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Web-based Tracking Technology and AI: HIPAA Compliance Issues for Health Care Practices
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There's still time to register for the CMO Series Webinar: Composable Architecture and Why it Benefits Your Firm
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CMO Series EP100 - Celebrating 100 episodes and exploring the future of professional services marketing
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Podcast Episode 180: Building & Leveraging Your Brand Through Social Media
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[author: Trevor Starer] The use of social media raises many securities law and compliance challenges for issuers, broker-dealers, and investment advisers. This Compliance Guide summarizes briefly some key principles. ...more
On October 28, 2015, at a Practising Law Institute program, the Securities Regulation Institute, the Director of the Division of Corporation Finance of the Securities and Exchange Commission joined a panel discussion on...more
The growing use of social media has created challenges for federal securities regulators, who must enforce antifraud rules that were written at a time when the prevailing technology was the newspaper. This Guide...more
It is well documented that companies now use social media for all kinds of communications, including “traditional” SEC disclosures. As the scope of the social media disclosures continues to expand, some companies are starting...more