Pod and Port: Podcasting, Social Media and Yacht Rock - AI, Authenticity, Instagram, and Christopher Cross
AI Today in 5: April 9, 2026, The Mythos Edition
GSK In China: 13 Years Later - Whistleblower Emails, a Sex Tape, and the Compliance Failures That Triggered a Global Bribery Probe
Point-of-Sale Finance Series: Fair Lending Risks at the Checkout Counter — The Consumer Finance Podcast
Daily Compliance News: April 9, 2026, The FCPA Edition
The PFBCon Podcast: Back to the Future of Podcasting: The Audio–Video Convergence with Rob Greenlee
Compliance into the Weeds: Duty Owed vs. Material Nonpublic Information: Prediction Markets and Compliance
Daily Compliance News: April 8, 2026, The Fleeing Binance Edition
Innovation in Compliance: Dr. Rohan Lall: Innovation, Clinical Evidence, and Compliance in Electrifying Spine Surgery
Daily Compliance News: April 7, 2026, The Corporate Retreat from Hell Edition
Sunday Book Review: April 5, 2026, The Top Books for Export Controls/Sanctions Edition
AI Today in 5: April 3, 2026, The Good Friday Edition
AI in Financial Services in 5 Stories - Week Ending April 3, 2026
Episode 399 -- Vera Cherepanova on Boards of the Future
Episode 398 -- Anik Shah, SanDisk Head of Compliance: Anti-Corruption Developments and Managing Risks
Taking It to the Bank: Why Fintechs Are Racing for Bank Charters — The Consumer Finance Podcast
LathamTECH In Focus: The Opportunities and Challenges of Corporate Venture Capital
The Standard Formula Podcast | Insurance Down Under: Analyzing Prudential Solvency Regimes in Australia and New Zealand
Warning Letters and Warren Letters: What the Auto Finance Industry Needs to Know — Moving the Metal: The Auto Finance Podcast
AI in Financial Services in 5 Stories - Week Ending March 27, 2026
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
State regulators are accelerating efforts to impose bank-like prudential standards on nonbank mortgage companies—a shift that could materially reshape governance, liquidity expectations, and supervisory scrutiny across the...more
In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments from March 2026. In March 2026: On March 16, 2026, Judge Margaret Ryan resigned from her position as director...more
Key takeaways FinCEN has proposed a whistleblower program that would offer significant financial incentives and strong confidentiality and anti-retaliation protections for individuals who report potential AML and sanctions...more
On April 7, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) issued a Notice of Proposed Rulemaking (“NPRM”) that would formalize and, in certain respects, update the requirements...more
Welcome to AI in Financial Services in 5 Stories. A practical weekly roundup of the five most important AI developments affecting banking, insurance, payments, asset management, and fintech. Each Friday, Tom Fox will break...more
For futures commission merchants (FCMs) that are clearing members of the Chicago Mercantile Exchange, it’s that time of year: Time for the annual examination of the FCM’s operations and financial controls by their designated...more
Against the backdrop of an unstable interest rate environment, with valuation challenges and subdued M&A / IPO activity, hybrid capital solutions have gained popularity. These flexible financing structures are continuing to...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
Competition among direct lenders continues to compress pricing across private credit markets, including in the lower middle market. At the same time, certain sponsor-driven features that were once more typical of larger...more
On March 17, 2026, the U.S. Securities and Exchange Commission and Commodity Futures Trading Commission issued a joint interpretive release clarifying the application of the federal securities laws to digital assets....more
The Commodity Futures Trading Commission (CFTC) Division of Enforcement is zeroing in on core misconduct while signaling a clearer path for self-disclosure and cooperation. Our White Collar, Government & Internal...more
“Making IPOs great again” is a stated goal of Paul S. Atkins, U.S. Securities and Exchange Commission (SEC) Chairman. To redress a decline in the number of companies listed on the U.S. exchanges over the past three decades,...more
Key Takeaways - Florida is formalizing memory care regulation for assisted living facilities (“ALFs”). A new specialty license for memory care services, administered by the Agency for Health Care Administration (“AHCA”), will...more
The Reinsurance (E) Task Force (“RTF”) of the US National Association of Insurance Commissioners (“NAIC”) held a virtual meeting on March 2, 2026 in lieu of meeting in person at the NAIC Spring 2026 National Meeting. In...more
On April 7, 2026, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) issued a Notice of Proposed Rulemaking (NPRM) that, if adopted, would significantly reform financial institutions’...more
On March 31, 2026, the Department of Labor (“DOL”) published a proposed regulation on investment selection under ERISA (“Selection of Designated Investment Alternatives—relevant factors and determinations for fiduciaries of...more
A significant new filing on March 31 in the D.C. Circuit Court of Appeals, National Treasury Employees Union v. Vought (Case No. 25-5091), purportedly provides the most up-to-date, detailed picture yet of how leadership of...more
The Bank of England (BoE) has published a joint letter from the BoE and the UK Prudential Regulation Authority (PRA) to the chancellor of the exchequer and relevant secretaries of state, setting out their approach to enabling...more
The United States Department of War (DOW)’s newly formed Economic Defense Unit (EDU) introduces funding opportunities and a new set of legal, structural, and governance considerations for companies operating in priority...more
The UK Financial Ombudsman Service (FOS) has announced that the UK Financial Conduct Authority (FCA) has confirmed increases to FOS' award limits for the 2026/27 financial year, in line with inflation measured by the Consumer...more
On March 31, 2026, the Department of Labor (DOL) published in the Federal Register a proposed regulation entitled “Fiduciary Duties In Selecting Designated Investment Alternatives” (Proposed Rule). The DOL issued the Proposed...more
In its April 6, 2026 issue, “Inside the CFPB,” a widely read subscription publication published by “Inside Mortgage Finance Publications” highlighted our recent podcast episode released on April 2, 2026 featuring discussion...more
The UK Financial Conduct Authority (FCA) and UK Prudential Regulation Authority (PRA) has published consultation papers (CP26/12 / CP6/26), proposing changes to the loan to income (LTI) flow limit rule in mortgage lending....more
In the debut episode of Pod & Port: Podcasting, Social Media and Yacht Rock, Tom Fox and Jeff Dwoskin dive into one of the biggest questions facing creators, marketers, podcasters, and business owners today: how do you use AI...more