The Risks of Bad Advice
Compliance Tip of the Day: Compliance, Ethics and Your Supply Chain
Innovation in Compliance: Supporting White Collar Offenders - A Conversation with Jeff Grant
Daily Compliance News: February 18, 2025 The Huge Mistake Edition
Compliance Tip of the Day: How Ethics and Compliance Drive ROI
Adventures in Compliance: Institutional Justice and Institutional Fairness Lessons from The Adventure of the Veiled Lodger
FCPA Compliance Report: National Security and Legal Perspectives with Kevin Carroll
Daily Compliance News: February 17, 2025, The Cancel The Leases Edition
Episode 356 -- Trump Administration Hits Pause on FCPA Enforcement
10 For 10: Top Compliance Stories For the Week Ending February 15, 2025
Consumer Finance Monitor Podcast Episode: The Fall of The CFPB, The Rise of The State AG
Changes at the CFPB Under the Trump Administration
Compliance Tip of the Day: CCM is Essential for 2025 Risk Management
12 O’Clock High, a podcast on business leadership: Leadership Insights from ‘All Quiet on the Western Front’
Deposit Account Litigation: Highlights From 2024 and What to Expect in 2025 — The Consumer Finance Podcast
2024 Payments Year in Review: CFPB and FTC Regulatory Trends - Part Three — Payments Pros – The Payments Law Podcast
Compliance Tip of the Day: Using AI to Build ‘Tone at the Top’
Everything Compliance: Episode 150, The Musk On Edition
Daily Compliance News: February 13, 2025, The US Drops Again Edition
$Trump, Crypto Stockpile, SAB 121, DeepSeek, Tornado Cash + More
On February 11, 2025, Institutional Shareholder Services (ISS) announced a change to its voting policy with respect to board diversity. ISS will no longer consider the gender and racial and/or ethnic diversity of U.S. company...more
On 14 February 2025, the Financial Conduct Authority (the “FCA”) updated its webpage on consultation paper (CP24/8) on extending the sustainability disclosure requirements (“SDR”) and investment labelling regime to portfolio...more
Recent regulatory developments in the crypto asset and financial technology space suggest that US regulators may be shifting toward a more balanced approach — one that prioritizes clearer regulations while fostering...more
Artificial intelligence (AI) has emerged as an influential technology, driving notable investments across various industries in recent years. In 2024, venture capital (VC) funding for AI companies reached record levels,...more
COMPETITION - Prior notification of a concentration (Case M.11857 - Oaktree / Basalt / JV) - Non-opposition to a notified concentration (Case M.11805 - Unucredit / CNP Unicredit Vita)...more
Over the past few years, we have seen growing interest in Commercial Paper (CP) programmes with a sustainable focus. Traditionally used by corporations, financial institutions, sovereigns, and other issuers for...more
Read the first 2025 edition of the Intellectual Property & Data Protection Newsletter, a publication from Tauil & Chequer Advogados in association with Mayer Brown. In this newsletter, Counsel Cristiane Manzueto and associate...more
In January 2025, The New York Stock Exchange (NYSE) adopted an amendment (the “Amendment”) to the reverse stock split rules and procedures in Section 802.01C of the NYSE Listed Company Manual (the “NYSE Manual”). The...more
The proposal includes a shift to a single-sales-factor apportionment for financial institutions, aiming to increase tax revenue starting in tax year 2025....more
While PC software programs are a practical improvement over the trustee’s hard-copy ledger book, when it comes to keeping track of trust income and principal these programs still require serious clerical monitoring on the...more
New Blockchain Networks, Applications and Integrations Launch - The software company that developed the protocol for the world’s largest decentralized exchange (DEX) recently announced the launch of Unichain, an Ethereum...more
The PRA and FCA have proposed new rules to integrate the UK’s remuneration regime and accountability regime under the SMCR more closely, including a requirement for firms to consider adjusting MRTs’ variable pay (using malus...more
The Securities and Exchange Commission (SEC) recently approved rule changes proposed by The Nasdaq Stock Market LLC that impact companies utilizing reverse stock splits to regain compliance with Nasdaq’s minimum bid-price...more
As cryptocurrencies like Bitcoin surge to unprecedented values—crossing the $100,000 mark at the time of this writing—both seasoned investors and newcomers are pouring billions into this thriving asset class. The U.S....more
Here are the latest developments in the ongoing Corporate Transparency Act (CTA) saga...more
The Bank of England has outlined its priorities for 2025 in the regulation of Financial Market Infrastructure. In a speech given on 10 February 2024, the Bank of England (the “Bank”) outlined its priorities for 2025 in the...more
Transamerica announced a brand revamp. According to Transamerica, these changes include an update to their logo, which will start to feature the Transamerica Pyramid Center rising from a horizon, along with changes to...more
n January 2025, the U.S. Securities and Exchange Commission (SEC) approved amendments, both of which are now effective, to The Nasdaq Stock Market LLC (Nasdaq) and The New York Stock Exchange (NYSE) listing rules that will...more
KISS is one of my favorite rock n roll groups, but K.I.S.S. is also a theory that has helped me in life and as an ERISA attorney. K.I.S.S. means Keep It Simple, Stupid. I’m not trying to say you’re stupid, I’m just saying...more
Medical practices across the United States are grappling with new compliance obligations under the Corporate Transparency Act (CTA). This article addresses the CTA’s applicability to medical practices, its current legal...more
In a decision with potentially wide-ranging implications, the Fourth Circuit Court of Appeals reversed a district court’s decision to deny a national bank’s motion to compel arbitration, finding that amendments to the...more
The Institutional Limited Partners Association (ILPA) recently released its updated ILPA reporting template (Reporting Template) and a new ILPA performance template (Performance Template), together with corresponding...more
February 14, 2025- The Federal Reserve Board published a working paper entitled “Estimating the Volume of Counterfeit U.S. Currency in Circulation.” February 14, 2025- The Federal Reserve Bank of New York published a...more
Securities issuers and their counsel have historically relied on the fact that the SEC has not pursued enforcement actions against issuers that have not filed, or been delayed in filing, a Form D in connection with offerings...more
In this episode of Trust Us, Danielle Friedman, Herb Fineburg, and Max McCauley tackle the pitfalls of common estate planning advice, highlighting the risks of adding children to bank accounts or deeds purely for convenience....more