AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
Point-of-Sale Finance Series: Federal Shake-Ups and the Rise of Income Share Agreements in Student Loan Financing — The Consumer Finance Podcast
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
The JustPod: The Vacation of Tom Hayes’s Conviction (Part 2)
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
The Compliance 911 Show
Innovation in Compliance: Insights on FCPA and Anti-Corruption Enforcement Trends with Anik Shah
AI Today in 5: February 3, 2026, The AI Undergrad Degree Edition
Daily Compliance News: February 3, 2026, The Pizza Hut and Compliance Edition
AI Today in 5: February 2, 2026, The On Thin Ice Edition
On January 30, the Illinois Department of Financial and Professional Regulation announced that, in coordination with the FDIC, it had taken possession of a state-chartered bank in Chicago due to purportedly unsafe and unsound...more
On January 30, the White House announced the nomination of Kevin Warsh to replace Jerome Powell as Fed chair when Powell’s term ends in May. According to the announcement, Warsh, while serving as a Fed governor, played a key...more
On January 30, the U.S. District Court for the District of Minnesota dismissed with prejudice a proposed class action lawsuit brought by two investment-account holders challenging the interest rates paid through a...more
Overview and Key Takeaways - An Office of Foreign Assets Control (OFAC) subpoena is one of the most serious enforcement tools the U.S. Treasury uses in sanctions investigations. While it is administrative in form, it...more
On January 30, the U.S. Department of Education issued an NPRM in the Federal Register proposing to amend regulations for federal student loan programs in order to implement the statutory directives from the One Big Beautiful...more
Brokers and their investor customers in digital assets should prepare, and tax professionals should prepare to assist, with reporting proceeds from certain digital asset transactions. See IRS FS-2025-06, Sept. 25, 2025....more
According to published reports, during a January 29 meeting with examination staff, senior members of the CFPB announced plans to resume examination activity as early as April 2026, but with the understanding that the amount...more
Digital Asset Integrations Signal Demand from Institutions, Derivatives Traders - Fireblocks, a major blockchain infrastructure platform, recently announced “the integration of the Canton Network, the privacy-enabled open...more
On February 3, several U.S. senators sent a letter to CFPB Acting Director Russell Vought urging the Bureau to rescind its proposed rule that would end the ECOA’s disparate impact test, which would prevent the CFPB from...more
The U.S. Department of Education (ED) on January 30, 2026, published a notice of proposed rulemaking (NPRM) to implement certain changes in connection with the One Big Beautiful Bill Act (OBBB), including adjustments to...more
Here are curated AG and federal regulatory news stories highlighting key areas in which state and federal regulators’ decisions are having an impact across the US: •AG Campbell Cancels Crypto Kiosk Crooks - •AG Coalition...more
Private equity has over the past 15 years played a key role in the U.S. maritime industry, and today's regulatory landscape in the U.S. makes the U.S. maritime industry ripe with further opportunity for private equity funds....more
The Institutional Limited Partners Association (ILPA) published its continuation fund disclosure template on January 27, 2026. The template addresses key information that limited partners use to initiate their internal...more
On January 30, the CFPB published a notice in the Federal Register requesting that the Office of Management and Budget extend for a second time the CFPB’s request for public comment as part of its “Consumer Response Intake...more
On January 29, the OCC conditionally approved an application for a national bank charter filed in September 2025. According to the company’s announcement, the proposed entity must now satisfy specific OCC conditions,...more
On January 29, the SEC and CFTC jointly announced the relaunch of “Project Crypto”, with both agency chairs delivering remarks outlining a new phase in digital asset regulation as Congress advances digital asset market...more
On February 3, SEC Director of the Division of Investment Management Brian Daly addressed how the division is considering the changes and opportunities AI affords investment advisers, investment companies, and investors. Daly...more
The UK Financial Ombudsman Service (FOS) has published its Q3 2025/26 complaints data, revealing a notable decline in case volumes to 47,300 complaints, down from 68,400 cases in the same period in 2024/25. This includes a...more
On 29 January 2026, the UK Office of Financial Sanctions Implementation (OFSI) published its response to a public consultation on proposed changes to its enforcement processes....more
In November 2025, the U.S. Securities & Exchange Commission’s (SEC) Division of Corporation Finance announced that, for the 2025–2026 proxy season, it will no longer issue substantive “no-action” letters for Rule 14a-8...more
In December 2025, the FCA published its final Policy Statement and guidance (Final Guidance) on the treatment of non-financial misconduct (NFM) under the Code of Conduct (COCON) and the Fit and Proper (FIT) regime, with...more
On January 27, FINRA released a discussion of agentic AI, describing how member firms are beginning to experiment with autonomous AI systems and identifying supervisory considerations associated with those early deployments....more
On January 29, Commodity Futures Trading Commission Chair Michael Selig made his first public remarks at the CFTC-SEC harmonization event. Among other things, Chairman Selig laid out the agency’s priorities, which included...more
The UK Joint Money Laundering Steering Group (JMLSG) has published final amendments to Part I of its anti-money laundering and counter-terrorist financing (AML/CFT) guidance for the financial services sector. This follows the...more
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more