Sunday Book Review: May 10, 2026, The Top Books on AI Governance Edition
Betting the Game: Inside Information: The New Edge in the Betting Economy
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – May 8, 2026
Pod and Port: Podcasting, Social Media and Yacht Rock - From Vanity Metrics to Attribution: Creator Marketing Takeaways and a Yacht Rock Spotlight on Toto
AI Today in 5: May 8, 2026, The AI Guardrails Edition
AI in Financial Services in 5 Stories - Week Ending May 8, 2026
Creativity and Compliance: Compliance 6-Pack: Part 3 - An Attitude of Gratitude
Daily Compliance News: May 8, 2026, The Unwinding the Sleaze Edition
AI Today in 5: May 7, 2026, The Compliance Investigations to AI Edition
GSK In China: 13 Years Later – Compliance Lessons Learned
Great Women in Compliance: DOJ’s New Fraud Division: Practical Insights for Compliance Professionals
Compliance into the Weeds: Ohio State and Improper Requests by a President
Daily Compliance News: May 6, 2026, The Black Hole of Venezuela Edition
Episode 412: New Cuba Sanctioons Expansion and Compliance
The PFBCon Podcast: The State of Business Podcast Report 2025: Key Trends from the Top 100 Shows with Megan Dougherty
AI Today in 5: May 5, 2026, The Affordable AI Edition
Innovation in Compliance: Invitational Leadership for Employee Engagement Success With Dr. Dennis Cummins
Daily Compliance News: May 5, 2026, The Get Your Kicks on Route 66 Edition
Episode 411 -- Third-Party AI Risk and Vendor Due Diligence
AI Today in 5: May 4, 2026, The May The Fourth Be With You in AI Edition
On May 5, 2026, the Securities and Exchange Commission (“SEC”) issued a highly anticipated proposed rule on semiannual reporting. President Trump has been a long-time proponent of the semiannual reporting regime, in large...more
The European Securities and Markets Authority (ESMA) has launched a consultation on a new approach to updating the parameters for stress test scenarios under the Money Market Funds (MMF) Regulation. Under the MMF Regulation,...more
ESMA has published its long-awaited public statement providing guidance to market participants on the legal requirements for prospectuses in view of the anticipated delay to the application of the Delegated Act. The Delegated...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
The European Securities and Markets Authority (ESMA) has published a statement setting out the results of its common supervisory action (CSA) with national competent authorities on the integration of sustainability in firms'...more
On April 20, 2026, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) jointly proposed amendments to Form PF, the confidential reporting form filed by certain SEC-registered...more
The European Securities and Markets Authority (ESMA) has published its final report on the integrated collection of funds' data, as part of its broader simplification and burden reduction agenda for EU reporting frameworks...more
In this episode, Tom Fox takes a solo turn behind the mic to report on the AI tracks from the recently concluded Compliance Week 2026 conference. He highlights two AI tracks: practical “creative” uses, including live...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
The post-Jarkesy litigation landscape is developing as anticipated. Litigants are increasingly invoking the Supreme Court’s decision in SEC v. Jarkesy (No. 22-859) to challenge the constitutionality of state administrative...more
The Staff of the Division of Trading and Markets (the “Staff”) of the Securities and Exchange Commission (the “SEC” or the “Commission”) recently issued a statement (the “Statement”) providing its views on the application of...more
Our Securities Group examines the Securities and Exchange Commission’s proposal to give public companies greater flexibility in how often they report financial results, offering an alternative framework that could reduce...more
Key Takeaways: The SEC has increased the qualified client thresholds under Rule 205-3 effective June 29, 2026, raising the assets-under-management test to $1.4 million and the net worth test to $2.7 million. The changes...more
On May 5, 2026, the Securities and Exchange Commission announced proposed rule and form amendments that would allow public companies the option to satisfy their interim reporting obligations under federal securities laws by...more
In March 2025, the Financial Industry Regulatory Authority (FINRA) published and requested comment on a proposed new “outside activities” Rule 3290 that would combine and replace Rules 3270 (outside business activities) and...more
Welcome to the latest edition of Fenwick’s Securities Law Update. This issue contains updates and important reminders on the following topics...more
The June 3, 2026, deadline for "smaller entities" to comply with the 2024 amendments to U.S. Securities and Exchange Commission (SEC) Regulation S-P is fast approaching. This Holland & Knight alert provides a brief overview...more
Welcome to AI in Healthcare in 5 Stories. This podcast is a Weekly Briefing of the five most important AI developments shaping healthcare, medicine, and life sciences. Each week, Tom Fox breaks down the latest stories on...more
Companies that award shares, options, or other securities to UK employees, directors, or officeholders need to be aware of the 6 July deadline to submit an employment related securities (ERS) annual return to HM Revenue &...more
Building a startup isn’t just about product and growth—it’s about getting the legal and financial foundation right from day one. This guide highlights the critical early decisions founders make around capitalization, equity,...more
In Pod & Port: Podcasting, Social Media and Yacht Rock, Tom Fox and Jeff Dwoskin explore a major shift in how creators, marketers, podcasters, and business owners should think about Instagram: it is no longer just a closed...more
A number of companies listed on the Australian Securities Exchange (ASX) can expect to be captured by new mandatory sustainability reporting requirements as of this financial year. This update provides a summary of which...more
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more
On May 5, 2026, the Securities and Exchange Commission (the “Commission”) published a proposed rule (Release Nos. 33-11414; 34-105368; File No. S7-2026-15) that would allow Exchange Act reporting companies to elect to file...more