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Financial Industry Regulatory Authority (FINRA) › Employment Policies

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest - Volume X, Issue 23

Katten Muchin Rosenman LLP on

In This Issue: - Meeting of the SEC Advisory Committee on Small and Emerging Companies - FINRA Requests Comment on a Proposed Rule to Require Delivery of an Educational Communication to Customers of a Transferring...more

Holland & Knight LLP

New York City Prohibits Discrimination Based on Credit History

Holland & Knight LLP on

New York City Mayor Bill de Blasio recently signed into law the Stop Credit Discrimination in Employment Act. It amends the New York City Human Rights Law to prohibit employers from requesting or using an individual's...more

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