News & Analysis as of

Filing Requirements EDGAR Electronic Filing

Fenwick & West LLP

REMINDER: Effective July 31, 2024, Large Accelerated Filers Must Submit Filing Fee Data in XBRL

Fenwick & West LLP on

Effective July 31, 2024, large accelerated filers must submit fee data in Inline XBRL format in registration statements, fee bearing proxies and tenders offers, with all other filers phased in beginning July 31, 2025....more

Skadden, Arps, Slate, Meagher & Flom LLP

SEC Division of Corporation Finance Publishes Guidance for Registrants as Government Shutdown Looms

On September 27, 2023, facing the prospect of a lapse of appropriations, the staff of the Securities and Exchange Commission’s Division of Corporation Finance published a summary of the anticipated impact on its operations of...more

Cooley LLP

Form 144 Goes Digital

Cooley LLP on

Venture capital and private equity funds with public companies in their portfolios – or whose principals sit on public company boards – are likely to be impacted by the new electronic filing requirements adopted by the...more

Cadwalader, Wickersham & Taft LLP

Preparing for the New SEC Electronic Filing Requirements for Form 144 – What Public Companies and Their Affiliates Need to Do to...

The U.S. Securities and Exchange Commission (the “SEC”) has adopted new rules that will require the affiliates of public companies to electronically submit their Form 144 filings (as opposed to filing those forms manually),...more

Orrick, Herrington & Sutcliffe LLP

SEC proposes requiring electronic EDGAR filings

On March 22, the SEC proposed amendments intended to “modernize” filing procedures through the use of electronic filings on EDGAR using structured data as appropriate....more

McGuireWoods LLP

SEC Sets Deadline for Compliance with Electronic Filing Requirements for Form 144

McGuireWoods LLP on

On June 2, 2022, the U.S. Securities and Exchange Commission (SEC) adopted rule amendments that require, among other things, Forms 144 to be filed electronically using the SEC’s EDGAR system, rather than through a paper...more

White & Case LLP

SEC Releases Electronic Form 144

White & Case LLP on

On September 23, 2022, the Securities and Exchange Commission (the "SEC") released the electronic version of Form 144. This follows the SEC's adoption on June 2, 2022 of rule amendments that require all Forms 144 to be filed...more

Cooley LLP

“The electronic Form 144 may be a big change, but it doesn’t have to feel like one!”

Cooley LLP on

That’s the headline on a sidebar on the SEC’s newest Form 144 EDGAR page, providing psychological support and comfort to ease the trauma—I mean the transition—for new filers of electronic Forms 144. You might recall that, in...more

Miller Nash LLP

SEC Expands Electronic Submission Requirements

Miller Nash LLP on

In 1993, the Securities and Exchange Commission (SEC) began mandating the electronic submission of various reports and other documents filed with the SEC. The SEC has once again expanded the categories of documents that must...more

ArentFox Schiff

Scrapped Paper: SEC Adopts New Electronic Filing Requirements for Investment Advisers

ArentFox Schiff on

The U.S. Securities and Exchange Commission (SEC) announced last week that it will now require electronic submissions via its Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system for certain applications, namely...more

Hogan Lovells

SEC rule amendments to require electronic submission of Form 144 filings and “glossy” annual reports - SEC Update

Hogan Lovells on

The SEC recently adopted rule amendments that will require registrants and other persons to file or otherwise submit electronically via EDGAR a variety of documents that previously could be submitted in either electronic or...more

Foley & Lardner LLP

SEC Updates Electronic Filing Requirements

Foley & Lardner LLP on

On June 3, 2022, the Securities and Exchange Commission (the “SEC”) announced its adoption of rule and form amendments expanding the requirement of electronic filing to include certain documents that are currently permitted...more

Eversheds Sutherland (US) LLP

XBRL reporting rules for BDCs come into effect as SEC adopts new electronic filing requirements

On August 1, 2022, the SEC’s structured data reporting rules governing business development companies will become effective. These rules, which were originally adopted in April 2020, require BDCs to tag certain submissions...more

BCLP

More on new SEC electronic filing requirements - Form 11-Ks and “glossy” annual reports

BCLP on

Earlier this month, the SEC announced the amendment of its electronic filing rules. In addition to Form 144 filings, which we discussed in our June 22 post, the amendments will affect Form 11-Ks and “glossy” annual reports,...more

Kelley Drye & Warren LLP

SEC Expands Electronic Filing Requirements

Overview The Securities and Exchange Commission (SEC) announced on June 3, 2022 that it has adopted amendments requiring a number of additional forms to be filed or submitted electronically. These final rules are part of the...more

Alston & Bird

SEC Adopts Amendments to Broaden Electronic Filing Requirements

Alston & Bird on

The SEC has adopted rule amendments requiring certain documents previously fileable in either electronic or physical form to be filed electronically. Our Securities Group covers which documents are covered and how companies...more

Dorsey & Whitney LLP

SEC Requires Electronic Submission of “Glossy” Annual Reports

Dorsey & Whitney LLP on

On June 3, 2022, the Securities and Exchange Commission mandated the electronic filing or submission of certain documents that reporting companies currently may provide as paper filings, by adopting amendments to Regulation...more

BakerHostetler

SEC Adopts Electronic Filing Mandates for Form 144 and Other Items

BakerHostetler on

Key Takeaways - ..The Securities and Exchange Commission (SEC) has adopted amendments to eliminate the paper filing option of several forms, including Form 144 and “glossy” annual reports, and to require such forms to be...more

Sullivan & Worcester

SEC to Require Electronic Filing of Most Remaining Paper Filings

Sullivan & Worcester on

On June 3, the SEC adopted rules and form amendments to mandate the electronic filing or submission of certain documents that currently are permitted to be filed or submitted in paper, most notably "glossy" annual reports and...more

Stinson - Corporate & Securities Law Blog

SEC Updates Electronic Filing Requirements

The Securities and Exchange Commission adopted rules and form amendments to: Mandate the electronic filing or submission of certain documents that currently are permitted to be filed or submitted in paper... ...more

Cooley LLP

SEC adopts amendments mandating more electronic submissions

Cooley LLP on

On Friday, the SEC announced that it had adopted amendments to require electronic submission of several forms that currently may be submitted on paper and to require structured data reporting (i.e., XBRL) for Form 11-K. Most...more

Cooley LLP

SEC proposes more mandatory electronic filing

Cooley LLP on

Yesterday, the SEC published proposed amendments—which the SEC voted unanimously to propose—to update the electronic filing requirements. The proposed rule and form amendments would require that certain forms be filed or...more

BCLP

SEC Rule 144 Proposals Target “Toxic” Convertible Securities and Paper Filings

BCLP on

Last week the SEC proposed to amend Rule 144 in order to: ..Eliminate tacking for shares underlying market-adjustable securities of unlisted companies ..Update and simplify certain filing requirements, including...more

Foley & Lardner LLP

SEC Amends Regulation S-T to Permit Electronic Signatures

Foley & Lardner LLP on

On November 17, 2020, the U.S. Securities and Exchange Commission (“SEC”) announced it had adopted amendments to Regulation S-T and other rules to permit the use of electronic signatures for SEC filings (the “Amendments”). ...more

WilmerHale

SEC Adopts Amendments to Permit Electronic Signatures

WilmerHale on

On November 17, 2020, the SEC announced that it will begin to permit the use of electronic signatures for certain filings. To take advantage of the new rule amendments, which become effective upon publication in the Federal...more

37 Results
 / 
View per page
Page: of 2

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide