoin Capital Requirements Cross-Border Transactions Cybersecurity DOJ EMIR FinTech Investment Company Act of 1940 OMB Public Comment Repeal Resale Exemption Rulemaking Process SIFIs Tax Deductions Conflict Mineral Rules Corporate Counsel Dividends EDGAR Financial Statements Hedge Funds HM Treasury Insurance Industry Investment Legislative Committees Private Placements Registration Richard Cordray Securities Fraud Securities Regulation Solvency II State and Local Government Transparency Ukraine 401k Amended Regulation Bailout Benefit Plan Sponsors Brokers Campaign Contributions Capital Gains Capital Requirements Regulation (CRR) China Congressional Committees Congressional Investigations & Hearings Debt Ceiling EU Market Abuse Regulation (EU MAR) European Banking Authority Fair Housing Act (FHA) Final Rules FSMA Income Taxes ISS Mutual Funds OFAC Offerings Political Campaigns Proposed Amendments Registration Requirement Regulatory Agencies Regulatory Reform Regulatory Standards Retirement Risk Retention Safe Harbors Sequestration Tax Rates Wall Street Ways and Means Committee Article 50 Treaty of the EU Bank Holding Company Basel III CFIUS ETFs European Commission Federal Election Commission (FEC) Filing Requirements Financial Crisis FinCEN Foreign Direct Investment Foreign Policy Fraud GAO Government Shutdown Insider Trading Investment Companies MiFIR Non-GAAP Financial Measures PACs Payday Loans Political Parties Private Equity Funds Prohibited Transactions Prudential Regulation Authority Risk Management RTS Rule G-37 S-Corporation SBIC Senate Banking Committee Shareholder Proposals Stress Tests Tax-Exempt Bonds AIFM Algorithmic Trading Angel Investors Anti-Money Laundering Bad Actors Blockchain C&DIs Carried Interest Chapter 9 Class Action CMBS Collateralized Loan Obligations Comment Period Conspiracies Consumer Financial Products Criminal Prosecution Cross-Border Deferred Compensation Elizabeth Warren Fees FTC Funding Portal General Licenses General Solicitation Germany Glass-Steagall Act Government Officials Iran Sanctions Job Creation Lehman Brothers Lenders Libor Margin Requirements Money Laundering Municipal Securities Market New Regulations Nominations Obama Administration OCIE Pass-Through Entities Political Appointments Private Funds Protecting Americans from Tax Hikes (PATH) Act Public Pension Public Projects Qualified Institutional Buyers Qualified Mortgage Rule Registration Statement Regulation S-K RMBS Rule 506 Offerings Sanctions Secretary of Labor Securities Transactions Securitization Senior Managers Settlement Stock Markets Stocks Suspicious Activity Reports (SARs) Underwriting Venezuela Virtual Currency Whistleblower Awards Activist Hedge Funds Administrative Procedure Act Administrative Proceedings Affordable Care Act Al-Qaeda Alternative Investment Funds Alternative Minimum Tax Anti-Corruption Bank of England Banking Crisis Barclays Beneficial Owner Best Interest Standard Blocked Person Bylaws Canada Capital Markets Union Central Counterparties Citgo Clawbacks Commodities Community Banks Confirmation Proceedings Consumer Bankruptcy CRD IV Directive Credit Cards Criminal Conspiracy Debt Collection Debt Restructuring Debt-Equity Detroit Disclosure Diversity Early Stage Companies Energy Sector Equity Compensation Ethics European Central Bank Exxon Mobil Financial Products Financial Stability Board Foreign Banks Form 10-K Futures GAAP Glass Lewis Global Economy Goldman Sachs HMDA Housing Finance Reform Imports Independent Director Infrastructure Interest Rates Internal Revenue Code (IRC) ISDA Japan Kokesh v SEC Lending Licensing Rules Limited Partnerships Lobbying Municipal Securities Issuers Nasdaq North Korea Oil & Gas Packaged Retail And Insurance-Based Investment Products (PRIIPS) Personal Liability Preemption Private Investment Funds Private Offerings Private Right of Action Privately Held Corporations Prospectus Proxy Voting Guidelines Public Disclosure Public Records Act Qualified Small Business Stock Resource Extraction Retail Investors Risk Assessment Rule 147 Russia Schedule 13D SDN List Securities Act Securities Violations Serious Fraud Office Shareholder Rights Special Purpose Entities Spending Cuts State-Owned Enterprises Student Loans Supervision Tax Deferral Third Country Entities Third Country Entities (TCEs) Time Extensions Trade Agreements Trading Platforms Two For One Rule U.S. House Unemployment Wash Sale Rules Whistleblower Protection Policies Young Lawyers 501(c)(3) Advertising Affiliates Africa Agricultural Sector AIFs Annual Reports Appeals Arbitration Asset Freeze Australia Ben Bernanke Big Law Block Trades Blue Sky Laws Board of Directors Breach of Duty Bribery BRRD Business Continuity Plans Business Development Companies C-Corporation CalPERS CCAR CCPs CEOs Chapter 11 CISPA Citizens United Civil Monetary Penalty Climate Change Closed-End Funds Collateralized Debt Obligations Commercial Bankruptcy Commercial Real Estate Market Compensation Committee Comptroller Construction Industry Consumer Credit Protection Consumer Lenders Continuing Resolution Corruption Covered Bonds Covered Funds Data Protection Debt Market Delaware General Corporation Law Derivatives Clearing Organizations Director Compensation Disgorgement Distributed Ledger Technology (DLT) Drones Due Diligence EB-5 ECON Economic Downturn EFTA Employer Liability Issues End-Users Equity Markets ESRB EU Passport EU Single Market Excessive Fees Export Controls Exports FASB FATF FDCPA Federal Aviation Administration (FAA) Federal Pilot Programs Federal Register Fee-Sharing FERC FFIEC Field Assistance Bulletins Filing Deadlines Financial Adviser Finders Fines FIRREA First Amendment FOMC Foreclosure Foreign Corporations Foreign Relations Form 8-K Form D Filing France Funding General Elections General Electric Golden Parachutes Government Agencies Government Bonds Government Investigations Governor Brown Gramm-Leach-Blilely Act Greece GSE Hedging Hillary Clinton Holding Companies Hong Kong Securities and Futures Commission (HKSFC) HUD Human Resources Professionals IFRS Institutional Investors Investor Protection IOSCO ISDA Master Agreement ISIS Italy Joint Comprehensive Plan of Action (JCPOA) Joint Stock Companies JPMorgan Chase Jurisdiction Latin America Legitimate Business Interest Liquidation Liquidity Coverage Ratio Loans Market Manipulation MCDC Mike Pence Minority Shareholders Misleading Statements Money Transfer Mortgage Lenders Municipal Bankruptcy NASAA National Security New Amendments New Guidance No-Action Relief Notice Requirements NYDFS NYSE Orderly Liquidation Authority Partnerships Passporting PCAOB Pension Funds PHH Corp. v CFPB Poland Policies and Procedures Political Corruption Political Intelligence Price Manipulation Privacy Laws Privacy Notice Rule Proceeds of Crime Act 2002 (POCA) Proposed Rules Proprietary Trading Proxy Access Proxy Access Rule Proxy Season Public Financing Public Officials Puerto Rico Push-Out Requirements Qualified Purchaser Quantitative Easing RAISE Act Rating Agencies RBS Recess Appointments Regulation AT Regulatory Burden Renewable Energy Rent-a-Tribe Request For Information Rescission Restructuring Rollbacks Roth IRA Rule G-20 Rule G-42 Rule G-8 Rule G-9 SCOTUS SEC Examination Priorities Section 162(m) Securitization Vehicles SEFs Small Offering Exemptions Social Media Spain STOCK Act Subpoenas Sudan Supply Chain Swap Dealers Tax Code Tax Exemptions Tax Fraud Technical Standards Telecommunications The Great Repeal Bill Threshold Requirements Too Big to Fail TRACE Trade Policy Trade Relations Transition Team Trust Preferred Securities Trustees U.S. Commerce Department UCITS V Underwater Homeowners US Trade Policies Wells Fargo White Collar Crimes XBRL Filing Requirements 501(c)(4) Abu Dhabi Global Markets (ADGM) Accounting Fraud Accounting Standards Accounts Receivable Acquisitions Acquittals Activist Investors Administrative Resignation Advanced Notice of Proposed Rulemaking (ANPRM) Advisory Opinions AIF Aircraft Equipment Airlines Alibaba Alternate Investment Vehicles (AIVs) Alternative Mutual Funds Alternative Trading Systems Amended Rules American Bankers Association American Health Care Act (AHCA) American Rule AML/CFT Angola Annex IV Annual Statements Anti-Bribery Anti-Dumping Duty Anti-Retaliation Provisions Antitrust Provisions Antitrust Violations Appraisal Appropriations Bill Arbitrage Arbitrators Argentina Artificial Intelligence Asia ASIC Asset Class Assignments ATP Tours Automotive Industry Autumn Statement Avon BaFin Bail-In Provisions Balance Sheets Bank Accounts Bank of America Banking Reform Bankruptcy Code Bankruptcy Court Bankruptcy Reform Bar Associations Basel Committee Benchmark Pricing Benchmarks BEPS Bernie Madoff Bernie Sanders Bilateral Investment Treaties Biometric Information BIS BlackRock Blue Apron Boko Haram Bond Financing Border Adjustment Taxes BSA/AML Budgets Burden of Proof Business Advice Business Associates Business Conduct Standards Business Development Business Taxes Campaign Finance Reform Campaign Spending Limits Canning v NLRB Capital Contributions Capital Rules Carried Interest Tax Rates Caterpillar CDIs CEA CFPA Chapter 7 Charitable Donations Chemicals Chevron Deference Chief Compliance Officers Choice-of-Law Choke Point Church Plans CII Citigroup Citizens United v Federal Election Commission Citizenship Civil Liability Civil Penalty Fund CJEU Class Certification Clear and Convincing Evidence CME CME NYMEX Coal Mines Collective Investment Schemes Commerce Clause Commercial Mortgage Securitization Commission Delegated Regulation Commodities Exchange Act Commodity End-User Relief Act Commodity Futures Contracts Commodity Pool Compensation Compensation & Benefits Competition Confidentiality Agreements Congressional Budget Office Congressional Nominations Congressional Reports Congressional Review Act Consent to Assignment Constitutional Challenges Consumer Credit Act Consumer Protection Act Contract Terms Contractual Safeguards Controlled Foreign Corporations Controlled Substances Act Cooperation Copyright Corporate Bonuses Corporate Contributions Corporate Conversions Corporate Gifts Corporate Net Income Corporations Code Countervailing Duties Country-by-Country CPO Credit Card Surcharges Credit Reports Credit Suisse Credit Unions Creditors CREFC CREST Crimea Criminal Convictions Criminal Penalties Critical Infrastructure Sectors CSBS CTA Cuba Currency Exchange Customer Protection Rule Customs Cyber Crimes Cyber Threats DACA Dark Pool Data Collection Dealers Debt Debt Collectors Debt Relief Debt Securities Debt-Relief Industry Declination Decriminalization of Marijuana Defalcation Exception Default Department of Defense (DOD) Deposit Advances Deutsche Bank DHS Discussion Draft Dismissals Dispensaries Disqualification Distributors DSIO DSS EAR EB-5 Regional Centers EBSA Effective Date EGCs EIOPA Elder Issues Election Laws Election Related Expenditures Electricity Electronically Stored Information Eligibility Embargo Employee Contributions Employee Share Schemes Employee Stock Purchase Plans Employee Stock Purchase Rights Employee-Ownership Encryption Entrepreneur Access to Capital Act Entrepreneurs Environmental Policies Equity Plan Scorecard (EPSC) Equity Plans Equity Securities Eric Holder ESOP EU Central Securities Depository Directive EU Directive EU Transparency Directive EU-US Privacy Shield EURIBOR Euro European Parliament European Supervisory Authorities (ESAs) Examination Priorities Excise Tax Exclusions Executive Powers Exploitation Export Administration Regulations Extensions Extradition False Claims Act (FCA) Falsified Documents Farms FATCA Federal Pleading Requirements Federal Prosecutors Federal Sentencing Guidelines Fee Disclosure Fee-Shifting Fifth Amendment Filibuster Financial Action Task Force Financial Fraud Financial Holding Company Financial Instruments Financial Planning Financial Services Act Financial Services and Markets Act Financial Stability Acts Financial Stimulus Financial Transactions Fiscal Cliff Fiscal Year Fitch Flood Insurance FOIA Foreign Equivalency Determination Foreign Issuers Foreign Private Issuers Forex Form 10-Q Form PF Form PQR Form S-1 Form SD Fraud and Abuse Fraudulent Transfers Free Trade Agreements FSB FX Forwards G-SIB G-SII G20 Gartenberg Factors Gender Equity General Data Protection Regulation (GDPR) Gifts Global Market Golden Leash Arrangements Government Entities Governmental Liability Governor Pence Green Bonds Greenhouse Gas Emissions Guide Guilty Pleas Gun Laws Hackers HALOS Act Hardship Distributions Harmonization Rules Harry Reid Hart-Scott-Rodino Act Healthcare Healthcare Facilities Healthcare Reform High Frequency Trading High-Yield Markets Honest Services Fraud Hong Kong Hong Kong Stock Exchange Hospitals Housing Market Human Rights Humanitarian Assistance Hurricane Sandy IIROC Immigration Reform Implementation Day In Pari Delicto Inaugrations Inauguration Committees Indemnification Independent Boards Independent Contractors Indictments Industrial Products Inflation Adjustments Information Technology Injury-in-Fact Innovation Innovative Technology Institutional Investment Integrated Disclosures Integration International Data Transfers International Emergency Economic Powers Act (IEEPA) International Finance International Tax Issues Internet Internet of Things Internet Retailers Investment Banks Investment Contract Investment Fund Vehicles Investment Portfolios Iran Issuer Eligibility Criteria Jamie Dimon Joint and Several Liability Joint Venture Judicial Estoppel Judicial Review Jumpstart GSE Reform Act Junk Debt Justin Trudeau Kickbacks Kidnapping Kodak KPMG Leverage Ratio Leveraged Finance Licenses Life Sciences LIHTC Limited Liability Partnerships Liquidity Liquidity Risk Management Rule Listing Rules LMRA Lobbyists Local Partners Local Taxes London International Financial Centre (LIFC) London Stock Exchange Look-Back Measurement Period Low Income Housing Low-Income Issues Major Swap Participants Make-Whole Premium Malta Management Fees Mandatory Clearing Requirements Marijuana Related Businesses Mark-To-Market Market Abuse Market Participants Market Research Marketing Mass Shootings Material Nonpublic Information Materiality Meals-Gifts-and Entertainment Rules Media Medical Devices Medical Marijuana Medtronic Meeting Minutes Members of Congress Memorandum of Understanding Mental Health Parity Rule Mergers Merrill Lynch MHPAEA