Do you feel that performance metrics to close cases in a certain number of days negatively influences the substantiation rate? If that question has you shifting uncomfortably in your seat, you’re not alone. Frankly, while...more
Remember the 2024 predictions we made back in January?
Earlier this year, we presented our annual predictions that will impact organizations’ risk and compliance programs in 2024. However, the compliance world moves fast –...more
- Steal the best plays
See how your peers tackle core risk & compliance challenges
- Future-proof strategies
Uncover industry trends in AI adoption for risk & compliance
- Leverage key allies
Identify surprise...more
In an era marked by heightened global regulatory scrutiny and enforcement, the landscape of risk and compliance is undergoing an evolution making the strategic imperative for effective, risk-based compliance initiatives...more
2/20/2024
/ Board of Directors ,
Bribery ,
C-Corporation ,
C-Suite Executives ,
Chief Compliance Officers ,
Compliance ,
Corporate Misconduct ,
Corruption ,
Cybersecurity ,
Data Privacy ,
Department of Justice (DOJ) ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Human Rights ,
Popular ,
Regulatory Oversight ,
Risk Management ,
Sanctions ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Whistleblowers
We’re approaching another year filled with socioeconomic, regulatory, and cultural pressures. Staying ahead of the curve is no longer an advantage – it’s a necessity.
In this webinar, our popular dynamic duo is back to...more
On November 14, 2023 the Securities and Exchange Commission (SEC) released its annual Office of the Whistleblower Report to Congress for fiscal year 2023 (October 1, 2022-September 30, 2023). This report highlighted several...more
11/21/2023
/ Accounting ,
Annual Reports ,
Audits ,
Compliance ,
Corporate Misconduct ,
Enforcement ,
Ethics ,
Financial Reporting ,
Internal Reporting ,
Securities and Exchange Commission (SEC) ,
Whistleblowers
Join the inaugural 2023 State of GRC Management Report preview webinar. This new and unique report highlights the collective insight of more than 300 GRC program decision makers at North American and European...more
In January, we presented our annual top predictions that will impact organizations risk and compliance programs most in 2023. However, things move quickly in today’s risk world, and a mid-year check-in with Kristy Grant-Hart,...more
Each year, the NAVEX Hotline & Incident Management Benchmark report delivers a deep analysis of the world’s largest database of employee incident – whistleblowing – reports. Our annual report is the recognized industry...more
3/10/2023
/ Anti-Retaliation Provisions ,
Benchmarking ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Risk Management ,
Speak-up Cultures ,
Webinars ,
Whistleblower Hotlines ,
Whistleblower Protection Policies ,
Whistleblowers
Until recently, trends in whistleblower reports and behavior seemed to only break through into the news cycle when an extraordinary story made it into mainstream headlines. Now, reports of whistleblower actions and payouts...more
Join Kristy Grant-Hart, CEO at Spark Compliance Consulting, and Carrie Penman, chief risk and compliance officer at NAVEX, for a 90-minute webinar summarizing our annual Top 10 Trends in Risk and Compliance eBook.
In this...more
12/19/2022
/ Chief Compliance Officers ,
Compliance ,
Corporate Executives ,
Corporate Governance ,
Data Privacy ,
Data Protection ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Risk Management ,
Speak-up Cultures ,
Third-Party Risk ,
Webinars ,
Whistleblowers
The resilience of risk and compliance (R&C) leaders over these past couple of years has been remarkable. Our profession adapted amid the massive and sudden workplace shifts brought on by COVID-19, and by most accounts,...more
9/13/2022
/ Benchmarks ,
Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Corporate Counsel ,
Corporate Culture ,
Corporate Governance ,
Environmental Social & Governance (ESG) ,
Leadership ,
Risk Assessment ,
Risk Management ,
Surveys ,
Whistleblower Protection Policies ,
Whistleblowers
In this series, for the first time ever, you will hear the NAVEX philosophy and best practices directly from our executive team, alongside solution experts who will demo the NAVEX One platform in action. Join to learn how to...more
8/18/2022
/ Best Practices ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Compliance Commitees ,
Compliance Monitoring ,
Corporate Culture ,
Corporate Governance ,
Ethics ,
Human Resources Professionals ,
Internal Reporting ,
Policies and Procedures ,
Risk Management ,
Risk Mitigation ,
Third-Party Risk ,
Vendors ,
Webinars
In January, we presented our annual top risk and compliance predictions that will impact organizations most in 2022. However, things move quickly in today’s risk world, and a mid-year check-in with Kristy Grant-Hart and...more
7/20/2022
/ Chief Compliance Officers ,
Compliance ,
Corporate Governance ,
Data Privacy ,
Diversity ,
Employee Training ,
Employment Policies ,
Environmental Social & Governance (ESG) ,
Information Technology ,
Risk Management ,
Third-Party Risk ,
Webinars ,
Whistleblowers
The Navex 2022 Risk & Compliance Hotline & Incident Management Benchmark Report provides a fascinating look into what’s going on in compliance in general and how employees are using helplines specifically.
The 2021 report...more
About the Compliance Program Maturity Master Class -
3 Webinars | 3+ Hours of Learning | Exclusive Resources -
Program maturity isn’t about crossing the finish line to a "complete" ethics and compliance program....more
3/4/2022
/ Business Strategies ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Compliance Commitees ,
Corporate Culture ,
Corporate Governance ,
Ethics ,
Risk Management ,
Speak-up Cultures ,
Webinars
As we've stated before, to say 2020 was disruptive is an exercise in understatement. And while we may reasonably hope that the worst is behind us, the uncertainty and risk that it introduced is unlikely to recede anytime...more
Get a First Look at the 2021 Definitive Risk & Compliance Benchmark Report to Measure Your Program Initiatives -
Attendees will receive a copy of the full report during the event.
The NAVEX Global 2021 Definitive Risk...more
Who should ‘own’ ESG?
It is an important question - one we have received from our customers and readers, and one that is currently being discussed by some leading voices on sustainability, governance risk & compliance,...more
NAVEX Global recently released its 2021 Risk & Compliance Incident Management Benchmark Report. It is a document rich in data about what’s going on with helplines and incident management.
To understand lessons learned from...more
This week, NAVEX Global released its 2021 Incident Management Benchmark Report. The analysis, which tracked and analyzed corporate compliance trends based on data from more than 1.3 million global incident management reports...more
5/20/2021
/ Benchmarks ,
Chief Compliance Officers ,
Compliance ,
Coronavirus/COVID-19 ,
Corporate Culture ,
Fraud Abuse and Waste ,
Health and Safety ,
Incident Response Plans ,
Integrity Policies ,
Internal Investigations ,
Internal Reporting ,
Risk Management ,
Whistleblower Hotlines ,
Whistleblowers
While hindsight may be 20/20, how can we use this to gain foresight into 2021?
The last twelve months have permanently altered the role of risk and compliance—increasing it in scope and elevating the function to a...more
12/23/2020
/ Chief Compliance Officers ,
Chief Risk Officers (CRO) ,
Compliance ,
Cooperation ,
Corporate Governance ,
Cybersecurity ,
Data Privacy ,
Diversity and Inclusion Standards (D&I) ,
Employee Training ,
Environmental Social & Governance (ESG) ,
Remote Working ,
Risk Management ,
Risk Mitigation ,
Third-Party Risk ,
Transparency ,
Webinars ,
Whistleblowers
For some time now, we’ve been saying on this blog that strong corporate compliance goes hand-in-glove with strong enterprise risk management. The former is often a subset of the latter, and the latter is crucial for a...more
Register for NAVEX Next, our annual risk and compliance virtual conference. Formerly the Ethics & Compliance Virtual Conference (ECVC), the new name recognizes that we must be forward-looking as we face an increasingly...more
10/7/2020
/ Anti-Discrimination Policies ,
Anti-Harassment Policies ,
Best Practices ,
Board of Directors ,
CEOs ,
Chief Compliance Officers ,
Chief Ethics and Compliance Officers (CECO) ,
Compliance ,
Continuing Legal Education ,
Corporate Culture ,
Data Privacy ,
Data Protection ,
Department of Justice (DOJ) ,
Diversity and Inclusion Standards (D&I) ,
Enforcement ,
Environmental Social & Governance (ESG) ,
Ethics ,
EU ,
Human Resources Professionals ,
International Data Transfers ,
New Guidance ,
Policies and Procedures ,
Regulatory Requirements ,
Remote Working ,
Retaliation ,
Risk Assessment ,
Risk Management ,
Social Justice Issues ,
Supply Chain ,
Third-Party Risk ,
Webinars ,
Whistleblower Protection Policies ,
Whistleblowers
Like every other compliance professional who’s paying attention, I have read the updated Evaluation of Corporate Compliance Programs guidance issued by the US Department of Justice (DOJ) last month. I found it both...more