Financial Services Authority › Commodities Futures Trading Commission

The Financial Services Authority is an independent financial regulatory body within the United Kingdom. The FSA establishes standards for most financial services markets, exchanges, and firms and pursues legal... more +

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News & Analysis as of May 24, 2013

Orrick's Financial Industry Week In Review - April 2, 2013

by Orrick, Herrington & Sutcliffe LLP on 4/2/2013

In This Issue: *Financial Industry Developments - CFTC No-Action Relief for Commodity Trader Advisor Registration - CFTC Regulations on Associated Persons of Swap Dealers and Major Swap Participants -...more

Orrick's Financial Industry Week in Review - March 25, 2013

by Orrick, Herrington & Sutcliffe LLP on 3/25/2013

In This Issue: *Financial Industry Developments - Agencies Issue Updated Leveraged Lending Guidance - CFTC No-Action Relief from Required Clearing for Some Partial Swap Novations and Terminations - FHFA...more

Corporate and Financial Weekly Digest - March 22, 2013

by Katten Muchin Rosenman LLP on 3/25/2013

In this issue: - NASDAQ Proposes Internal Audit Function Requirement for Listed Issuers - FINRA’s Frequently Asked Questions on Electronic Blue Sheet Submissions Updated Regarding Order Execution Time -...more

Gensler Criticizes Libor At CFTC Roundtable

by Elan Mendel | Shipkevich PLLC on 2/27/2013

Gary Gensler, the U.S. Commodity Futures Trading Commission (CFTC) head addressed a roundtable yesterday as part of the International Organization of Securities Commissions (IOSCO Task Force). In his opening remarks to the...more

FSA Challenges Accusations That It Was Slow on LIBOR Scandal

by Orrick - Structured Finance Group on 2/26/2013

On February 21, the Treasury Select Committee published the FSA’s response in relation to its August 2012 report on LIBOR. The report had criticized the FSA for being behind the US regulator in formally investigating market...more

Corporate and Financial Weekly Digest - February 22, 2013

by Katten Muchin Rosenman LLP on 2/25/2013

In this issue: - International Regulators Publish “Near-Final” Draft of Uncleared Swap Margin Rules - CFTC and IOSCO to Host Roundtable on IOSCO Financial Benchmarks Report - SDNY Favors the SEC in Foreign...more

CFTCs Gary Gensler Continues Crusade For Libor Reform

by Felix Shipkevich | Shipkevich PLLC on 2/21/2013

U.S. Commodity Futures Trading Commission (CFTC) chairman Gary Gensler has stated that the Libor interest rate is not yet free of fraud. Gensler said to the BBC in London that the rate was often “completely made up.” Many...more

DOJ Announces Criminal Charges And Penalties For LIBOR Manipulation, Regulators Announce Parallel Civil Enforcement Actions

by BuckleySandler LLP on 2/15/2013

On February 6, U.S. and U.K. authorities announced that a Japanese financial institution and its British bank parent company agreed to pay roughly $612 million to resolve criminal and civil investigations into the firms’ role...more

Skadden, Arps, Slate, Meagher & Flom LLP

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Financial Services Authority › Commodities Futures Trading Commission

Orrick's Financial Industry Week In Review - April 2, 2013

Orrick's Financial Industry Week in Review - March 25, 2013

Corporate and Financial Weekly Digest - March 22, 2013

Gensler Criticizes Libor At CFTC Roundtable

FSA Challenges Accusations That It Was Slow on LIBOR Scandal

Corporate and Financial Weekly Digest - February 22, 2013

CFTCs Gary Gensler Continues Crusade For Libor Reform

DOJ Announces Criminal Charges And Penalties For LIBOR Manipulation, Regulators Announce Parallel Civil Enforcement Actions

Skadden's 2013 Insights: Financial Regulation

Libor And Euribor Update: Deadline Looms As Banks Cut Bonuses

Corporate and Financial Weekly Digest - December 14, 2012

Libor Fixing Probe – UBS Facing Potential $1 Billion Fine

Orrick's Financial Industry Week in Review - December 3, 2012

CFTC Seeks Comments on ICE Clear Europe Petition

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