AI Today in 5: April 15, 2026, The Tax Day Edition
ATI In-House Insights: Cultivating a Speak Up Culture: Whistleblower Management Insights with Maria Buccieri and Ashley Smith
Compliance into the Weeds: Surveying Retaliation Against Compliance Officers
Great Women in Compliance: Clarity, Confidence, Results: Women Over 50 at Work
Daily Compliance News: April 15, 2026, The Decoupling Edition
AI Today in 5: April 14, 2026, The AI Tastes Like Twinkies Edition
SBR-Author’s Podcast: Bribery Beyond Borders: The Hidden History and Future of the FCPA with Severin Wirz
Innovation in Compliance: Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership
Daily Compliance News: April 14, 2026, The Annoyance Economy Edition
FCPA Compliance Report: Judicial Discretion, Sentencing Advocacy, and a Proactive Compliance Model: Joseph De Gregorio - Part 2
AI Today in 5: April 13, 2026, The AI Governance Framework Edition
Sunday Book Review: April 12, 2026, The Library of America for the Revolution Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - April 10, 2026
2 Gurus Talk Compliance - Episode 74 - The GES Edition
AI Today in 5: April 10, 2026, The Missing Signals Edition
AI in Financial Services in 5 Stories - Week Ending April 10, 2026
Daily Compliance News: April 10, 2026, The AI & Trust Edition
Pod and Port: Podcasting, Social Media and Yacht Rock - AI, Authenticity, Instagram, and Christopher Cross
AI Today in 5: April 9, 2026, The Mythos Edition
GSK In China: 13 Years Later - Whistleblower Emails, a Sex Tape, and the Compliance Failures That Triggered a Global Bribery Probe
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
On March 31, 2026, the Department of Labor (DOL) published a proposed regulation (the Proposed Regulation) creating a new safe harbor for Employee Retirement Income Security Act of 1974 (ERISA) named fiduciaries such as a...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
The U.S. Department of Labor (“DOL”) recently published a Notice of Proposed Rulemaking (“NPRM”) titled “Fiduciary Duties in Selecting Designated Investment Alternatives.” The NPRM would pave the way for participant-directed...more
In our recent market updates, we examined how geopolitical tensions and incidents of market disruption are capable of introducing significant uncertainty into regional financial markets and, in that context, we identified,...more
China’s move toward a comprehensive Financial Law has developed quickly over several years. The concept was first officially proposed at the Third Plenary Session of the 20th Party Central Committee in July 20242 and was...more
On April 7, 2026, the Securities and Exchange Commission (the “SEC” or “Commission”) announced its enforcement results for the fiscal year (“FY”) 2025....more
The second iteration of the AIFMD II introduces new requirements for EU alternative investment funds (AIFs) and their managers (AIFMs). AIFMD II came into force on 15 April 2024, and EU member states are required to transpose...more
The tax case of CooperVision , heard recently by the First Tier Tribunal, feels like a case we’ll hear more about over the next couple of years. This case concerns longstanding executives who had invested in a company and...more
In Lehr v. Aspen Power Partners LLC (Mar. 30, 2026), the Delaware Court of Chancery addressed amendments made to the LLC agreement governing Aspen Power Partners LLC (the “Company”), which were adopted in connection with a...more
In this recent speech, SEC Chairman Paul Atkins again highlighted his three pillars in his “Make IPOs Great Again” plan. The three pillars were described in this speech as:...more
When public companies announce bad news—regulatory compliance failures, government investigations or enforcement actions, workplace safety incidents, product recalls, data breaches, cyber-security incidents, or other adverse...more
Key Points - • SEC issues staff guidance for crypto trading apps and wallet interfaces under defined conditions. • Guidance prohibits trade solicitation, investment advice, order routing, custody, and transaction...more
On April 7, 2026, the US Securities and Exchange Commission (SEC) announced its enforcement results for fiscal year 2025, which ran from October 2024 to September 2025....more
SAFEs (Simple Agreements for Future Equity), first created by Y Combinator in 2013 and the mechanics of which have been subsequently modified over the years, have become increasingly prevalent as a way for companies to raise...more
Entities subject to California’s new Digital Financial Assets Law (“DFAL”), signed by Governor Newsom on October 13, 2023, must either be licensed or have applied through the Nationwide Multistate Licensing System (“NMLS”)...more
This year’s Venture Capital Report offers a detailed review of US venture capital financing and liquidity activity and discusses key factors that will shape the coming year. We discuss SAFE financings and decisions that can...more
Welcome to the Hughes Hubbard Anti-Corruption & Internal Investigations Practice Group’s podcast, All Things Investigation. This is a special series featuring sights from in-house practitioners, hosted by Mike DeBernardis. In...more
The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going into the weeds to explore it more fully. Looking for some hard-hitting insights on...more
Detailed requirements govern the distribution of value by UK listed companies to their shareholders, creating numerous trip hazards for the unwary - Both common law and statute impose strict requirements around...more
On April 10, at the request of the Commodity Futures Trading Commission (CFTC) and the Department of Justice, the U.S. District Court for the District of Arizona granted a temporary restraining order (TRO) through April 24...more
New proposals to broaden listings and investor choice - Why should I read this? The Hong Kong Stock Exchange (HKEX) is reviewing its listing rules and has launched a public consultation on the proposed changes to its...more
With continued volatility in the public capital markets, sponsors are looking at opportunities to unlock value by taking certain public companies private. Please join McDermott Will & Schulte’s M&A Team and Houlihan Lokey for...more
On July 4, 2025, President Trump signed into law the One Big Beautiful Bill Act (the “OBBBA”). Among other things, the OBBBA makes permanent many provisions of the 2017 Tax Cuts and Jobs Act (the “TCJA”) that otherwise would...more