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The Volkov Law Group

Episode 415: DOJ’s Massive $550 Million Tariff Evasion Settlement

The Volkov Law Group on

The Department of Justice’s $549.5 million False Claims Act settlement with Perfectus Aluminum marks one of the largest customs fraud recoveries in recent years and signals an aggressive new era of tariff enforcement. In this...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: Compliance Week 2026 Highlights with Nick Gallo

Team #GWIC and the #GWICfam were out in full force at the 2026 Compliance Week conference in Washington, DC. Nick Gallo, a Great Gentleman in Compliance, was gracious enough (or agreed when he was “voluntold”) to be our...more

Cadwalader, Wickersham & Taft LLP

Speed, Scale and Regulatory Innovation, May 2026 - ILPA Takes Aim at Fund Formation Legal Fees

Fund formation legal fees are fundamentally misaligned, requiring LPs to shoulder fund formation costs without input into the selection of counsel, the setting of the legal budget, and cost controls, according to ILPA...more

Alston & Bird

Georgia Enacts Landmark Reforms to Corporate Governance and Shareholder Litigation Law

Alston & Bird on

Our Securities Litigation and Securities groups review Georgia’s enactment of HB 1185, a major update to the state’s corporate governance and shareholder litigation frameworks. Effective July 1, 2026, the law tightens...more

Mayer Brown Free Writings + Perspectives

Petition Requests Amendments to “Qualified Purchaser” and “Qualified Institutional Buyer” Definitions

On May 1, 2026, the Private Investor Coalition, Inc. (“PIC”) submitted a rulemaking petition to the Securities and Exchange Commission (the “SEC”) requesting amendments to the definitions of “qualified purchaser” (as defined...more

Latham & Watkins LLP

Saudi CMA Amends Rules on Board Member Removal and Profit Distribution

Latham & Watkins LLP on

The amendments grant listed companies greater flexibility in determining distributable profits and establish clear controls for the removal of board members by the general assembly....more

Sheppard

Stablecoin Yield Saga: Senate Compromise Signals Path Forward for CLARITY Act

Sheppard on

On May 1, Senators Angela Alsobrooks and Thom Tillis finalized compromise language addressing Stablecoin yield and rewards in the Senate’s ongoing CLARITY Act negotiations. The compromise is intended to resolve one of the key...more

Thomas Fox - Compliance Evangelist

AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - May 15, 2026

Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more

Eversheds Sutherland (US) LLP

What a Senate rule change for predictive trading portends for the private sector

As a harbinger of increasing scrutiny over those who operate and trade on prediction markets, on Thursday, April 30, 2026, Senator Bernie Moreno (R-OH) introduced S. Res. 708, “A resolution amending rule XXXVII of the...more

Goodwin

Horizon Scan for Private Investment Funds: Recent Developments and What to Look Out For - May 2026

Goodwin on

This horizon scan highlights the principal legal and regulatory developments (excluding tax) that European managers should monitor over the coming months. In our full analysis, we have grouped topics under headings, commented...more

Morrison & Foerster LLP

MoFo's Financial Markets & Innovation - May 15, 2026

FRB Governor Lisa Cook Talks Tokenization Benefits and Concerns - At a digital assets conference in Senegal in West Africa, Federal Reserve Governor Lisa Cook spoke about the effects of tokenization and financial...more

Lowenstein Sandler LLP

Crypto Brief - Lowenstein Crypto Newsletter - May 14, 2026

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Senate Banking Committee Approves CLARITY Act in Bipartisan 15–9 Vote; Debate Continues Over Illicit Finance and Ethics Provisions - On May 14, the Senate Banking Committee voted 15–9 to advance H.R. 3633, the Digital...more

Thomas Fox - Compliance Evangelist

AI Today in 5: May 15, 2026, The Blind Spot Edition

Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more

Jones Day

SEC Proposes Optional Semiannual Reporting

Jones Day on

On May 5, 2026, the U.S. Securities and Exchange Commission ("SEC") proposed what may be the most significant change to periodic reporting requirements in more than 50 years. The proposal would allow U.S. public companies to...more

Thomas Fox - Compliance Evangelist

Betting the Game: Entourages, Interpreters, and the People Around the Star

Betting the Game is a 10-part podcast series exploring how sports gambling reshaped the business, culture, and integrity of athletics across professional and amateur sports. Hosted by Tom Fox and Mike DeBernardis, the series...more

Hogan Lovells

ESMA publishes 2025 Report on EU corporate reporting enforcement and regulatory activities

Hogan Lovells on

On 7 May 2026, the European Securities and Markets Authority (“ESMA”) published its Report on 2025 Corporate reporting enforcement and regulatory activities (the “ESMA enforcement report”) – the report covers enforcement...more

Thomas Fox - Compliance Evangelist

AI in Financial Services in 5 Stories - Week Ending May 15, 2026

Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break...more

A&O Shearman

SEC proposes amendments to permit optional semiannual reporting

A&O Shearman on

On May 5, 2026, the Securities and Exchange Commission (SEC) proposed amendments that would allow public companies the option of filing one semiannual interim report on a new Form 10-S, instead of three quarterly reports on...more

Thomas Fox - Compliance Evangelist

Creativity and Compliance: Compliance 6-Pack: Part 4 – Using “Yes, And”

Tom and Ronnie continue their six-part series highlighting the role of improv in compliance. This series links improv lessons to corporate compliance and some of the key tools and strategies Ronnie has brought from his...more

Katten Muchin Rosenman LLP

SEC's Second Podcast Spotlights a 'Spring Cleaning' of Corporate Disclosure

On May 12, the Securities and Exchange Commission (SEC) released the second episode of its podcast, Material Matters, with Chairman Paul S. Atkins hosting Jim Moloney, Director of the Division of Corporation Finance (the...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: May 15, 2026, The Adani Walks Free Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Thomas Fox - Compliance Evangelist

2 Gurus Talk Compliance – Episode 76 – The CW Wrap Up Edition

What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s...more

Akerman LLP

Rescheduled but Not Listed: The Outlook for U.S. Cannabis Companies on Major Exchanges

Akerman LLP on

On April 23, 2026, the Department of Justice and the Drug Enforcement Administration issued an order placing FDA-approved marijuana products and marijuana products subject to a qualifying state-issued medical license in...more

Mayer Brown

SEC Division of Investment Management Issues Statement Clarifying Treatment of Pooled Employer Plans Under Certain Federal...

Mayer Brown on

On May 4, 2026, the Division of Investment Management (“Staff”) of the US Securities and Exchange Commission (“SEC”) issued a statement (“Statement”) addressing two important questions regarding the treatment of pooled...more

Cadwalader, Wickersham & Taft LLP

Form 10-Q May Become Optional: SEC Releases Proposal to Permit Semiannual Reporting

On May 5, 2026, following its extensive consideration and discussion of a shift to semiannual reporting, the Securities and Exchange Commission (the “SEC”) proposed rule and form amendments (the “Proposal”) that would allow...more

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