Securities Professional Malpractice Insurance

Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.
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“Related Acts” Reduce Insurer’s Exposure by Half

The Eighth Circuit Court of Appeals recently held that, under Minnesota law, multiple wrongful acts by a financial advisor to four plaintiffs are “interrelated” and “logically connected” within the meaning of the policy’s...more

The Network of Trial Law Firms Offers FREE Online CLE

Shouldn't CLE be free? Now it is, as The Network of Trial Law Firms today launched its TRIAL.COM Online CLE Center at www.TRIAL.COM/cle. The service is 100% free and attorneys watching the videos can qualify for CLE credit in...more

Audit Committee Annual Self Evaluation Form

Audit committee annual self evaluation form in Adobe allowing for information input....more

Audit Committee Agenda April 1, 2009

Audit Committee Agenda updated April 1, 2009...more

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