AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
AI Today in 5: February 2, 2026, The On Thin Ice Edition
FCPA Compliance Report: Navigating Security Threats In Venezuela with Marc Duncan - A Comprehensive Approach to Risk Management
Daily Compliance News: February 2, 2026, The Only 8 Cups of Coffee Per Day Edition
Sunday Book Review: February 1, 2026, The Top Books on Whistleblowers Edition
Brokers and their investor customers in digital assets should prepare, and tax professionals should prepare to assist, with reporting proceeds from certain digital asset transactions. See IRS FS-2025-06, Sept. 25, 2025....more
Digital Asset Integrations Signal Demand from Institutions, Derivatives Traders - Fireblocks, a major blockchain infrastructure platform, recently announced “the integration of the Canton Network, the privacy-enabled open...more
The Institutional Limited Partners Association (ILPA) published its continuation fund disclosure template on January 27, 2026. The template addresses key information that limited partners use to initiate their internal...more
On January 29, the SEC and CFTC jointly announced the relaunch of “Project Crypto”, with both agency chairs delivering remarks outlining a new phase in digital asset regulation as Congress advances digital asset market...more
On February 3, SEC Director of the Division of Investment Management Brian Daly addressed how the division is considering the changes and opportunities AI affords investment advisers, investment companies, and investors. Daly...more
Most US public companies are busily preparing their fiscal 2025 Form 10‑K and 2026 annual meeting proxy statement. In this post, we discuss our sustainability disclosure expectations for this year, informed by market trends,...more
In November 2025, the U.S. Securities & Exchange Commission’s (SEC) Division of Corporation Finance announced that, for the 2025–2026 proxy season, it will no longer issue substantive “no-action” letters for Rule 14a-8...more
On January 27, FINRA released a discussion of agentic AI, describing how member firms are beginning to experiment with autonomous AI systems and identifying supervisory considerations associated with those early deployments....more
The U.S. Attorney’s Office in the SDNY will soon roll out a new corporate self-disclosure policy providing companies with the clearest and quickest path to declination of prosecution....more
On January 29, Commodity Futures Trading Commission Chair Michael Selig made his first public remarks at the CFTC-SEC harmonization event. Among other things, Chairman Selig laid out the agency’s priorities, which included...more
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more
Issuers facing threats of securities litigation have been trying to obtain as much certainty as possible concerning their potential exposure in such lawsuits for years. The effort has included attempts to have securities and...more
On February 2, the SEC dismissed administrative proceedings against a Wyoming-based digital assets company concerning the registration statements for two digital assets. The case stemmed from filings made in September 2021,...more
On January 29, the Senate Committee on Agriculture, Nutrition, and Forestry advanced its version of legislation regulating digital assets titled the “Digital Commodity Intermediaries Act.” ...more
Our Investment Funds Team breaks down how recent Securities and Exchange Commission enforcement activity emphasizes the importance of hedge clauses and other key provisions in advisory agreements....more
The OCC released an interpretive letter, dated December 19, granting an exemption from the quantitative limits of Section 23A of the Federal Reserve Act, and its implementing regulation (Regulation W) — allowing a national...more
On February 3, the Massachusetts attorney general announced that her office had filed a lawsuit alleging a bitcoin ATM operator used misleading and deceptive sales practices to overcharge consumers, knowingly facilitated...more
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from January 2026. ...more
On February 4, the CFTC announced the withdrawal of a proposed rule on event contracts published in the Federal Register in June 2024. The proposal sought to clarify which types of event contracts, particularly those...more
The UK Financial Conduct Authority (FCA) has published consultation paper CP26/5 on the evolution of its sustainability disclosure rules for listed companies, following the government's draft UK Sustainability Reporting...more
The Financial Services and Markets Act 2000 (Regulated Activities) (Providing Targeted Support) (Amendment) Order 2026 was laid before UK Parliament and published with an explanatory memorandum. The instrument, following the...more
The Fraud Section of the U.S. Department of Justice’s (DOJ) Criminal Division released its 2025 Year in Review, highlighting a historic year of white-collar enforcement....more
In the early days of 2026, you can’t open your internet browser, check the news or talk to a neighbor without hearing the word tokenization. To some, it’s the dawn of a new era, the convergence of new and efficient technology...more
On January 26, 2026, The Nasdaq Stock Market (Nasdaq) filed a rule proposal with the Securities and Exchange Commission (SEC) that would permit the immediate suspension and delisting of a company listed on the Nasdaq Global...more
The Mutual Funds (Amendment) Bill, 2026 (Mutual Funds (Amendment) Bill) and Private Funds (Amendment) Bill, 2026 (Private Funds (Amendment) Bill) (the Mutual Funds (Amendment) Bill and the Private Funds (Amendment) Bill...more
