Adrian Deitz

1/14/2021  /  Capital Markets , Direct Listing , Initial Public Offering (IPO) , Listing Rules , Nasdaq , NYSE , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Underwriting

9/9/2020  /  Capital Raising , Direct Listing , Initial Public Offering (IPO) , NYSE , Publicly-Traded Companies , Regulatory Agenda , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Regulation , Stays

1/30/2020  /  Acquisitions , Administrative Procedure Act , Anti-Discrimination Policies , Anti-Harassment Policies , Anti-Kickback Statute , Antitrust Investigations , Appeals , Arbitration Awards , Attorney General , Backstop Agreements , BEPS , BitLicense , Blockchain , Board of Directors , Bonds , Capital Markets , CFIUS , CFTC , Chapter 11 , Claim Preclusion , Class Action , Commercial Bankruptcy , Common Stock , Congressional Investigations & Hearings , Congressional Subpoenas , Consumer Financial Protection Bureau (CFPB) , Cooperation Agreement , Copyright , Corporate Governance , Corporate Restructuring , Corporate Social Responsibility , Corporate Taxes , Corwin Doctrine , Covenant Lite Deals , Creditors , Cross-Border Transactions , DACA , DE Supreme Court , Debt Financing , Debtors , Department of Justice (DOJ) , Dischargeable Debts , Disgorgement , Disparate Impact , Dodd-Frank , Down Rounds , Drug Pricing , EBITDA , Employee Retirement Income Security Act (ERISA) , Employer Liability Issues , Employment Discrimination , Enforcement Actions , Enforcement of Foreign Judgments , Enterprise Act 2002 , Environmental Social & Governance (ESG) , EU , Fair Housing Act (FHA) , Federal Trade Commission (FTC) , FinTech , FIRRMA , Foreign Acquisitions , Foreign Investment , Foreign Issuers , FRCP 23 , General Data Protection Regulation (GDPR) , General Elections , GILTI tax , High-Yield Markets , Hong Kong , Hong Kong Stock Exchange , Individual Accountability , Initial Public Offering (IPO) , Intellectual Property Litigation , Intercreditor Agreements , International Arbitration , International Litigation , IRS , Issue Preclusion , Japan , Joint Venture , Legislative Agendas , Life Sciences , Listing Rules , Litigation Strategies , Make-Whole Premium , Mergers , MFW , Multinationals , National Security , PCAOB , Pharmaceutical Industry , Political Parties , Preferred Shares , Private Offerings , Privately Held Corporations , Proxy Advisory Firms , Publicly-Traded Companies , Refinancing , Regulatory Agenda , Reporting Requirements , SCOTUS , Securities and Exchange Commission (SEC) , Securities Litigation , Separation of Powers , Shareholder Activism , Shareholder Proposals , Shareholders , Split of Authority , State Labor Laws , Stock Drop Litigation , Tax Cuts and Jobs Act , Tax Litigation , Technology Sector , Third-Party Release Agrements , Transparency , UK , UK Brexit , Valuation , White Collar Crimes

9/28/2019  /  Accredited Investors , Business Development Companies , Corporate Issuers , Emerging Growth Companies , Exemptions , Initial Public Offering (IPO) , Institutional Investors , New Rules , Public Offerings , Qualified Institutional Buyers , Rule 163B , Securities Act , Securities and Exchange Commission (SEC) , Testing-the-Waters Communications

1/28/2019  /  Continuing Resolution , Corporate Issuers , Division of Corporate Finance , Financial Statements , Government Shutdown , Initial Public Offering (IPO) , Nasdaq , New Guidance , No-Action Letters , NYSE , Proxy Materials , Proxy Season , Publicly-Traded Companies , Registration Statement , Regulation S-X , Securities and Exchange Commission (SEC) , Shareholder Proposals , Trump Administration , Waivers

7/24/2018  /  Accredited Investors , Angel Investors , Capital Formation , Dual Class Share Structures , Emerging Growth Companies , Fixing America’s Surface Transportation Act (FAST Act) , Initial Public Offering (IPO) , JOBS Act , M&A Brokers , Private Offerings , Proposed Legislation , Regulatory Burden , Rule 10b-5 , Securities and Exchange Commission (SEC) , Small Business , Startups , Venture Funding

5/10/2018  /  Biotechnology , Broker-Dealer , Capital Markets , Chamber of Commerce , Corporate Governance , Disclosure Requirements , Dodd-Frank , Emerging Growth Companies , Financial Reporting , ICFR , Initial Public Offering (IPO) , Institutional Shareholder Services (ISS) , Investment Banks , JOBS Act , Large Corporate Filers , Mandatory Arbitration , Mutual Funds , Nasdaq , New Guidance , Offerors , PCAOB , Proxy Advisors , Publicly-Traded Companies , Registered Investment Advisors , Regulatory Reform , Reporting Requirements , Sarbanes-Oxley , Securities , Securities and Exchange Commission (SEC) , Shareholder Proposals , Short Sales , SIFMA , Small Business , Technology Sector , Tick Size , WKSIs , XBRL Filing Requirements

2/9/2018  /  Acquisitions , Amended Rules , Capital Markets , Direct Listing , Initial Public Offering (IPO) , Listing Rules , Mergers , NYSE , Private Placements , Privately Held Corporations , Registration Statement , Securities , Securities and Exchange Commission (SEC) , Spinoffs , Valuation

11/7/2017  /  Accredited Investors , Capital Formation , Corporate Finance , Corporate Issuers , Emerging Growth Companies , Initial Public Offering (IPO) , JOBS Act , Proposed Legislation , Publicly-Traded Companies , Registration Statement , Regulatory Standards , Securities and Exchange Commission (SEC)

8/23/2017  /  C&DIs , Confidential Information , Corporate Issuers , Draft Documents , Emerging Growth Companies , Financial Statements , Fixing America’s Surface Transportation Act (FAST Act) , Initial Public Offering (IPO) , New Guidance , Registration Statement , Securities and Exchange Commission (SEC)

7/6/2017  /  Confidential Information , Corporate Issuers , Draft Documents , EDGAR , Emerging Growth Companies , Fixing America’s Surface Transportation Act (FAST Act) , Initial Public Offering (IPO) , JOBS Act , Registration Statement , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act

11/4/2016  /  16(b) , Facebook , Initial Public Offering (IPO) , Lock-Up Agreement , Profits , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholders , Short-Swing Trading , Underwriting