News & Analysis as of

Financial Industry Regulatory Authority (FINRA) Government Shutdown

Skadden, Arps, Slate, Meagher & Flom LLP

SEC Division of Corporation Finance Publishes Guidance for Registrants as Government Shutdown Looms

On September 27, 2023, facing the prospect of a lapse of appropriations, the staff of the Securities and Exchange Commission’s Division of Corporation Finance published a summary of the anticipated impact on its operations of...more

Morrison & Foerster LLP

Guidance from the SEC’s Division of Corporation Finance Regarding a Potential U.S. Government Shutdown

On September 27, 2023, the Division of Corporation Finance (Division) of the U.S. Securities and Exchange Commission (SEC) published an announcement about its anticipated operations in the event of a potential government...more

Cooley LLP

Shutdown anyone?

Cooley LLP on

Corp Fin has posted an announcement regarding its plans in the event of a federal government shutdown. The announcement indicates that its activities would be “extremely limited.” (At a hearing yesterday before the House...more

Dorsey & Whitney LLP

The SEC's National Exam Program 2019

Dorsey & Whitney LLP on

The SEC's Office of Compliance Inspections and Examinations (“OCIE” or the “Office”) announced its 2019 Examination Priorities just before Christmas and the current Government partial-shutdown (here). While nonemergency...more

Katten Muchin Rosenman LLP

Bridging the Week - January 2019

Prior to having most of its routine work suspended because of the US government partial shutdown, the Securities and Exchange Commission’s inspection unit published its 2019 examination priorities. These included reviewing...more

Cooley LLP

Blog: SEC shutdown update; Corp Fin shutdown FAQs

Cooley LLP on

Happy holidays and happy new year everyone! Here’s the latest from the SEC: - In the event of a federal government shutdown, the SEC will follow the agency’s plan, which contemplates focusing on “market integrity and...more

Robins Kaplan LLP

Your Daily Dose of Financial News

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Uber has picked a new CEO. Word emerged late yesterday that the board selected current Expedia chief Dara Khosrowshahi to take the helm. Khosrowshahi beat out high-powered execs like Jeff Immelt and Meg Whitman in assuming...more

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