AI Today in 5: June 11, 2026, The OpenAI & Compliance Edition
Everything Compliance: New Season – The Government Misfires Edition
Daily Compliance News: June 11, 2026, The DeBanking Edition
AI Today in 5: June 10, 2026, The End of Legacy Compliance Edition
Great Women in Compliance: Raising the Bar on Compliance Training
Daily Compliance News: June 10, 2026, The Integrity is Not Optional Edition
Everything Compliance: Shout Out & Rants - New Season, New Host and New Lineup
AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition
Innovation in Compliance: Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss
Daily Compliance News: June 9, 2026, The Big Bang Edition
AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
Episode 422 -- Adani OFAC Settlement and Red Flag Lessons Learned
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
The SEC has issued an order adjusting for inflation the dollar amount thresholds for qualified client status under Rule 205-3 of the Investment Advisers Act of 1940 (Advisers Act), which takes effect on June 29, 2026.1 The...more
The United States Supreme Court issued its unanimous decision in Sripetch v. Securities and Exchange Commission on June 4, 2026, holding that the U.S. Securities and Exchange Commission (SEC) may obtain disgorgement in...more
The U.S. Securities and Exchange Commission (SEC) recently proposed two landmark rulemakings – Registered Offering Reform and Reporting Framework Simplification – that, if adopted, fundamentally would reshape the regulatory...more
Here’s an excerpt from this Cooley Alert penned by Beth Sasfai, Brad Goldberg, Michael Mencher, Vince Flynn, Victoria Peluso, Reid Hooper and Justin Kisner: “Governance proposals remained steady in volume and continue to...more
On May 19, the Securities and Exchange Commission (SEC) proposed amendments to simplify its filer status framework by: (1) consolidating filer status categories; (2) raising the large accelerated filer public float threshold...more
A new European Commission (the Commission) consultation on the review of the Markets in Crypto-Assets (MiCA) Regulation gives market participants until 31 August 2026 to submit comments....more
On May 19, the Securities and Exchange Commission (SEC) proposed a sweeping set of reforms designed to modernize and simplify the framework governing registered securities offerings by public companies....more
On June 2, 2026, the SEC released its Draft Strategic Plan (the “Plan”) for FY 2026–2030 and opened a 30-day public comment period, closing July 2, 2026. The Plan, developed with input from Congress, investors, and the SEC’s...more
Effective May 21, 2026, the Securities and Exchange Commission has rescinded a rule that governed settlements in judicial or administrative enforcement proceedings....more
What does it mean to nominate someone? The Court of Appeal has provided an answer. A storm brewing - Magic Investments subscribed for around 100 shares in Greater Good Fresh Brewing, a home-brewing company co-founded by...more
Le 14 mai 2026, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont amorcé une période de consultation de 90 jours concernant une série d’importantes modifications proposées aux régimes de déclaration en lien...more
The Financial Services and Markets Act 2023 (FSMA 2023) (Commencement No. 14) Regulations 2026 have been made and published. The Regulations use powers under FSMA 2023 to revoke assimilated law relating to short selling in...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
In a unanimous decision on June 4, the Supreme Court held that the SEC may obtain disgorgement without demonstrating that investors suffered financial losses. See Sripetch v. Securities and Exchange Commission, 608 U.S. ____...more
Welcome to a revamped Everything Compliance! We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of...more
Many of today’s employers are eager to reap the benefits of emerging artificial intelligence-powered tools and are pressing their teams to identify and implement ways in which AI can improve their work. Some of these...more
The European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) have published their first annual report on...more
The Financial Conduct Authority (“FCA”) launched its quarterly consultation paper CP26/17 on 5 June 2026 (the “Consultation”). Among other topics in this Consultation, the FCA is consulting on removing the current requirement...more
The GENIUS Act has authorized several regulatory agencies to issue regulations to develop the first comprehensive federal regulatory framework governing payment stablecoins in the United States. The statute directs multiple...more
The DOL has proposed regulations intended to clarify and expand prior regulations addressing ERISA’s fiduciary duty of prudence for the selection of directed investment alternatives (DIAs) in participant-directed defined...more
On May 19, 2026, the Division of Enforcement (Division) of the Commodity Futures Trading Commission (CFTC) issued a new staff advisory setting out its revised policy on self-reporting and cooperation in enforcement matters...more
Islamic finance has firmly outgrown its historical perception as a regional niche. With global assets estimated at US$5.98tn in 2024, it now represents a significant and expanding segment of international capital markets....more
Recent developments in the aviation financing market are driving a noticeable shift in how transactions are being structured. As funding sources diversify and regulatory pressures increase, stakeholders are placing greater...more
Join us for the next KPMG Board Leadership Center quarterly webcast as we discuss trends from the 2026 proxy season. Topics to be discussed include: - A look at proxy voting trends and outcomes - Activist investors...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more