Sunday Book Review: April 19, 2026, The UC Press Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - April 17, 2026
AI Today in 5: April 17, 2026, The AI in Life Sciences Edition
AI in Financial Services in 5 Stories - Week Ending April 17, 2026
Daily Compliance News: April 17, 2026, The We’re Not Busy Edition
GSK In China: 13 Years Later - The Verdicts
AI Today in 5: April 16, 2026, The AI Attack Chains Edition
Daily Compliance News: April 16, 2026, The Bribery is Legal in Illinois Edition
AI Today in 5: April 15, 2026, The Tax Day Edition
ATI In-House Insights: Cultivating a Speak Up Culture: Whistleblower Management Insights with Maria Buccieri and Ashley Smith
Compliance into the Weeds: Surveying Retaliation Against Compliance Officers
Great Women in Compliance: Clarity, Confidence, Results: Women Over 50 at Work
Daily Compliance News: April 15, 2026, The Decoupling Edition
AI Today in 5: April 14, 2026, The AI Tastes Like Twinkies Edition
SBR-Author’s Podcast: Bribery Beyond Borders: The Hidden History and Future of the FCPA with Severin Wirz
Innovation in Compliance: Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership
Daily Compliance News: April 14, 2026, The Annoyance Economy Edition
FCPA Compliance Report: Judicial Discretion, Sentencing Advocacy, and a Proactive Compliance Model: Joseph De Gregorio - Part 2
AI Today in 5: April 13, 2026, The AI Governance Framework Edition
Sunday Book Review: April 12, 2026, The Library of America for the Revolution Edition
Please see below for this week’s Financial Markets & Innovation Weekly Update from Morrison Foerster, tracking how emerging technologies are reshaping financial markets and how U.S. and global regulators are responding....more
The regulator has introduced a further relaxation of the market maker exemption, amongst other amendments from its consultation proposals....more
On April 13, 2026, the staff of the Division of Trading and Markets (“Staff”) of the U.S. Securities and Exchange Commission (“SEC” or “Commission”) issued a statement (“Statement”) clarifying its views on broker-dealer...more
On March 17, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with U.S.-headquartered brokerage firm TradeStation Securities (TradeStation), which offers desktop, web...more
The IPO market is entering uncharted territory in 2026, with potential listings from hectocorns in the AI and space sectors representing an estimated $1.4 trillion in combined market cap – raising timing and attention...more
In this episode, Tom Fox welcomes Vince Walden, President of konaAI, to discuss his two panels at Compliance Week 2026 and the state of AI in compliance. For the panel on AI and the compliance workforce, Vince argues jobs...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
Key Takeaways - The Senate passed the Investing in All of America Act of 2025 on April 15, 2026. The Act now awaits the President’s signature to become law....more
On April 16, 2026, the Division of Corporation Finance (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) issued an exemptive order granting relief for certain tender offers from the requirement that...more
This is the second of a new series of Cohen & Gresser client advisories on how to raise money in the U.S. capital markets. In the first advisory , we noted that private capital raising has dwarfed public capital raising in...more
The European Securities and Markets Authority (ESMA) has published the reporting templates and instructions for the active account requirement (AAR) under the revised European Market Infrastructure Regulation (EMIR 3). The...more
In its meeting on March 27, 2026, the Italian Council of Ministers approved the Legislative Decree no. 47/2026 amending both the Consolidated Financial Act (Testo Unico della Finanza — CFA) and the provisions of the Italian...more
The proposed amendments would codify what most market participants always understood, that Rule 15c2-11 applies to equity securities, not fixed-income instruments....more
It is springtime, which means graduation season and finals week are approaching. While students prepare for exams on a predictable schedule, compliance professionals operate in a different reality - one where “exam time” is...more
On April 16, 2025, the SEC’s Division of Corporation Finance (the Division) issued an exemptive order that significantly reduces the time certain tender offers for equity securities must remain open....more
In Diem-II, LLC and Diem-III, LLC v. Maisonette (Mar. 4, 2026), the Delaware Court of Chancery, at the pleading stage of litigation, rejected dismissal of the plaintiffs’ claims that they had been fraudulently induced to...more
Securities litigation may not be the first concern that comes to mind when war or armed conflict erupts. But in a legal environment where some observers quip that “[e]verything [e]verywhere is securities fraud,” public...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
On April 1, 2026, the U.S. Department of Labor (DOL) published a technical release indicating that proxy advisory firms may meet the definition of an investment fiduciary and fall subject to the Employee Retirement Income...more
In a significant corporate governance decision, the Federal Court of Australia has found the former chief executive officer (CEO), and the former company secretary and chief legal and risk officer (CLRO) of ASX-listed casino...more
The Financial Industry Regulatory Authority's (FINRA) enforcement framework is again under scrutiny, as Boustead Securities, Sutter Securities, and former CEO Keith Moore filed a constitutional challenge in the U.S. District...more
Just over 100 days into his tenure, Commodity Futures Trading Commission (CFTC or the Commission) Chairman Michael S. Selig appeared before the House Committee on Agriculture on April 16 for a wide-ranging hearing that...more
For decades, private fund strategies were the domain of institutional investors and the ultra-wealthy. That exclusivity is ending as private strategies migrate into retail vehicles designed to hold illiquid assets within a...more
This series will serve as a lead up to MoFo’s upcoming Red Flags and Red Wine Tabletop program taking place in our Palo Alto office on May 7. Members of our Securities Litigation, Employment and Labor, and Capital Markets...more