Recordkeeping Requirements, Major Swap Participants

CFTC Staff Issues No-Action Letters

by Kevin M. Foley, Ross Pazzol, Adam J. Spector | Katten Muchin Rosenman LLP on 4/16/2013

Commodity Futures Trading Commission staff recently released three no-action letters providing relief relating to swap data reporting requirements with respect to trade options, inter-affiliate swaps and real-time reporting...more

CFTC Staff Issues No-Action Letters

by Blake Brockway, Kevin M. Foley | Katten Muchin Rosenman LLP on 4/10/2013

The Commodity Futures Trading Commission staff recently released a series of letters relating to a variety of regulatory issues, including registration relief for certain entities and recordkeeping requirements for certain...more

CFTC’s Division Of Swap Dealers Issue Time-Limited No-Action Relief

by Felix Shipkevich | Shipkevich PLLC on 4/2/2013

The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a time-limited no-action relief for swap dealers and major swap participants. The no action relief concerns certain recordkeeping obligations...more

CFTC Provides No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations

by Leonard, Street and Deinard - Dodd-Frank and... on 10/30/2012

The CFTC has provided time-limited no-action relief for swap dealers, or SDs, and major swap participants, or MSPs, concerning certain recordkeeping obligations under Part 23 of the CFTC’s regulations. ...more

CFTC Issues Final Rules on Confirmation, Portfolio Reconciliation, Portfolio Compression and Swap Trading Relationship...

by White & Case LLP on 10/18/2012

On August 27, 2012, the Commodity Futures Trading Commission (the “CFTC”) unanimously approved final rules (the “Final Rules”) that establish requirements for the (i) documenting of swap trading relationships between swap...more

CFTC Tightens Hold on Swap Participants

by Orrick - Securities Litigation and Regulatory... on 9/20/2012

On September 10, 2012, the CFTC issued rules mandating new record-keeping and registration requirements for swap dealers and major swap participants in the $700 trillion derivative global market. The rules were published in...more

CFTC Issues Final Rules Related to Swap Trading Relationship Documentation, Swap Confirmations, and Swap Portfolio Reconciliation...

by Katten Muchin Rosenman LLP on 9/12/2012

On August 27, the Commodity Futures Trading Commission published final rules related to swap trading documentation for swap dealers (SDs) and major swap participants (MSPs). The final rules set forth standards for the timely...more

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Recordkeeping Requirements › Major Swap Participants

CFTC Staff Issues No-Action Letters

CFTC Staff Issues No-Action Letters

CFTC’s Division Of Swap Dealers Issue Time-Limited No-Action Relief

CFTC Provides No-Action Relief to Swap Dealers and Major Swap Participants Regarding Certain Recordkeeping Obligations

CFTC Issues Final Rules on Confirmation, Portfolio Reconciliation, Portfolio Compression and Swap Trading Relationship...

CFTC Tightens Hold on Swap Participants

CFTC Issues Final Rules Related to Swap Trading Relationship Documentation, Swap Confirmations, and Swap Portfolio Reconciliation...

CFTC Issues Temporary No-Action Relief for Trade Options

Dodd Frank Update: Impact on Gas & Power Transactions (Presentation)

Dodd-Frank Financial Reform: Potential Impacts to ISDA and Other Trading Contracts

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