Family Law, Securities Law, Finance & Banking

CTFC Reinstates Family Office Exception

by Christine McKillip on 12/5/2012

On November 29, 2012, the Commodity Futures Trading Commission (the “CFTC”) released a blanket No-Action Letter providing relief from registration as a Commodity Pool Operator (“CPO”) to family offices that qualify for the...more

CTFC Reinstates Family Office Exception

by Thomas J. Handler, J.D., P.C. on 12/5/2012

On November 29, 2012, the Commodity Futures Trading Commission (the “CFTC”) released a blanket No-Action Letter providing relief from registration as a Commodity Pool Operator (“CPO”) to family offices that qualify for the...more

CTFC Reinstates Family Office Exception

by Thomas J. Handler, J.D., P.C. on 12/5/2012

On November 29, 2012, the Commodity Futures Trading Commission (the “CFTC”) released a blanket No-Action Letter providing relief from registration as a Commodity Pool Operator (“CPO”) to family offices that qualify for the...more

Handler Thayer Commercial Alert - The JOBS Act: A Revolutionary Opportunity On Hold

by Christine McKillip on 4/5/2012

On April 5, 2012, President Obama signed the Jumpstart Our Business Startups Act (the “JOBS Act”) into law. The JOBS Act encompasses several significant changes to the federal securities laws, providing a proverbial facelift...more

SEC Proposes Rule to Exclude Family Offices from Regulation as Investment Advisers

by Katten Muchin Rosenman LLP on 10/28/2010

The Securities and Exchange Commission has proposed Rule 202(a)(11)(G)-1 under the Investment Advisers Act of 1940, as amended (Advisers Act), to define “family offices” that would be excluded from the definition of...more

SEC's Proposed "Family Office" Rule and Rule 260.204.9

by Allen Matkins Leck Gamble Mallory & Natsis... on 10/14/2010

In The Snows of Kilimanjaro, Ernest Hemingway wrote: “„The very rich are different from you and me.? And how someone had said to Julian, „Yes, they have more money.?” That is certainly true in the case of the families...more

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Family Law › Securities Law › Finance & Banking

CTFC Reinstates Family Office Exception

CTFC Reinstates Family Office Exception

CTFC Reinstates Family Office Exception

Handler Thayer Commercial Alert - The JOBS Act: A Revolutionary Opportunity On Hold

SEC Proposes Rule to Exclude Family Offices from Regulation as Investment Advisers

SEC's Proposed "Family Office" Rule and Rule 260.204.9

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