ACI-FCPA Conference Speaker Preview Series - Chuck Duross on Internal Investigation Strategies
AI Today in 5: November 14, 2025, The AI for Cyber Attacks Edition
Point-of-Sale Finance Series: Understanding the Development and Regulation of Buy Now, Pay Later Products - Payments Pros – The Payments Law Podcast
Daily Compliance News: November 14, 2025, The Hardest Year Edition
Regulatory Ramblings: Episode 82 - Enter Dubai: Digital Dreams in the Desert with Syed Musheer Ahmed, Mark Nuttal, Jame DiBiasio, and Charles d’Haussy
PODCAST: Williams Mullen's Raising Capital 101: A Securities Podcast - Potential Traps for the Unwary
The New Wave of Web Tracking Litigation: Wiretap Statutes, VPPA Risk, and Consent Strategies — The Consumer Finance Podcast
ACI-FCPA Conference Speaker Preview Series - Bryan Judice on Next Gen Tools for Next Gen Risks
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Piglet, the CFO and Compliance
Daily Compliance News: November 13, 2025, The Ukraine Shaken Edition
ACI-FCPA Conference Speaker Preview Series - Vince Walden on the Cutting Edge Use of Agentic AI for Compliance
Are AI Data Centers the New Power Centers?
Great Women in Compliance - Insights from ACI FCPA and Global Anti-Corruption Conference
Compliance into the Weeds: The Atlanta Hawks Scandal: Lessons in Financial Misconduct
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Eeyore and the Role of Corporate Legal
AI Today in 5: November 12, 2025, The FinCrime Frontier Edition
Daily Compliance News: November 12, 2025, The $200 Bet Limit Edition
ACI-FCPA Conference Speaker Preview Series - Matt Galvin on the AI and Data Analytics for Anti-Corruption Compliance Forum
JONES DAY TALKS®: Protecting the Crown Jewels: IP Due Diligence in Venture Capital Financings
State Law Roundup: Arbitration Changes and Junk Fee Rules in California and Massachusetts — Moving the Metal: The Auto Finance Podcast
The GP stakes market is still in its infancy, particularly outside of the United States, but is predicted to grow and evolve. In this article, we briefly discuss the background to the market, including the different stages of...more
In the context of NAV facilities, one item that we often see heavily negotiated is the lender’s right to challenge the borrower’s valuations of its investment portfolio. In this article, we will explore a few key aspects of...more
As reported by the Wall Street Journal, the White House is considering executive actions that would restrict the influence of proxy advisory firms and index-fund managers. According to the Wall Street Journal, the measures...more
In an era marked by geopolitical instability around the world and in light of the current economic landscape, energy security concerns, and increased defence needs and spending, the financing of energy and defence projects...more
The Office of the Comptroller of the Currency (OCC) recently unveiled a series of regulatory reforms designed to reduce compliance burdens on community banks. These changes reflect a strategic pivot toward risk-based...more
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from October 2025. In October 2025: The federal government shutdown substantially impacted the US Securities...more
As the government shutdown concludes, it is expected the SEC will promptly issue an exemptive order for Dimensional Fund Advisors LP to offer open-end funds with one class of exchange-traded fund shares and one or more...more
About 83% of CRA “covered” lenders do not report lending under CRA - On November 13, the Federal Bank Regulatory Agencies announced the availability of the 2024 CRA lending activity of 731 lenders who reported data on...more
The Internal Revenue Service has released cost of living increase numbers for many retirement and welfare plan limits for plan years commencing in 2026. The elective deferral limit for 401(k) and 403(b) plans increased from...more
Shareholder engagement has become a continuous, proactive process, requiring active participation from both investors and companies. This year, companies and investors have changed both their expectations and practices...more
You have a great idea, but to build the technology, you will need money… You have tapped out friends and family, you have secured co-founders, you have done a market study, you have built a demo, and you have a story to...more
On November 12, 2025, Securities and Exchange Commission ("SEC") Chairman Paul S. Atkins spoke at the Federal Reserve Bank of Philadelphia regarding the SEC's "Project Crypto" initiative, which aims to create a clear and...more
With so much happening in the employee benefits world, we bring you Benefits Catch-Up, our catch-up contribution to help you keep up with recent developments....more
Speaking at the Clearing House’s annual conference, Comptroller of the Currency Jonathan Gould assured industry leaders that the agency remains steadfast in defending federal preemption under the National Bank Act....more
In August 2024, the U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) published a sweeping new rule aimed at increasing transparency in residential real estate transactions—marking a significant...more
On November 13, 2025, the IRS announced in Notice 2025-67 cost-of-living adjustments to the tax-qualified retirement plan dollar limits for 2026. Most of the applicable dollar limits currently effective for 2025 will increase...more
Por medio de la Circular Externa 014 de 2025 la Superintendencia Financiera de Colombia (SFC) dio a conocer la normativa con la cual busca impartir instrucciones para fortalecer la liquidez de los mercados de capitales en...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Chuck Duross discusses his panel at the event, “Rethinking Your Internal Investigations Playbook: Adapting Processes and Protocols...more
The Financial Services (Overseas Recognition Regime Designations) Regulations 2025 (the ORR Regulations) have been laid before Parliament, accompanied by an explanatory memorandum. A draft was laid before Parliament in July....more
As part of the UK’s rapid overhaul of its digital assets regulatory regime, the Bank of England this week issued a consultation paper on the bank’s “Proposed regulatory regime for sterling-denominated systemic stablecoins”....more
So, Creative Planning just bought SageView Advisory. Another week, another acquisition in the retirement plan world. At this point, consolidation is like the weather forecast, inevitable and rarely surprising....more
The IRS has issued Notice 2025-67, announcing that many of the key retirement plan limits will increase next year. Most limits are subject to modest increases, with some remaining the same. For example, the compensation...more
Connecticut has enacted Public Act 25-66 (the “Act”), a substantial modernization of its Money Transmission Act (“MTA”) that brings digital wallets, virtual currency activity, and youth-oriented money-sharing applications...more
In a significant decision for bank partnership arrangements, the United States Court of Appeals held that Colorado may apply its state interest rate caps to loans made by out-of-state banks under the Depository Institutions...more
The UK Financial Conduct Authority (FCA) has published Handbook Notice 134, outlining amendments to the FCA Handbook resulting from the following statutory instruments: • (i) Markets in Financial Instruments (Transfer of...more