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Broker-Dealer Market Pricing

Morgan Lewis

SEC Seeks Public Input on Exchange-Traded Product Trading Issues

Morgan Lewis on

Growth in the ETP industry has led the SEC to seek public comment on a variety of topics related to the listing and trading of ETP shares. On June 12, the US Securities and Exchange Commission (SEC) issued a release (the...more

Dechert LLP

US SEC Seeks Public Comment on the Listing, Trading and Selling of Exchange-Traded Products

Dechert LLP on

The Securities and Exchange Commission (SEC) issued a release (Release) on June 12, 2015 seeking public comment on topics related to the listing and trading of exchange-traded products (ETPs) on national securities exchanges...more

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