Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
EB-5: Immigrant First Investing with Ira Kurzban
Disparate Impact
Year in Review and Look Ahead: Fair Lending and UDAAP in the Trump 2.0 Era — Federal Pullback, State Pushback, and What Comes Next — The Consumer Finance Podcast
Daily Compliance News: March 5, 2026, The DOJ and State Bars Edition
Great Women in Compliance: Resilience is a Muscle You Can Build
Compliance into the Weeds: SDNY’s New Declination Policy: Crime Categories, Cooperation, and Compliance Implications
Daily Compliance News: March 4, 2026, The Knickers in a Twist Edition
Food and Beverage Industry Updates 2026 — PE Pathways Podcast
The PFBCon Podcast: Regulatory Ramblings Wins the 2025 Agora Award: Inside the Podcast Bringing Clarity to Global Financial Regulation
Innovation in Compliance: Healthcare Compliance: Fraud, Waste & Abuse, Culture, and Data-Driven Risk Management with Evan Sampson
Daily Compliance News: March 3, 2026, The Law Firms Cleared Edition
AI Today in 5: March 2, 2026, The Silent Failure at Scale Edition
FCPA Compliance Report: Venezuela Re-Entry: A Strategy of Watchful Waiting
Year in Review and Look Ahead Announcement — The Consumer Finance Podcast
Daily Compliance News: March 2, 2026, The Texas Independence Day Edition
Sunday Book Review: March 1, 2026, The Top Books on Alamo Edition
On February 24, the Texas Department of Banking issued a consent order against a virtual currency kiosk and website operator after determining the company conducted unlicensed money transmission involving stablecoins with...more
Welcome to the award-winning FCPA Compliance Report, the longest-running podcast in compliance. This is our 800th edition. In this episode, Tom Fox welcomes back Gerry Zack, who recently attended the SCCE Europe conference in...more
NewSpring Healthcare has led a $140 million capital raise for Honest Health, according to a news release. Honest Health, formed in 2021 and based in Nashville, partners with health systems to support value-based care...more
On March 4, the Kansas City Fed announced that it has approved a limited purpose account for a Wyoming-chartered special purpose depository institution under its “Account Access Guidelines.” As previously covered by...more
On March 3, NYDFS issued an industry letter warning regulated financial entities of heightened cybersecurity threats stemming from ongoing global conflicts. The department noted that while it had not observed signs of a...more
The California Department of Financial Protection and Innovation (“DFPI”) has opened the online portal for the Venture Capital Company (“VCC”) Reporting Program, allowing covered venture capital firms to register and submit...more
On February 25, the Kansas City Fed released updated debit card fraud statistics showing significant shifts in card-present and card-not-present trends for non-prepaid debit cards. Data from 2021 to 2023 revealed that...more
On February 26, Fed Vice Chair for Supervision Michelle Bowman, FDIC Chair Travis Hill, Comptroller of the Currency Jonathan Gould, and NCUA Chair Kyle Hauptman testified before the Senate Committee on Banking, Housing, and...more
On February 27, FinCEN issued an order granting exemptive relief to certain banks from the recordkeeping and reporting requirements of a geographic targeting order (GTO) issued in Minnesota, which took effect February 12 ...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
I have a soft spot for civil RICO: treble damages, enterprise allegations, the chance to elevate ordinary fraud into something operatic. But, as many of us have learned, civil RICO is not meant to transform ordinary...more
It is no secret that in a challenging environment for fundraising and exit opportunities there has been a growing appetite for evergreen structures from investors and fund managers. For investors, evergreen vehicles...more
On February 24, 2026, the United States Securities and Exchange Commission’s (“SEC”) Division of Enforcement (“Division”) announced significant updates to its Enforcement Manual for the first time since 2017. These updates...more
Holland & Knight's Venezuela Strategic Advisory Team invites you to read our Venezuela Update, in which we discuss the latest news, trends and developments impacting the interests of businesses across all industry sectors. ...more
Enforcement and regulatory conditions observed during 2025 continue to influence cross border risk exposure across Latin America in 2026. These conditions are particularly relevant for financial institutions, illicit supply...more
Kalshi announced that it pursued enforcement actions against two participants for alleged manipulative trading activity. The CFTC also issued a related Prediction Markets Advisory reaffirming its oversight authority in this...more
Two months after the New York Department of Financial Services (“NYDFS”) updated its Frequently Asked Questions (“FAQs”), which we wrote about here, NYDFS has released updated FAQs on multifactor authentication (“MFA”) that...more
On March 5, 2026, the Securities and Exchange Commission (the “SEC”) published an order granting an exemption from beneficial ownership reporting requirements under Section 16(a) of the Securities Exchange Act of 1934 (the...more
As digital assets continue to reshape the global financial landscape, regulatory frameworks balancing innovation with investor protection and market integrity are taking shape....more
Our White Collar, Government & Internal Investigations Team examines the U.S. Attorney’s Office for the Southern District of New York’s new Voluntary Self-Disclosure Program for Financial Crimes, which offers companies a...more
The FCA is consulting on some of the FCA-led remedies from the package of measures set out in the December 2023 final report on its Credit Information Market Study (CIMS). These include proposed new mandatory reporting...more
We are excited to share the Cooley private equity (PE) annual recap highlighting a year marked by evolving market and regulatory conditions and sustained optimism across the PE landscape....more
On February 24, a California state court issued a preliminary decision granting summary judgement to a financial technology platform in litigation brought by the California Department of Financial Protection and Innovation...more