EB-5: Immigrant First Investing with Ira Kurzban
Disparate Impact
Year in Review and Look Ahead: Fair Lending and UDAAP in the Trump 2.0 Era — Federal Pullback, State Pushback, and What Comes Next — The Consumer Finance Podcast
Daily Compliance News: March 5, 2026, The DOJ and State Bars Edition
Great Women in Compliance: Resilience is a Muscle You Can Build
Compliance into the Weeds: SDNY’s New Declination Policy: Crime Categories, Cooperation, and Compliance Implications
Daily Compliance News: March 4, 2026, The Knickers in a Twist Edition
Food and Beverage Industry Updates 2026 — PE Pathways Podcast
The PFBCon Podcast: Regulatory Ramblings Wins the 2025 Agora Award: Inside the Podcast Bringing Clarity to Global Financial Regulation
Innovation in Compliance: Healthcare Compliance: Fraud, Waste & Abuse, Culture, and Data-Driven Risk Management with Evan Sampson
Daily Compliance News: March 3, 2026, The Law Firms Cleared Edition
AI Today in 5: March 2, 2026, The Silent Failure at Scale Edition
FCPA Compliance Report: Venezuela Re-Entry: A Strategy of Watchful Waiting
Year in Review and Look Ahead Announcement — The Consumer Finance Podcast
Daily Compliance News: March 2, 2026, The Texas Independence Day Edition
Sunday Book Review: March 1, 2026, The Top Books on Alamo Edition
From The Editor’s Desk: Reflections from February and Insights into March for Compliance Week
AI Today in 5: February 27, 2026, The Have It Your (AI) Way at BK Edition
2 Gurus Talk Compliance - Episode 71 - The Dog Bite Edition
Daily Compliance News: February 27, 2026, The Tariff Payback Time Edition
The U.S. Securities and Exchange Commission (SEC) adopted Rule 35d-1 under the Investment Company Act of 1940 regarding Investment Company Names (the Names Rule) in 2001 to prevent fund names from being materially deceptive...more
The Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2026 has been laid before Parliament. The Order exempts the British Business Bank plc, together with various of its subsidiary companies, and the...more
On the same day that Donald Trump was inaugurated as president for the second time, he issued a memorandum for the heads of executive departments and agencies titled “Regulatory Freeze Pending Review.” ...more
New York has enacted potentially the most significant update to its consumer protection regime in nearly 50 years. ...more
Under the revised NYDFS Cybersecurity Regulation, covered entities must implement and enforce MFA for all access to all information systems — not just adopt MFA tools — and carefully document any CISO-approved compensating...more
On December 18, 2025, the 2026 National Defense Authorization Act was signed into law. Among its provisions is the Comprehensive Outbound Investment National Security Act of 2025, referred to by its acronym, the COINS Act....more
The European Banking Authority (EBA) has announced that given the extensive work already carried out, it will not prioritise the monitoring of legacy instruments, while maintaining its review of the quality of own funds and...more
On March 2, 2026, the Office of the Comptroller of the Currency (the "OCC") released a notice of proposed rulemaking ("NPRM") for regulations aimed at implementing the Guiding and Establishing National Innovation for U.S....more
Portability has featured in European leveraged debt markets for some time. Over 70% of sponsored high yield deals have included leveraged based portability in each year since 20231 . Whilst less frequently seen in loans,...more
Starting on March 20, 2026, new Nacha risk management rules (“Rules”) go into effect that require originating and receiving entities, as well as service providers, to implement “risk-based processes and procedures” to detect...more
The Basel Committee on Banking Supervision (BCBS) has issued a press release following its virtual meeting on 24–25 February, at which it discussed recent market developments and the global banking outlook. With respect to...more
Welcome to Horizon, DLA Piper’s monthly bulletin reporting on late-breaking legislative and policy developments in sustainability. Our aim is to scan the litigation, enforcement, and regulatory horizon to help inform business...more
The European Securities and Markets Authority (ESMA) has published its final report with draft regulatory technical standards (RTS) amending the RTS on the clearing thresholds in Delegated Regulation (EU) No 149/2013, under...more
Continuation vehicles — newly established investment entities created to acquire one or more assets from an existing fund managed by the same sponsor — have moved from being a niche liquidity solution to a mainstream...more
The Internal Revenue Service (IRS) recently issued Notice 2026‑13, providing updated safe harbor notices (one for distributions from Roth accounts and one for distributions for non-Roth accounts) that plan administrators may...more
Healthcare has earned its reputation as one of Europe’s most resilient real estate sectors. Over the past several years, it has delivered strong income returns with materially lower volatility than most other asset classes –...more
The Office of the Comptroller of the Currency (OCC) issued a notice of proposed rulemaking (NPR) to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act)....more
Accounting and auditing enforcement activity fell in 2025 at both the U.S. Securities and Exchange Commission (SEC) and the Public Company Accounting Oversight Board (PCAOB), according to two new Cornerstone Research reports,...more
The OCC issued a notice of proposed rulemaking (NPRM) last week to implement the GENIUS Act, enacted on July 18, 2025. The NPRM is significant, as it creates a new Part 15 to the OCC’s regulations addressing payment...more
The American Bar Association Business Law Section published a robust and in-depth white paper in September 2025 on “Digital and Digitized Assets: Federal and State Jurisdictional Issues,” providing a comprehensive explanation...more
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have launched a joint consultation on draft revised guidelines on the suitability assessments of members of the management body and...more
Earlier this month, Benjamin Edwards, a broker-dealer firm, agreed to a censure and to pay a $750,000 fine for failing to properly supervise and preserve its employees’ business-related text messages....more
The New York City Department of Consumer and Worker Protection (NYC DCWP) has adopted a comprehensive set of amendments to its debt collection rules, effective September 1, 2026. The final rule clarifies that New York City’s...more
The UK data centre sector has evolved into one of the most competitive and capital-intensive asset classes across global real estate and infrastructure. Delivering a single hyperscale facility, often requiring more than half...more
New markets and new products, or services provide the engine of growth for many companies. Faced with sluggish demand in existing markets, the need for continued innovation, and investors who require ongoing growth, companies...more