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Securities Administrative Agency Transportation

Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.

Could The SEC Ask Airlines To Produce Data On Delayed And Canceled Flights?

by Allen Matkins on

The following story is fiction.   It was imagined following the SEC’s recently settled action against KBR, Inc. Airlines were caught completely off guard yesterday by SEC letters asking that they produce five years of...more

The Aviation Industry and Corruption

by Michael Volkov on

DOJ and the SEC have quietly (or maybe not so quietly) set an enforcement tone in the aviation industry. When you look over the last few years, we have several enforcement actions either pending or resolved involving the...more

Jones Act Compliance for Publicly Traded Companies

by K&L Gates LLP on

Following a much publicized investigation of Trico Marine Services, Inc., a publicly traded Jones Act-company, and its compliance with the 75% U.S. citizen ownership and control requirements for coastwise operations, which...more

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