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401(k) Plan Sponsors: Please Read This Article!

You’re a 401(k) plan sponsor and we understand that you’re busy running a business and talking about retirement plan issues is as exciting as watching paint dry. The problem is that paint drying won’t expose you to liability,...more

The Great Steve Wozniak (@stevewoz), Co-Founder of Apple, Talks Inspiration with @HsuUntied  [Video]

Today, my guest is Steve (“Woz”) Wozniak, who co-founded Apple Computer with Steve Jobs in 1976. A Silicon Valley icon and philanthropist for the past three decades,Woz has been involved in various business and philanthropic...more

This Week in FCPA-Episode 12 [Video]

In this episode, Jay Rosen and myself take a look at the line drawn from the Yates Memo to the hiring of Hui Chen, to the Pilot Program, the 3 enforcement actions since then and conclude that FCPA enforcement is changing. Jay...more

Popular Reads on JD Supra

Good work, smart folks. Stay in touch....more

How To Have A Good 401(k) Plan After The Long Run

I’m a big fan of The Eagles and one of my favorite songs is the title track “The Long Run.” “You can go the distance. We'll find out in the long run.” While the song is really about love and relationships, I like it because...more

How Retirement Plan Providers Can Deal With The Fiduciary Rule Change

At its prime, Blockbuster Video had 9,000 stores and was actually bought by Viacom in 1994 for $8.4 billion. Then some things called DVDs, Netflix, Redbox, and digital delivery caused Blockbuster to go out of business....more

FCPA Compliance and Ethics Report-Episode 262-the Brexit Edition, with Jonathan Armstrong [Video]

In this special Brexit episode, I visit with UK lawyer Jonathan Armstrong about the potential impacts of the British exit from the EU for the FCPA compliance practitioner around issues relating to data privacy and data...more

Five on Friday – Five Recent Developments that We’ve Been Watching Closely: June 2016 #2

It’s Friday and time for another overview of developments in the field of business and human rights that we’ve been monitoring. This week’s post includes: a new guide for business lawyers from the International Bar...more

Unfair and Unbalanced-Episode 8 [Video]

In this episode, Roy Snell and I continue to explore issues around the compliance profession and compliance professionals. ...more

Don’t Use Your Payroll Provider As Your 401(k) TPA

I’ve been writing articles for the past 6 years and the ones that are remembered the most are the ones about how it’s a bad idea for plan sponsors to use payroll providers as the third party administrators (TPAs) of their...more

How to Communicate and Understand Retirement Plan Sponsors

Being a retirement plan provider isn’t just about selling services, it’s really about selling yourself and you can’t sell yourself properly if you can’t communicate with clients and potential plan clients. This article is...more

[Webinar] Ethics - Confidentiality Issues Re: Attorney Client Privilege and Information - June 8th, 12:00pm CT

Confusion surrounds the attorney-client privilege. Many think they have it when they do not and even if they do, they fail to appreciate how easy it is to lose. In either case, not enough attention is paid to the possibility...more

PRACTICING WITHOUT A NET: Protecting Your Firm By Agreement

Attorneys come to us when contemplating the creation or expansion of their firms, when they want to leave their firm, or are dealing with the fallout of another member leaving. While many law firms have taken advantage of...more

[Event] CLE for In-House Counsel - A 2016 Update on Current Issues Relating to Your Business - June 2nd, Chicago, Ill

Please join us for a complimentary CLE seminar on current issues affecting your business. Taught by leading practitioners at Locke Lord, the seminar offers three hours of CLE credit, including one hour of Professional...more

3 Unexpected Insights on Building Your Second Startup: Q&A with Marissa Evans

Audio and text excerpt from episode 7 of The Control Room, with Sawyer co-founder Marissa Evans....more

Building a Company: Rolie Polie Guacamole and Flyering in Brooklyn [Video]

In Episode 7 of The Control Room, Sawyer co-founder Marissa Evans shows us:  - What you worry about as a second-time founder (and why it's more straightforward the second time around); - What happens when your users are...more

Be Careful How, And With Whom, You Associate

Attorney associations are valuable means to reduce overhead and expenses, and provide support for sole practitioners. However, casually creating an association can give rise to issues, including increased exposure to...more

How My 'WTF' Moment Sparked a Petition for Gender Equality

Companies that aim to improve and shape society can’t do so unless they reflect society....more

Survey says… New trends from corporate in-house counsel

Recently, Kroll and Kroll Ontrack surveyed over 170 corporate in-house counsel to share their perspectives on modern legal challenges facing organizations. We asked about some of the most pressing issues – from big data and...more

Shakespeare Week – Part I: Henry IV, Part II – Lawyers and Compliance

What is the most famous line in Shakespeare about lawyers? That is an easy one because lawyer-haters across the world (and lawyer-lovers as well) know it – First thing we do is kill all the lawyers. It comes from Henry IV,...more

Collective Investment Trusts as Retirement Plan Investment Options: Important Tax and ERISA Considerations [Video]

Nexsen Pruet tax and employee benefits attorney Sue Odom says retirement plan fees and expenses have been the “hot topic” for the past several years. We’ve seen increased regulation through disclosure requirements and...more

Popular Reads on JD Supra: Cybersecurity, the Internet of Things, Bitcoin, and More

A recap of some of the most popular posts published on JD Supra during last month....more

The Evolution of Law Firm Compensation

Law firm compensation plans are by and large unsophisticated, hard to administer, too subjective, opaque, and reward the wrong behaviors. As someone wise once said, “If your compensation plan is in conflict with your...more

Litigation Funding and Other Monetization Tools for Israeli Innovators and Investors

Protecting the value of Israeli businesses involved in cross-border legal disputes may require aggressive assertion of rights in claims against joint venture partners, distributors, licensees, customers, or infringers of...more

Can Adaptive Compliance Training Reduce Fatigue? [Video]

In this video interview (part III of IV), GRC Solutions Managing Director, Julian Fenwick, shares the value of Adaptive Compliance Training in today’s e-learning environment. In this short compelling video, Julian addresses...more

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