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Business Operations Chief Compliance Officers

PilieroMazza PLLC

Managing Small Business Risk, Part I: Expect Litigation Even When It Seems Unlikely

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No business wants to be investigated or charged by the government, sued by a competitor, or compelled to defend against an employment lawsuit. The risks of such litigation to any company are so predictable, though, that large...more

Thomas Fox - Compliance Evangelist

Enterprise Risk Assessment: Essential Strategies for Compliance Professionals

An Enterprise Risk Assessment is fundamental to managing an organization’s strategic and operational landscapes. For compliance professionals, navigating the intricate world of risk can be particularly complex yet crucial. It...more

American Conference Institute (ACI)

[Event] 8th Annual Canadian Forum on Global Economic Sanctions - March 6th - 7th, Toronto, ON, Canada

Immerse yourself in the only comprehensive economic sanctions event of its kind in Canada, spanning two days of invaluable insights and practical knowledge. Designed to cover U.S., EU, and major global sanctions, this...more

Health Care Compliance Association (HCCA)

[Webinar] HIPAA and Access: The Intersection of OCR Enforcement Trends and Clinical Research - January 18th, 12:00 pm - 1:30 pm CT

Learning Objectives - Brief primer on what qualifies as “access” under HIPAA for both routine healthcare and clinical trial operations - Review of OCR enforcement and issues related to access via recent audits and...more

American Conference Institute (ACI)

[Event] 17th Forum on the Foreign Corrupt Practices Act - January 24th - 25th, Houston, TX

As the most anticipated gathering for the community in Texas and the region, don’t miss out on re-connecting with your peers and more! With the continued focus on FCPA compliance and the anticipated rise in enforcement,...more

Braumiller Law Group, PLLC

Hot Topics in International Trade - November 2023 - International Trade Compliance Consultants and The Value Proposition

Maximizing value is crucial when companies contemplate bringing on external support for any organizational function. While a company may consider several value categories, this article explores five primary categories –...more

American Conference Institute (ACI)

[Event] New York Forum on Economic Sanctions - December 13th - 14th, New York, NY

Back by popular demand, ACI’s acclaimed 13th Annual New York Forum on Economic Sanctions returns to NYC this December. Regarded as the must attend conference for legal and compliance professionals working for financial...more

American Conference Institute (ACI)

Operationalizing the Revised ‘Evaluation of Corporate Compliance Programs’

While the U.S. Department of Justice’s Criminal Division published its fourth version of its “Evaluation of Corporate Compliance Programs (ECCP)” guidance more than six months ago now, the insights that in-house counsel and...more

The Volkov Law Group

Episode 285 -- The Importance of a Consequence Management System

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The Department of Justice has laid down a marker – companies would be smart to understand the significant change in ethics and compliance program expectation.  Companies that ignore this new landscape are gambling with their...more

American Conference Institute (ACI)

Leveraging Ethical AI for Effective Compliance

Artificial Intelligence (AI) can be a powerful tool to help data leaders make more informed decisions that improve business outcomes and drive growth, but if not designed correctly it can quickly become a bane for legal and...more

NAVEX

ESG Compliance Training: Are You More Prepared Than You Think?

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Environmental, social and governance, more commonly referred to by its acronym ESG, is an umbrella term spanning many corporate activities. Notable ESG tasks or care-abouts include reporting, data gathering and efforts around...more

The Volkov Law Group

Building the Bridge(s) Between Compliance and Business

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The success of a compliance program depends on a number of factors.  Perhaps one of the most important factors is the strength of the relationship between compliance professionals and business.  Compliance depends on business...more

Williams Mullen

[Event] 2021 Firearms Industry Compliance Conference - June 8th - 9th, Orlando, FL

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Orchid LLC and Williams Mullen’s Firearms Industry Group will host the 2021 Firearms Industry Compliance Conference (“FICC”)... The 2021 conference is designed primarily for manufacturing CEO / owners, attorneys, and...more

NAVEX

Shifting Your Regulatory Compliance to a Risk-Based Approach

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The idea of a proactive or a risk-based approach is not new and may seem obvious: Identify the greatest risks to your organization and prioritize the related controls, policies, and procedures. This is familiar territory for...more

NAVEX

4 Steps for Risk-Based Back-to-Work Planning

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Navigating COVID-19 (and beyond) requires organizational resiliency, flexibility, and innovation when returning to a new standard in business operations. HR and risk professionals need to understand how to overcome the legal,...more

NAVEX

What Compliance Needs to Know About IRM

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I'm often asked, "How did you go from submarining into integrated risk management and compliance space?" I know most risk majors come from either a direct risk management background or an IT security background or...more

NAVEX

From Compliance to Risk Management to Better Performance

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For some time now, we’ve been saying on this blog that strong corporate compliance goes hand-in-glove with strong enterprise risk management. The former is often a subset of the latter, and the latter is crucial for a...more

NAVEX

How Compliance Should Work With Business Operations: The First Line of Defense

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Compliance officers often struggle to develop the right working relationship between themselves and executives in the business operations — executives who, as best practices have told us for years, are supposed to “own the...more

NAVEX

3 Coronavirus Compliance Tips From the SEC

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The coronavirus crisis is far from over, and compliance professionals still need every scrap of guidance that regulators can provide about how to run compliance programs in these difficult times. So when the Securities and...more

Health Care Compliance Association (HCCA)

[Virtual Event] 2020 Virtual Regional Healthcare Compliance Conference - Denver, CO - October 16th, 8:25 am - 5:00 pm MDT

Our Virtual Regional Healthcare Compliance Conferences provide updates on the latest news in regulatory requirement, compliance enforcement, and strategies to develop effective compliance programs. Watch, listen, and ask...more

NAVEX

Navigating Risk Assessment Challenges During COVID-19

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All successful compliance programs depend on an astute risk assessment. That’s hard enough to deliver under the best of circumstances — and COVID-19 leaves compliance officers performing risk assessments under some of the...more

NAVEX

Fraud Risks and Anti-Fraud Programs During COVID-19

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Compliance professionals know that COVID-19 has unleashed a host of new challenges on corporate enterprise. Fraud risk isn’t one of them. Don’t get me wrong; COVID-19 has changed how fraudsters might approach your...more

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