Episode 405 -- DOJ Balt Declination: Individual Accountability in Action
JONES DAY PRESENTS®: Private Credit: Bridging the Digital Infrastructure Funding Gap
Auto Finance Year in Review, Part 2: Security Clearances, Supervisory Lines, and Connected Cars — Moving the Metal: The Auto Finance Podcast
Innovation in Compliance: Carole Switzer on Mastering GRC, the AI-Enabled Law Firm, and the Future of Legal Leadership
Daily Compliance News: April 14, 2026, The Annoyance Economy Edition
FCPA Compliance Report: Judicial Discretion, Sentencing Advocacy, and a Proactive Compliance Model: Joseph De Gregorio - Part 2
AI Today in 5: April 13, 2026, The AI Governance Framework Edition
Episode 404 -- Venezuela Sanctions Update
Sunday Book Review: April 12, 2026, The Library of America for the Revolution Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - April 10, 2026
2 Gurus Talk Compliance - Episode 74 - The GES Edition
AI Today in 5: April 10, 2026, The Missing Signals Edition
AI in Financial Services in 5 Stories - Week Ending April 10, 2026
Daily Compliance News: April 10, 2026, The AI & Trust Edition
Pod and Port: Podcasting, Social Media and Yacht Rock - AI, Authenticity, Instagram, and Christopher Cross
AI Today in 5: April 9, 2026, The Mythos Edition
GSK In China: 13 Years Later - Whistleblower Emails, a Sex Tape, and the Compliance Failures That Triggered a Global Bribery Probe
Point-of-Sale Finance Series: Fair Lending Risks at the Checkout Counter — The Consumer Finance Podcast
Daily Compliance News: April 9, 2026, The FCPA Edition
The PFBCon Podcast: Back to the Future of Podcasting: The Audio–Video Convergence with Rob Greenlee
This Legal Update explores the considerations that a warehouse lender should bear in mind when deciding whether to provide borrowing base credit for participation interests and defining eligible participation interests....more
A solvent debtor cannot have it both ways. That is the real lesson of In re The Hertz Corporation. With the Supreme Court denying certiorari on January 12, 2026, the Third Circuit’s decision now stands as settled law in one...more
What Happened? On March 27, 2026, New York Governor Kathy Hochul signed into law SB 8811 (Chapter 94 of the Laws of 2026), a chapter amendment relating to the Attorney General’s ability to protect New Yorkers from unfair,...more
On April 2, 2026, the Financial Industry Regulatory Authority (“FINRA”) Investor Education Foundation (the “Foundation”) published a brief (the “Brief”) examining the demographic characteristics, investment knowledge and...more
I. Introduction: On April 1, 2026, the Financial Crimes Enforcement Network (“FinCEN”) issued a Notice of Proposed Rulemaking (“NPRM”) to establish a formal whistleblower program under the Bank Secrecy Act (“BSA”)....more
The 2024-25 Federal Budget contained a somewhat vague (but relatively modest) announcement of a ‘clarification and broadening’ of the classes of assets in respect of which non-residents would be subject to Australian capital...more
Classic equity doctrine. By the 1940s, it was settled law that a funded revocable inter vivos trust with multiple beneficiaries was a true trust. See Nat’l Shawmut Bnk v. Joy, 53 N.E.2nd 113 (1944). It was not merely a failed...more
The U.S. Food and Drug Administration’s fiscal year 2027 budget justification includes more than 20 legislative proposals spanning drug and biologic approval pathways, supply chain oversight, advertising standards and...more
This chapter of the Encyclopaedia of Prudential Solvency discusses the prudential solvency regime in South Korea. The insurance sector there stands as one of the most dynamic and sophisticated in Asia, ranking as the seventh...more
In Dealmaker’s Digest, read the top 10 latest developments in global transactions. We offer insights into M&A activity across industries and borders....more
Regulations under the GENIUS Act continued to advance. FinCEN and OFAC issued a joint proposed rule that would implement the GENIUS Act’s requirement that stablecoin issuers be treated as financial institutions under the Bank...more
Once I heard the news that NBA star Giannis Antetokounmpo had invested in a “prediction market,” my interest was piqued and I learned that these decentralized platforms can be used for anyone to wager on company-specific...more
Use cases for letters of credit (LOCs) in the re/insurance industry are familiar to many. Even in an era when more than 100 non-US re/insurers hold reciprocal re/insurer status and presumably face fewer calls by US cedents...more
Here’s one sure bet for compliance officers this spring: your oversight of insider trading risk is about to get a lot more complicated, thanks to the rise of prediction markets. Prediction markets, as you may have seen from...more
If you make asset-based loans secured by accounts receivable, you need to understand what happens when your borrower files bankruptcy and wants to spend the money you thought was yours. A recent federal court decision from...more
Many in the crypto space greeted the second Trump Administration with excitement. The first Trump Administration was crypto-friendly, but did not wholly overturn the existing securities framework for crypto assets. The Biden...more
On April 1, 2026, the U.S. Commodity Futures Trading Commission (the “CFTC” or the “Commission”) announced that the U.S. District Court for the Southern District of New York entered a supplemental consent order (“the...more
Over the past several years, US crypto policy has reflected two competing regulatory approaches in Washington. Under the Biden administration, agencies took an enforcement-forward posture, with the Securities and Exchange...more
On 19 March 2026, Lloyd’s of London (Lloyd’s/the Corporation) launched its 2026-30 strategy, setting out a pivot of priorities from platform transformation to an emphasis on financial performance and capital optimisation....more
The Delaware Office of the Secretary of State (SOS) confirmed that on April 10, 2026, invitation notices were sent to businesses (holders) identified as potentially out of compliance with Delaware’s unclaimed property law....more
In this episode, we examine the Department of Justice’s declination in the Balt Medical case—a textbook example of how DOJ is applying its Corporate Enforcement Policy in practice. Despite a multi-year foreign bribery scheme...more
Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions. The Pensions Regulator (TPR) is encouraging trustees of...more
Most plan committee meetings last an hour or more, but only a small portion of that time actually reduces fiduciary risk. In my experience, the most important part of any meeting is a focused 30-minute window where real...more
Since our prior report on March 13, 2026, OFAC has issued and amended multiple Venezuela-related general licenses, significantly expanding authorized activity—most notably through newly issued General Licenses 52, 54, and 55....more
In a notable back-to-back set of releases, the Financial Crimes Enforcement Network first issued a March 30, 2026 advisory urging financial institutions to identify and report suspicious activity tied to health care fraud...more