Everything Compliance: Shout Out & Rants - New Season, New Host and New Lineup
AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition
Innovation in Compliance: Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss
Daily Compliance News: June 9, 2026, The Big Bang Edition
AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
The Debanking Debate: Regulators, Risk, and Reality for Payments — The Consumer Finance Podcast
AI Today in 5: June 4, 2026, The Circular Bet Edition
Daily Compliance News: June 4, 2026, The Fighting Tariff Refunds Edition
AI Today in 5: June 3, 2026, The From No Control to Total Control Edition
Great Women in Compliance: Wildly Effective, 10 Years Later
Compliance into the Weeds: Why the Compliance Job Market Feels Frozen
Daily Compliance News: June 3, 2026, The Rubicon of Corruption is Crossed Edition
Powering Progress | Ep. 6 – Power, Scale, and Scrutiny
AI Today in 5: June 2, 2026, The Exposing Yourself Edition
AIM is undergoing a significant overhaul — and for growth companies, founders and their advisers, the practical implications are substantial. On 4 June 2026, the London Stock Exchange published AIM Notice 62, proposing the...more
Stock-options et non-résidents : la Cour administrative d’appel de Paris juge que la moins-value réalisée par un non-résident lors de la cession d’actions souscrites par l’exercice de stock-options n’est pas déductible de la...more
On June 4, 2026, the U.S. Supreme Court unanimously held that the SEC need not prove investors suffered actual financial losses before obtaining a disgorgement award. Sripetch v. Securities and Exchange Commission, No....more
Taxe sur les salaires : la Cour administrative d’appel de Paris rappelle qu’une société holding mixte peut faire valoir la sectorisation de son activité en matière de taxe sur les salaires, quand bien même elle n’aurait pas...more
Registered investment advisers (RIAs) are increasingly adopting artificial intelligence (AI) tools that automatically transcribe and summarize client calls. While these technologies may offer efficiency gains, they introduce...more
The Securities and Exchange Commission (SEC) may be opening the door to monthly liquidity for certain interval funds while preserving existing quarterly repurchase limits. Our Investment Funds Group examines the proposed...more
I. WHY THIS TOPIC IS IMPORTANT: Pre-insolvency restructurings often fail not because of economic logic, but because individual creditors (or groups of creditors) block a viable restructuring solution, e.g., to negotiate a...more
Introduction: U.S. sanctions involving Venezuela remain complex, highly fact-specific, and subject to frequent change. Although the Office of Foreign Assets Control (“OFAC”) has issued a number of Venezuela-related General...more
Former Congressman Peter Roskam, who leads BakerHostetler’s Federal Policy team, provides listeners with a front-row seat to the most important policy and political debates in Congress. In this episode of “The Cloakroom with...more
When a tenant invests significant capital, time and resources in a leased location encumbered by a mortgage or other loan secured by the premises, a Subordination, Non-Disturbance, and Attornment Agreement (SNDA) is an...more
On 15 April 2026, the Office of Financial Sanctions Implementation (OFSI) published a strategy document for 2026–2029 (available here) (the ‘Strategy’), marking its tenth anniversary. The Strategy sets out a three-year plan...more
Event contracts — the term for what prediction markets offer — are not new. The Commodity Futures Trading Commission (CFTC) has regulated trading of event contracts, such as weather contracts, for decades....more
On April 20, 2026, the Securities and Exchange Commission (the “SEC”) and Commodity Futures Trading Commission (the “CFTC”, and together with the SEC, the “Commissions”) issued a release proposing amendments to Form PF (the...more
The first clue is usually boring. A tax refund check never arrives. A state business-registry email says “access granted,” but no one at the company requested access. A bank fraud department calls about a business account the...more
Economic and political factors are major drivers of the uptick in mergers this year, says Drago Rajkovic, Citigroup’s co-head of M&A. But it’s also hard to underestimate the effect of artificial intelligence (AI), as the...more
Welcome to a revamped Everything Compliance Shout Outs and Rants. We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the...more
Here are 12 key takeaways from my interview with SEC General Counsel Rusty McGranahan that I blogged about last week: Be Bold and Creative: Rusty repeatedly encouraged companies and lawyers to actively consider the new...more
After a period of relative slowdown, global M&A activity is showing signs of recovery. Financing markets have become more constructive, interest rates expectations have stabilised and both private equity sponsors and...more
On June 4, 2026, the American Bankers Association, Bank Policy Institute, Consumer Bankers Association, America’s Credit Unions, and 52 state bankers associations filed a supplemental amicus brief supporting the plaintiffs in...more
On May 19, 2026, the Commodity Futures Trading Commission (“CFTC”) published a staff advisory letter to the Division of Enforcement which outlined a new policy for evaluating a party’s cooperation with the agency and...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
A trend with the potential to reshape capital markets is asset automation. By this, we mean the coding of operational and business rules and processes directly into financial assets. Let’s start with an example. Take a...more
On May 22, 2026, House Committee on Oversight and Government Reform (“Committee”) Chairman James Comer opened an investigation into how users of prediction market platforms potentially are using nonpublic information to...more
The Institutional Limited Partners Association (ILPA) released new guidance last month titled, "The Alignment Gap: Rethinking Costs in Private Equity Fund Formation," which proposes a framework to address what ILPA...more
After years of regulatory uncertainty, new dealmaking policies and cross-border appetite are breathing life into Chinese M&A - China’s M&A market staged one of its strongest recoveries in recent memory last year, with deal...more