AI Today in 5: March 13, 2026, The KYA Edition
2 Gurus Talk Compliance - Episode 72 - The Kristy in London Edition
Daily Compliance News: March 13, 2026, The Unfair Trade Practices Edition
AI Today in 5: March 12, 2026, The Attorneys and AI Edition
Podcast - Outlander VC: What Founder-First Investing Really Means
Lions, Tigers, and Sovereign Citizens, Oh My! UCC and Banking Litigation Trends and a 2026 Forecast — The Consumer Finance Podcast
AI Today in 5: March 11, 2026, The AI Compliance is a People Risk Edition
Great Women in Compliance: Reflections on Investigations, Culture and the Future
Compliance into the Weeds: Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension
Daily Compliance News: March 11, 2026, The Takes a Bite Edition
The PFBCon Podcast: From Mic to Millions: AI-Powered Sponsorship, Licensing & Equity Strategies for Podcasters
AI Today in 5: March 10, 2026, The Good, The Bad and The Ugly Edition
Innovation in Compliance: Jim Massey on Risk in Action
[Video] New Regulatory Priorities Under Mayor Mamdani’s NYC Department of Consumer and Worker Protection
Turning Point for Digital Assets: 2025 Year in Review and What Comes Next — The Crypto Exchange Podcast
Daily Compliance News: March 10, 2026, The More ABC Laws Edition
AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
In the Sunday Book Review, Tom Fox considers books that would interest compliance professionals, business executives, or anyone curious. It could be books about business, compliance, history, leadership, current events, or...more
On March 12, 2026, the US Senate passed, by a vote of 89 to 10, bipartisan housing legislation that includes a prohibition on large institutional investors (“LIIs”) purchasing single-family homes (“SFHs”). The legislation,...more
Exit activity continues to gain momentum, based on data from S&P Capital IQ. The number of transactions in which the seller is a PE or VC sponsor reached 148 in January, the highest monthly total in the data series going back...more
On March 5, 2026, the U.S. Securities and Exchange Commission (“SEC”) issued an order (the “Order”) granting directors and officers of certain foreign private issuers (“FPIs”) an exemption from the insider reporting...more
Almost all deals in the fund finance market have historically performed as expected, albeit with occasional bumps in the road. However, in the back of most parties’ minds is planning for the “what-if” a relationship or a...more
What Happened? On February 10th, the U.S. Government Accountability Office (the GAO) published a report on nonbank mortgage servicers’ financial risk due to their growing role in the U.S. housing finance system, titled...more
The Department of Finance (Canada) (“Finance”) recently released its second round of proposals related to hybrid mismatch arrangements (the “Round 2 Proposals”). These new rules, which build upon a first round of proposals...more
The United States is taking steps to secure access to critical minerals as geopolitical competition and supply chain pressures intensify. This alert discusses Project Vault, the proposed US Strategic Critical Minerals Reserve...more
On March 11, 2026, the Securities and Exchange Commission (“SEC”) and Commodity Futures Trading Commission (“CFTC”) announced that they have entered into a new Memorandum of Understanding (“MOU”) to coordinate rulemaking,...more
The European Parliament (EP) has published a report (dated 27 February), adopted by its Economic and Monetary Affairs Committee (ECON), on the European Commission's (EC) legislative proposal for a Directive amending the...more
The first year of President Donald Trump’s second term has introduced disruption in Latin America, but it has also clarified the new rules of engagement. For those operating in the region, the challenge is no longer whether...more
Background - On March 11, the SEC and the CFTC (the Agencies) announced a new MOU designed to strengthen coordination between the Agencies on regulatory matters involving overlapping jurisdictions. The MOU reflects the...more
In a recent decision, the Delaware Court of Chancery held on summary judgment that a borrower’s grant of a security interest in substantially all of its assets, including its rights under a license agreement, constituted an...more
The European Central Bank (ECB) has launched a call for expression of interest inviting licensed payment service providers (PSPs) to participate in a digital euro pilot, marking a further step in the ECB Governing Council's...more
California’s Fair Investment Practices by Venture Capital Companies (FIPVCC) law is now in effect and imposes significant new registration and annual reporting obligations on venture capital funds and other asset management...more
As cryptocurrency moves from the margins of finance into the mainstream, matrimonial practitioners are increasingly encountering digital assets in divorce proceedings....more
The Ontario Superior Court of Justice decision in Ontario Securities Commission v. Bridging Finance Inc. et al. (for the purposes of this article, the “Cerieco decision”) arose out of a claims process in the receivership...more
On March 6, 2026, the SEC and FinCEN announced parallel enforcement actions against a New York-based registered broker-dealer for systemic anti-money laundering (“AML”) failures, imposing combined penalties of $80 million –...more
This month’s geopolitical developments – including shifting tariffs, conflict in the Middle East and concerns around potential AI market disruption – have added uncertainty and volatility in these global financial markets....more
In February 2026, the Securities and Exchange Commission (SEC) approved and the Financial Industry Regulatory Authority (FINRA) adopted amendments to FINRA Rule 3220 (Influencing of Rewarding Employees or Others),...more
Arevon Energy has closed a $920-million financing package for its 300 MW/1,200 MWh Nighthawk energy storage project in Poway, California. The project is currently under construction....more
The Council of the EU has adopted at first reading its positions on the legislative package to reform the crisis management and deposit insurance (CMDI) framework for banks in the EU. The package includes targeted amendments...more
At the 2026 Futures Industry Association (FIA) Global Cleared Markets Conference on March 10, 2026, Securities and Exchange Commission (SEC) Chairman Paul Atkins outlined a series of initiatives aimed at improving regulatory...more
On February 23, 2026, the United States Department of Justice (DOJ) entered into a settlement agreement with CarMax, Inc., resolving allegations that the car retailer violated the Servicemembers Civil Relief Act (SCRA) by...more
On March 12, 2026, the SEC staff issued two new FAQs related to the Holding Foreign Insiders Accountable Act (HFIA Act). The FAQs noted the HFIA Act requirements are resulting in an unusually large number of EDGAR access...more