Popular, Data Security, Internal Controls

[Event] Healthcare Basic Compliance Academy - August 19th - 22nd, Washington, DC

Health Care Compliance Association (HCCA) on 6/17/2024

This three-and-a-half-day, classroom-style learning experience is designed for compliance professionals ready to advance their career by mastering the fundamentals of compliance program management in a healthcare setting....more

A Guide to Efficient Data Remediation for Law Firms in 2023

Reveal on 1/16/2023

Data is like the mail: it just keeps coming in, day after day. Storing and maintaining it is a never-ending process. Excess data can slow down operations, diminishing a law firm’s productivity, profitability, and public...more

Marriott Investor’s Security Fraud Claims Arising from Data Breach Rejected by Fourth Circuit

Smith Anderson on 5/19/2022

The Fourth Circuit dismissed an investor’s lawsuit against a hotel chain that had been subject to a data breach, ruling that the company had not made false or misleading public statements about its protection of customer...more

The Impact of Cybersecurity Regulations on the Financial Services Industry in 2022

Holland & Knight LLP on 1/13/2022

Following the SolarWinds and the Colonial Pipeline cyberattacks, the Biden Administration emphasized a shift toward mandatory cybersecurity requirements. Throughout 2021, government agencies issued new cybersecurity guidance,...more

[Webinar] Privacy, Data and Cyber Security: The Current Legal Landscape - November 11th, 12:00 pm - 1:00 pm EST

Pietragallo Gordon Alfano Bosick & Raspanti,... on 10/15/2021

Companies and consumers alike are under perpetual assault from bad actors as IoT, work from home, and cloud migration – all intended to improve productivity – have expanded the cyber attack surface. The continually evolving...more

Strengthening US Cybersecurity: Impacts of the Executive Order

NAVEX on 6/4/2021

An executive order was signed on May 12, directing the federal government to overhaul its approach to cybersecurity. Corporate compliance and risk management professionals should consider this order carefully — because, in...more

[Virtual Event] Technology and Compliance Conference - June 24th, 8:55 am - 3:30 pm CDT

Society of Corporate Compliance and Ethics... on 5/12/2021

How to ensure emerging technologies help rather than hurt your organization - Technology represents the classic double-edged sword for compliance and ethics professionals. When properly utilized, it can be a vital tool,...more

Third-Party Risk Management: 5 Reasons to Monitor Cybersecurity Risk in Real Time

NAVEX on 2/1/2021

In today’s business landscape, it is nearly impossible to work alone. You have to collaborate with clients, vendors, suppliers, specialists, and plenty of other partners all considered third parties to your organization. As a...more

[Webinar] Taming the eDiscovery and Governance Dragon: Experts Discuss Slack, Microsoft Teams and Other Collaboration Platforms -...

Reveal on 10/16/2020

The pandemic has thrown an already chaotic eDiscovery and Compliance landscape into even greater disarray. Collaboration platforms such as Slack, Microsoft Teams, and file sharing solutions such as Box, Egnyte, OneDrive, and...more

Spotting and Mitigating Enforcement Issues Concerning Cybersecurity-Related Controls and Disclosures

Morgan Lewis on 9/11/2020

The growing frequency and public awareness of cyberincidents, evolution of technologies employed by intruders, and proliferation of personal data and infrastructure vulnerable to attack have all contributed to heightened...more

4 Ways to Protect ePHI Beyond HIPAA Compliance

NAVEX on 8/14/2020

Given the choice between credit card data and digital health records, cybercriminals prefer the latter. A stolen credit card can be canceled. Electronic protected health information (ePHI) with its treasure-trove of...more

Frequency and Cost of Insider Threats Continue to Increase

Robinson+Cole Data Privacy + Security Insider on 2/11/2020

The Ponemon Institute recently issued its 2020 Cost of insider Threats Global Report, which finds that the frequency and cost of insider threats is continued to increase. Sponsored by ObserveIT and IBM, the 2020 report is the...more

Lessons Learned from the Capital One Data Breach (Part I of III)

The Volkov Law Group on 9/10/2019

Not to say, I told you so, but around the same time that the Capital One data breach occurred, I was reminding clients that nearly half of all significant data breaches or cyber-incidents occur because of internal actors. ...more

NFA Issues Interpretive Notices for CPOs Regarding Internal Controls Systems and Cybersecurity

Akin Gump Strauss Hauer & Feld LLP on 1/15/2019

• The NFA has determined that registered CPOs must implement an internal controls system and highlighted best practices for such a framework. • In response to certain frequently asked questions, the NFA has also updated its...more

Fool Me Twice…SEC’s latest Cyber-Fraud ROI Indicates Future Enforcement Against Hacker Victims

Sheppard Mullin Richter & Hampton LLP on 11/29/2018

In the aftermath of the Securities and Exchange Commission’s (“SEC”) latest Report of Investigation (“Report”) regarding cyberattacks via “spoofed or manipulated electronic communications,” companies should prepare to adjust...more

FINRA fines Raymond James $500,000

Robinson+Cole Data Privacy + Security Insider on 3/17/2016

Financial services firm Raymond James Financial Services Inc. (Raymond James) has agreed to settle an investigation by the Financial Industry Regulatory Authority (FINRA) for $500,000. The investigation stems from allegations...more

Corporate Investigations & White Collar Defense - October 2015

Manatt, Phelps & Phillips, LLP on 10/23/2015

"Wherefore Art Thou Due Process?" Part III - Why it matters: It is time for another installment in our continuing "Wherefore Art Thou Due Process?" coverage into the ongoing constitutional challenges to the SEC's...more

SEC to Conduct Second Round of Cybersecurity Examinations

Proskauer on Privacy on 9/17/2015

On September 15, 2015, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) issued a Risk Alert announcing its second round of examinations of registered investment...more

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