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Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:
Alston & Bird

Look Ahead to the Week of June 15, 2026 | Iran Deal Emerges as the G7 Summit Begins

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Alston & Bird’s Legislative & Public Policy Group previews the week ahead highlighting anticipated federal legislative, regulatory, and political activity, and key upcoming actions in Congress, the Administration, and...more

Stinson LLP

FinCEN and Banking Agencies Propose Rules to Update AML/CFT Program Requirements

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Recent companion proposed rulemakings, from each of (1) the Financial Crimes Enforcement Network (FinCEN) and (2) the Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, and National Credit Union...more

A&O Shearman

EBA discussion paper on Pillar 3 data hub for small banks

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The European Banking Authority (EBA) has published a discussion paper on extending its Pillar 3 data hub to small and non-complex institutions (SNCIs). The hub provides public access to prudential information from all...more

Ropes & Gray LLP

Fundraising Takeaways from SuperReturn 2026: Liquidity, Secondaries, and the Evolving Fundraising Landscape

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The SuperReturn juggernaut landed back in Berlin last week, once again serving as the private markets industry’s pre-eminent gathering point. With over 6,000 senior investment professionals from more than 80 countries in...more

Ropes & Gray LLP

SuperReturn International 2026: Private Credit in Focus

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The Ropes & Gray team attended the SuperReturn International conference in Berlin last week. The week started with a focus on private credit, with a few key themes emerging across the panel discussions....more

Secretariat

What Companies Should Be Watching in Securities Enforcement for the Remainder of 2026

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As companies navigate the second half of 2026, several enforcement themes are emerging across the securities regulatory landscape. Digital assets, artificial intelligence, prediction markets, and parallel investigations...more

A&O Shearman

UK FCA update on reforms to the Money Market Fund regime

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The UK Financial Conduct Authority (FCA) has published a statement with an update on reforming the UK Money Market Fund Regulation (MMFR), following the government's announcement to repeal and replace the existing regime....more

Ropes & Gray LLP

SuperReturn International 2026: Key highlights

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Ropes & Gray attended the 2026 SuperReturn International conference in Berlin last week, which attracted over 6,000 decision makers from the private markets industry from over 80 countries....more

Cornerstone Research

SEC Enforcement Against Public Companies and Subsidiaries in 1H FY 2026

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U.S. Securities and Exchange Commission (SEC) enforcement activity against public companies and subsidiaries continued at a slower pace in 1H FY 2026 with the SEC initiating five actions, the lowest in the first half of a...more

A&O Shearman

UK Pensions: What’s new this week? June 2026 #3

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Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions....more

Ropes & Gray LLP

Supreme Court Holds No Implied Private Right of Action Under Section 47(b) of the Investment Company Act

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On June 11, 2026, in a 6-3 decision authored by Justice Barrett, the Supreme Court issued its much-anticipated decision in FS Credit Opportunities Corp. v. Saba Capital Master Fund, Ltd., holding that Section 47(b) of the...more

A&O Shearman

UK FOS response to FCA consultation on simplifying the pensions and investment advice rules

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The UK Financial Ombudsman Service (FOS) has published its response to the UK Financial Conduct Authority's (FCA) consultation on simplifying pensions and investment advice rules. The FOS broadly supports the proposed shift...more

A&O Shearman

UK government call for evidence for review into access to banking services

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HM Treasury has published a call for evidence for the independent review into access to banking services, assessing the impact of the decline in face-to-face services across the UK. The review will consider: (i) which...more

White & Case LLP

Chain reaction: Dealmakers bet big on Europe’s nuclear power revival

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Record deals, government-backed megaprojects and a race to power Europe’s data centers are drawing capital into a sector long considered politically untouchable...more

Alston & Bird

NFA Amends Branch Office Supervision Rules, Permitting Oversight of Multiple Branch Offices and Remote Supervision

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Our Investment Funds Group examines recent National Futures Association amendments that provide members with additional flexibility in structuring branch office supervision while maintaining their obligation to ensure...more

Katten Muchin Rosenman LLP

The SEC is Through with the Trade-Through Rule

After a series of industry roundtables and clear messaging from Chairman Paul S. Atkins regarding his ongoing objections following his dissent more than two decades ago, the US Securities and Exchange Commission (the SEC or...more

Orrick, Herrington & Sutcliffe LLP

NYDFS previews proposed stablecoin rules aligning with GENIUS Act

On June 9, NYDFS announced a proposed regulation to update New York’s U.S. dollar-backed stablecoin framework to conform to federal requirements for state frameworks under the GENIUS Act, which was enacted in July 2025. ...more

Orrick, Herrington & Sutcliffe LLP

D.C. Circuit upholds CFTC denial of foreign exchange trader whistleblower award

On June 5, the U.S. Court of Appeals for the D.C. Circuit affirmed CFTC orders denying a foreign exchange trader’s application for a whistleblower award related to five successful enforcement actions against banks whose...more

Dinsmore & Shohl LLP

Division of Examinations Shares Observations for Conflicts of Interest

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The SEC Division of Examinations issued a Risk Alert on June 9, 2026, providing the Division’s observations regarding advisers’ obligations relating to conflicts of interest disclosures. Specifically, the Division addresses...more

Blake, Cassels & Graydon LLP

Gouvernance et conformité dans le secteur des régimes de retraite en 2026

Des développements récents dans le secteur canadien des régimes de retraite témoignent d’un renforcement de la surveillance réglementaire, de changements aux exigences relatives aux opérations et d’une plus grande attention...more

Thomas Fox - Compliance Evangelist

Trekking Through Compliance: Episode 15 – Shore Leave – Why Compliance Should be Fun

What if your best compliance training strategy is not more rules, but more imagination? In this episode of Trekking Through Compliance, we revisit the Star Trek: The Original Series episode “Shore Leave” and ask a...more

Morrison & Foerster LLP

MoFo's Financial Markets & Innovation - June 12, 2026

On June 10, the CFTC issued a proposed rule that would create a framework to determine whether events contracts include certain unlawful or prohibited conduct, including terrorism, war, and gaming. The framework would...more

Orrick, Herrington & Sutcliffe LLP

Plaintiffs move court to reconsider scope of Illinois interchange fee ruling following NCUA interim final rule

On June 12, the industry plaintiffs in the litigation challenging the Illinois Interchange Fee Prohibition Act (IFPA) moved the U.S. District Court for the Northern District of Illinois to reconsider in part its denial of...more

Orrick, Herrington & Sutcliffe LLP

Agencies finalize joint data standards under Financial Data Transparency Act

On June 10, the OCC, Fed, FDIC, NCUA, CFPB, FHFA, CFTC, SEC and Treasury finalized joint data standards under the Financial Data Transparency Act of 2022 to make financial regulatory data more interoperable across agencies....more

Goodwin

Supreme Court Rules That Section 47(b) of the Investment Company Act of 1940 Provides No Private Right of Action

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On June 11, 2026, the Supreme Court ruled that Section 47(b) of the Investment Company Act of 1940 (ICA), which governs mutual funds and other registered investment companies, does not provide private parties with a right to...more

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