AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI Today in 5: June 5, 2026, The Tech Review, Not Political Review Edition
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
AI Today in 5: June 3, 2026, The From No Control to Total Control Edition
Great Women in Compliance: Wildly Effective, 10 Years Later
Compliance into the Weeds: Why the Compliance Job Market Feels Frozen
Daily Compliance News: June 3, 2026, The Rubicon of Corruption is Crossed Edition
AI Today in 5: June 2, 2026, The Exposing Yourself Edition
Daily Compliance News: June 2, 2026, The Big Trouble Down Under Edition
FCPA Compliance Report: Matt Ellis on Cartels, FTO Risk, and Corporate Compliance in Latin America
From the Editor’s Desk: Aaron Nicodemus on the May and June in Compliance Week
Daily Compliance News: June 1, 2026, The End of Climate Disclosure Rules Edition
Sunday Book Review: May 31, 2026, The New Books in May Edition
Episode 419: Polymarket Insider Trading Charges Illustrate DOJ and CFTC Prediction Markets Enforcement Strategy
Episode 418 -- European Union Gives Final Approval to Landmark Anti-Corruption Directive
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – May 29, 2026
AI Today in 5: May 29 2026, The AI as Real Estate Agent Edition
Borrowers under net asset value (“NAV”) credit facilities will sometimes seek to grant a direct pledge of their interests in hedge funds and private equity funds as collateral. The analysis for determining whether any such...more
Enforcement Update: This month’s enforcement roundup covers five significant CFTC developments that demand immediate attention from registrants and market participants:...more
The Ontario Securities Commission (“OSC”) published for comment proposed amendments and changes to OSC Rule 13-502 Fees, OSC Rule 13-503 (Commodity Futures Act) Fees and their companion policies (the “Proposed Amendments”)....more
The International Organization of Securities Commissions (“IOSCO”) has now published its final report, Recommendations on Valuing Collective Investment Scheme (“CIS”) (the “Recommendations”), which updates and merges previous...more
Sripetch v. SEC, No. 25-466 - Introduction - Yesterday, the Supreme Court unanimously held that the SEC is not required to show that investors suffered pecuniary loss in order to obtain a disgorgement award. But the Court...more
On 5 June 2026, the EU Listing Act (Regulation (EU) 2024/2809) introduces amendments to the Prospectus Regulation (Regulation (EU) 2017/1129). These changes affect the format, sequence, content, scrutiny and approval of...more
On June 4, 2026, the Supreme Court of the United States issued three decisions: Hikma Pharmaceuticals USA Inc. v. Amarin Pharma, Inc., Case No. 24-889: This patent dispute addresses when a generic drug manufacturer may...more
In Sripetch v. Securities & Exchange Commission, 2026 WL 1593329, 608 U.S. ___ (U.S. June 4, 2026) (Gorsuch, J.), the United States Supreme Court held unanimously that the Securities and Exchange Commission (“SEC”) need not...more
Private credit in the United States has grown from roughly $41 billion in 2000 to an estimated $1–$2 trillion today. Some projections anticipate growth globally to $5 trillion by 2029. Funds now compete directly with...more
In May 2026, FINRA’s Corporate Financing Department launched a new Private Placement Information page that makes selected information from private placement filings publicly available. The data is derived from Rule 5122 and...more
The EU Listing Act (Regulation (EU) 2024/2809), which was published in November 2024 and forms part of the EU’s wider Capital Markets Union project, is a package of reforms designed to make the EU public capital markets more...more
The deadline is approaching for the HM Revenue & Customs (HMRC) year-end reporting requirements for companies in the UK, US and elsewhere with share options and other share awards granted to – and share acquisitions by – UK...more
The U.S. Securities and Exchange Commission (SEC) has proposed the rescission of climate disclosure rules requiring companies to provide climate-related information in their registration statements and annual reports....more
In a recent Staff Advisory to the Enforcement Division, the Commodities and Futures Trading Commission (“CFTC”) released guidance on how companies can avoid enforcement actions—or receive substantial penalty...more
Developments in securities litigation move fast, and not all of them matter equally. Each month, Alto Litigation curates and summarizes the cases, rulings, and regulatory actions most likely to shape risk and strategy in the...more
Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Clarity Act Reported to the Senate and Placed on the Legislative Calendar - On June 1, H.R. 3633, the Digital Asset Market Clarity Act, was reported to the Senate by Sen. Tim Scott of South Carolina and placed on the...more
The US Securities and Exchange Commission has proposed broad amendments to the rules governing how companies raise capital through public offerings. The proposal would significantly change the registration, communication, and...more
In late May 2026, the Commodity Futures Trading Commission (“CFTC”) approved the listing of the first perpetual futures contract on a CFTC-regulated exchange, a cash-settled perpetual derivative referencing the spot price of...more
Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On June 4, 2026, in Sripetch v. SEC, No. 25–466, the Supreme Court unanimously held that the Securities and Exchange Commission (SEC) need not prove that victims suffered a financial loss before obtaining a disgorgement award...more
Haynes Boone recently hosted its inaugural 30 Block: Crypto & Compliance Forum, bringing together digital asset market participants, lenders, issuers, infrastructure providers and institutional and retail leaders to discuss...more
In April 2026, U.S. Army Special Forces Master Sergeant Gannon Ken Van Dyke was charged for allegedly profiting over $400,000 on bets placed on an offshore cryptocurrency-based prediction platform using classified information...more
