Securities Professional Malpractice Business Organization

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COMMENTS ABOUT SEC V. THOR INDUSTRIES: THE ALLEGATIONS AND THE REMEDIES DAVID TATE ESQ 06092011

A summary and discussion about SEC v. Thor Industries, including the allegations, the remedies, who did or did not do what, and improvements that could be made by the SEC and in governance and risk....more

D&O, GRC and Accountant Update 8.28.10

D&O, GRC and Accountant Update 8.28.10, the new SEC proxy access rules, and links to articles of interest. Dave Tate, Esq. http://davidtate.us...more

D&O, Governance, Risk, Compliance and Accountant Update 8.20.10

D&O, Governance, Risk, Compliance (GRC) and Accountant Update 8/20/10....more

Audit Committee Annual Self Evaluation Form

Audit committee annual self evaluation form in Adobe allowing for information input....more

Audit Committee Agenda April 1, 2009

Audit Committee Agenda updated April 1, 2009...more

Audit Committee Responsibilities & Risk Management

Public and private company audit committee responsibilities and risk management....more

The Little Paper About Nonprofit Audit Committees

A paper discussing nonprofit audit committee functions and responsibilities....more

Governance Lessons Learned From SEC v. Con-way, Inc.

Governance lessons learned from SEC v. Con-way, Inc....more

Comments about New Century's Examiner's Report regarding the Audit Committee and Internal Audit

Comments about New Century's Examiner's Report regarding the Audit Committee and Internal Audit...more

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