AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
AI Today in 5: February 2, 2026, The On Thin Ice Edition
FCPA Compliance Report: Navigating Security Threats In Venezuela with Marc Duncan - A Comprehensive Approach to Risk Management
Daily Compliance News: February 2, 2026, The Only 8 Cups of Coffee Per Day Edition
Sunday Book Review: February 1, 2026, The Top Books on Whistleblowers Edition
California began rolling out a first-of-its-kind reporting program that will change how many venture and private investment fund managers collect information about the founders they back. In 2026, fund managers with a...more
The White House Crypto Policy Council convened a meeting with executives and trade associations representing both the crypto industry and traditional financial institutions to discuss legislation on digital asset market...more
As discussed in our previous article, “Raising Capital Through Private Placements Under Regulation D”, Regulation D provides exemptions to streamline capital raising and avoid the rigorous public disclosure requirements...more
The past twelve months have seen a wave of changes to the corporate governance landscape affecting public companies. Many of those changes have affected proxy advisory services. Proxy advisory services have seen their...more
The UK Financial Conduct Authority (FCA) has published Handbook Notice No 137, confirming that it is delaying changes to the Collective Investment Schemes Sourcebook (COLL), and specifically to the concentration rule (COLL...more
Delegated Regulation (EU) 2026/264 amending the regulatory technical standards (RTS) in Delegated Regulations (EU) 2018/1645 and 2018/1646, pursuant to the Benchmark Regulation (EU) 2016/1011, has been published in the...more
As readers of this Blog know, affinity fraud and Ponzi schemes often intersect because each reinforces the weaknesses of the other, creating a powerful and deceptive form of financial exploitation....more
On January 30, 2026, the Delaware Supreme Court, sitting en banc, affirmed a settlement resolving excess compensation claims against non-employee director defendants but reversed and modified the portion of the settlement...more
California’s new law, Fair Investment Practices by Venture Capital Companies, will require diversity reporting by venture capital and similar investment firms with a California nexus beginning in 2026. Deadlines are fast...more
Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and U.S. financial services regulation....more
The UK Financial Conduct Authority (FCA) has published a statement following its November 2025 update on the bond consolidated tape provider (CTP) contract. It has now signed a contract with Etrading Software (ETS) to act as...more
On January 30, 2026, Chancellor Kathaleen St. J. McCormick of the Delaware Court of Chancery granted defendants’ motion to strike but denied a motion to terminate a derivative action asserting fiduciary breach claims against...more
In this crossover episode, Regulatory Oversight host Stephen Piepgrass teams up with Payments Pros host Keith Barnett to unpack how prediction markets, gaming, and payments intersect in a rapidly evolving and legally...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
Innovation occurs across many areas, and compliance professionals need not only to be ready for it but also to embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators...more
On February 4, 2026, the United States Court of Appeals for the Ninth Circuit reversed in part a decision from the United States District Court for the Western District of Washington granting a motion to dismiss a putative...more
On February 3, 2026, Judge B. Lynn Winmill of the United States District Court for the District of Idaho granted a motion to dismiss a putative securities class fraud action asserting claims against a semiconductor company...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On January 9, 2026, the Supreme Court granted certiorari in Sripetch v. SEC to resolve whether the Securities and Exchange Commission (SEC) may seek disgorgement—an equitable remedy requiring wrongdoers to return “ill-gotten...more
Brokers and their investor customers in digital assets should prepare, and tax professionals should prepare to assist, with reporting proceeds from certain digital asset transactions. See IRS FS-2025-06, Sept. 25, 2025....more
Digital Asset Integrations Signal Demand from Institutions, Derivatives Traders - Fireblocks, a major blockchain infrastructure platform, recently announced “the integration of the Canton Network, the privacy-enabled open...more
The Institutional Limited Partners Association (ILPA) published its continuation fund disclosure template on January 27, 2026. The template addresses key information that limited partners use to initiate their internal...more
On January 29, the SEC and CFTC jointly announced the relaunch of “Project Crypto”, with both agency chairs delivering remarks outlining a new phase in digital asset regulation as Congress advances digital asset market...more
On February 3, SEC Director of the Division of Investment Management Brian Daly addressed how the division is considering the changes and opportunities AI affords investment advisers, investment companies, and investors. Daly...more
Most US public companies are busily preparing their fiscal 2025 Form 10‑K and 2026 annual meeting proxy statement. In this post, we discuss our sustainability disclosure expectations for this year, informed by market trends,...more
