Daily Compliance News: June 9, 2026, The Big Bang Edition
AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
The Debanking Debate: Regulators, Risk, and Reality for Payments — The Consumer Finance Podcast
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
AI Today in 5: June 3, 2026, The From No Control to Total Control Edition
Great Women in Compliance: Wildly Effective, 10 Years Later
Compliance into the Weeds: Why the Compliance Job Market Feels Frozen
Daily Compliance News: June 3, 2026, The Rubicon of Corruption is Crossed Edition
Powering Progress | Ep. 6 – Power, Scale, and Scrutiny
AI Today in 5: June 2, 2026, The Exposing Yourself Edition
Daily Compliance News: June 2, 2026, The Big Trouble Down Under Edition
FCPA Compliance Report: Matt Ellis on Cartels, FTO Risk, and Corporate Compliance in Latin America
From the Editor’s Desk: Aaron Nicodemus on the May and June in Compliance Week
Former Congressman Peter Roskam, who leads BakerHostetler’s Federal Policy team, provides listeners with a front-row seat to the most important policy and political debates in Congress. In this episode of “The Cloakroom with...more
When a tenant invests significant capital, time and resources in a leased location encumbered by a mortgage or other loan secured by the premises, a Subordination, Non-Disturbance, and Attornment Agreement (SNDA) is an...more
On 15 April 2026, the Office of Financial Sanctions Implementation (OFSI) published a strategy document for 2026–2029 (available here) (the ‘Strategy’), marking its tenth anniversary. The Strategy sets out a three-year plan...more
Event contracts — the term for what prediction markets offer — are not new. The Commodity Futures Trading Commission (CFTC) has regulated trading of event contracts, such as weather contracts, for decades....more
On April 20, 2026, the Securities and Exchange Commission (the “SEC”) and Commodity Futures Trading Commission (the “CFTC”, and together with the SEC, the “Commissions”) issued a release proposing amendments to Form PF (the...more
The first clue is usually boring. A tax refund check never arrives. A state business-registry email says “access granted,” but no one at the company requested access. A bank fraud department calls about a business account the...more
Economic and political factors are major drivers of the uptick in mergers this year, says Drago Rajkovic, Citigroup’s co-head of M&A. But it’s also hard to underestimate the effect of artificial intelligence (AI), as the...more
Welcome to a revamped Everything Compliance Shout Outs and Rants. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the...more
Here are 12 key takeaways from my interview with SEC General Counsel Rusty McGranahan that I blogged about last week: Be Bold and Creative: Rusty repeatedly encouraged companies and lawyers to actively consider the new...more
After a period of relative slowdown, global M&A activity is showing signs of recovery. Financing markets have become more constructive, interest rates expectations have stabilised and both private equity sponsors and...more
On June 4, 2026, the American Bankers Association, Bank Policy Institute, Consumer Bankers Association, America’s Credit Unions, and 52 state bankers associations filed a supplemental amicus brief supporting the plaintiffs in...more
On May 19, 2026, the Commodity Futures Trading Commission (“CFTC”) published a staff advisory letter to the Division of Enforcement which outlined a new policy for evaluating a party’s cooperation with the agency and...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
A trend with the potential to reshape capital markets is asset automation. By this, we mean the coding of operational and business rules and processes directly into financial assets. Let’s start with an example. Take a...more
On May 22, 2026, House Committee on Oversight and Government Reform (“Committee”) Chairman James Comer opened an investigation into how users of prediction market platforms potentially are using nonpublic information to...more
The Institutional Limited Partners Association (ILPA) released new guidance last month titled, "The Alignment Gap: Rethinking Costs in Private Equity Fund Formation," which proposes a framework to address what ILPA...more
After years of regulatory uncertainty, new dealmaking policies and cross-border appetite are breathing life into Chinese M&A - China’s M&A market staged one of its strongest recoveries in recent memory last year, with deal...more
On June 1, 2026, the Northern District of Illinois materially altered its prior ruling on the Illinois Interchange Fee Prohibition Act (IFPA), preventing the law’s interchange fee restrictions from applying to key...more
I’ve been around this business long enough to know that not every opinion ages well. Some soften, some mature, and some just fade away as experience replaces instinct. I used to think rap music had nothing to offer. I was...more
For those of you who like to keep score, currently 18 states are engaged in litigation over prediction markets, such as Kalshi and Polymarket, claiming that they are violating state gambling laws. So far, the odds favor the...more
The Commodity Futures Trading Commission (CFTC or Commission) recently undertook a series of coordinated actions—including a Commission order, policy statement, staff interpretation and staff advisory—addressing perpetual...more
This is one of those stories where the headline sounds important, but the conclusion is something anyone in this business already knows. Student loan anxiety impacts retirement savings. Of course it does. That’s not...more
The latest Weekly Sweep highlights significant developments from New York regulators involving auto finance practices, consumer restitution, and emerging concerns surrounding pricing transparency. ...more
The plaintiffs-appellees in National Association of Industrial Bankers v. Weiser have filed their supplemental en banc brief in the Tenth Circuit, urging the full court to reject the panel majority’s interpretation of Section...more
Innovation comes in many areas, and compliance professionals need to not only be ready for it but also embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the...more