Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives
FCPA Compliance Report - Exploring AI Adoption in Risk and Compliance with Richard Graham
AI Today in 5: November 10, 2025, The Use AI or Be Fired Edition
Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition
Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
Daily Compliance News: November 7, 2025, The Do $1tn Pay Packages Really Incentives You Edition
Everything Compliance: Episode 161, The Tribute Adam Turteltaub Edition
ACI-FCPA Conference Speaker Preview Series - Michael Harper on Reading the Tea Leaves for FCPA Enforcement Going Forward
Compliance Tip of the Day – NBA Betting Scandal – The Role of Compliance in Sports Leagues
Daily Compliance News: November 6, 2025, The Norway Says No to Musk Edition
ACI-FCPA Conference Speaker Preview Series - Andrew Bruck on Updating Your Due Diligence Program
Compliance Tip of the Day: NBA Betting Scandal - A Short History of BasketBall Betting Scandals
Great Women in Compliance: The Art and Science of Compliance: Nicole Rose on Culture, Curiosity, and Change
AI Today in 5: November 5, 2025, The Another One Bites the Dust Edition
Compliance into the Weeds: Incentives in Compliance: Structuring Effective Compensation Plans
Daily Compliance News: November 5, 2025, The Sex Dolls in Paris Edition
In Summer 2025, the U.S. Court of Appeals for the Sixth Circuit issued a strongly worded decision in In Re: FirstEnergy Corporation (No. 24-3654)—confirming the core concept that internal investigations conducted by counsel...more
Government attitude and definition - As in many countries, the regulation of cryptocurrencies in Canada is divided among various levels of government and administrative agencies, depending on the nature of the activity...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Anik Shah discusses his panel at the event, “Lawyering Through Uncertainty: The New Reality of Advising Clients and Making...more
Europe showed resilient buyout activity in Q3, on pace to exceed 2024. The market is moving with improved sentiment into Q4 with global sponsors—especially U.S. firms—deploying capital actively....more
This edition of the Conyers Investment Funds Report provides a variety of updates and insights relevant to the investment funds space in the Cayman Islands, British Virgin Islands, and Bermuda....more
For public companies looking to raise capital relatively quickly and at a lower cost, equity lines of credit (ELOCs) and at-the-market equity offerings (ATMs) may be viable options. Both allow companies to control the timing...more
Welcome to Goodwin’s Digital Currency & Blockchain Quarterly Litigation Update, in which our Chambers-ranked global team of specialists shares highlights and key litigation and enforcement updates that are shaping the...more
With effect from October 29, 2025, Singapore Exchange Regulation (SGX RegCo) has put into place measures in response to comments on its consultation paper on “A Shift to a More Disclosure-Based Regime” (issued on May 15,...more
On 15 July 2025, the UK Digitisation Taskforce (the Taskforce) published its Final Report on the proposed digitisation of the UK shareholding framework (see the August edition of this newsletter). One of the key...more
The European Commission has adopted a Delegated Regulation amending the regulatory technical standards (RTS) under Delegated Regulations (EU) 2018/1645 and 2018/1646, pursuant to the Benchmark Regulation (EU) 2016/1011. These...more
With private equity fundraising timeline hitting an all-time high of 19 months in 2024,1 fundraising in the current market is a daunting prospect for any private fund manager. Reviewing relevant fund terms and planning ahead...more
The UK Financial Conduct Authority (FCA) has published a statement outlining guidance for firms intending to offer crypto exchange-traded notes (cETNs) to retail investors, following the lifting of its ban effective from 8...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. In this episode, Tom Fox welcomes Richard Graham, Director – KYC / Financial Crime at Moody’s, to discuss the newly released AI...more
Food Venture Financing Trends - The EVERY Company, known for its animal-free egg whites and egg white proteins, announced that it raised $55 million in its Series D financing round....more
Welcome to AI Today in 5, the newest edition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone with a curiosity. It could be books about business, compliance, history, leadership, current...more
Welcome to #10For10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to...more
The draft Financial Services and Markets Act 2000 (Regulated Activities) (ESG Ratings) Order 2025 has been laid before UK Parliament and published alongside a draft explanatory memorandum. The draft Order seeks to bring the...more
The European Securities and Markets Authority (ESMA) has announced that cyber risk and digital resilience will remain central to its Union Strategic Supervisory Priorities (USSPs) for 2026. This follows strong engagement from...more
On 5 November 2025, ASIC announced the publication of its roadmap to promote strong, efficient, and globally competitive capital markets in Australia. The roadmap is outlined in report Report 823 titled “Advancing Australia’s...more
On 14 October 2025, the UK's Financial Services Authority ("FCA") published Consultation Paper 25/28 on “Progressing Fund Tokenisation” (the "CP"), which it claims will be a key component of future financial services. The CP...more
The Financial Reporting Council has revised its guidance on the UK Corporate Governance Code (Code), making it clear that the remuneration of non-executive directors in shares is appropriate, enhancing the ability of...more
Despite the continued absence of SEC staff amid the government shutdown, the Securities Enforcement Forum in Washington, D.C. (the Forum) went forward on October 30, 2025. Panelists from the industry provided a candid look at...more
