Compliance Tip of the Day - The Third-Party Risk Management Process
FCPA Compliance Report - Virna Di Palma on The Evolution of Third-Party Risk Management and the Role of AI
AI Today in 5: November 17, 2025, The Using AI for Cyber Attacks Edition
Statistical Significance
Daily Compliance News: November 17, 2025, The Protests Against Corruption Edition
10 For 10: Top Compliance Stories For the Week Ending, November 15, 2025
ACI-FCPA Conference Speaker Preview Series - Chuck Duross on Internal Investigation Strategies
AI Today in 5: November 14, 2025, The AI for Cyber Attacks Edition
Point-of-Sale Finance Series: Understanding the Development and Regulation of Buy Now, Pay Later Products - Payments Pros – The Payments Law Podcast
Daily Compliance News: November 14, 2025, The Hardest Year Edition
Regulatory Ramblings: Episode 82 - Enter Dubai: Digital Dreams in the Desert with Syed Musheer Ahmed, Mark Nuttal, Jame DiBiasio, and Charles d’Haussy
PODCAST: Williams Mullen's Raising Capital 101: A Securities Podcast - Potential Traps for the Unwary
The New Wave of Web Tracking Litigation: Wiretap Statutes, VPPA Risk, and Consent Strategies — The Consumer Finance Podcast
ACI-FCPA Conference Speaker Preview Series - Bryan Judice on Next Gen Tools for Next Gen Risks
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Piglet, the CFO and Compliance
Daily Compliance News: November 13, 2025, The Ukraine Shaken Edition
ACI-FCPA Conference Speaker Preview Series - Vince Walden on the Cutting Edge Use of Agentic AI for Compliance
Are AI Data Centers the New Power Centers?
Great Women in Compliance - Insights from ACI FCPA and Global Anti-Corruption Conference
Compliance into the Weeds: The Atlanta Hawks Scandal: Lessons in Financial Misconduct
What defines success in the next era of private investing? In this episode of Private Market Talks, Andrea Auerbach, Partner and Global Head of Private Investments at Cambridge Associates, joins us for an in-depth...more
On November 6, 2025. Keonne Rodriguez, the co-founder of the cryptocurrency mixer Samourai Wallet, was sentenced for to 60 months in federal prison for the crime of conspiring to operate an unlicensed money-transmitting...more
Banks Explore Tokenized Deposits, Launch Crypto Trading; $YLDS on Solana - Two major global banks recently announced they are “exploring the development of an interoperability framework to enable tokenised value transfers...more
On 28 October 2025, the Financial Conduct Authority (FCA) published a consultation paper setting out proposed changes to the UK short selling regime....more
Welcome to Distressed Debt Legal Insights, Ropes & Gray’s new source of timely insights for professionals navigating the complex world of liability management and special situations finance....more
It has been a busy year for European financing markets, with robust demand for refinancings driving volume. The fourth quarter of 2025 likely will see more transactions coming to market in preparation for an even livelier...more
On 28 October 2025, the Financial Conduct Authority (FCA) published consultation paper CP25/29,1 proposing a new short selling regime to replace the European Union (EU)-derived UK Short Selling Regulation (UK SSR). The...more
Following the UK’s decision to leave the European Union (EU), the UK created its own autonomous sanctions regime which came into force on 31 December 2020 under the Sanctions and Anti-Money Laundering Act 2018 (SAMLA)....more
The federal government’s 43‑day shutdown — which ended with a late‑evening November 12 funding bill and next‑day return to duty for furloughed staff — imposed a near‑total pause on the Commodity Futures Trading Commission’s...more
The multiplying lawsuits being brought to challenge or defend the lawfulness of trading sports event contracts on Commodity Futures Trading Commission (“CFTC”) designated contract markets (“DCMs”) have led to a diversity of...more
On November 13, 2025, the Internal Revenue Service (IRS) announced cost-of-living adjustments (COLAs) to the dollar limits on benefits and contributions in retirement plans for 2026. These adjustments are in addition to...more
In this In Practice article, the authors consider the European Commission’s proposed amendments to the EU Securitisation Regulation, spotlighting streamlined, principle-based investor due diligence and weighing the benefits...more
The Internal Revenue Service (“IRS”) has announced the following dollar limits applicable to tax-qualified plans for 2026 - The limit on the maximum amount of elective contributions that a person may make to a 401(k) plan,...more
When I started in this business, plan sponsors worried about lost checks. Now, they should be worried about lost data. Back then, if a participant’s address was wrong, you mailed a letter and hoped for the best. Today, if a...more
WindRose Health Investors has announced it completed the sale of BPD Healthcare to MJH Life Sciences....more
On November 12, SEC Chair Paul S. Atkins spoke at the Federal Reserve Bank of Philadelphia, describing the agency’s evolving approach to digital assets under its digital asset regulatory initiative, “Project Crypto.” ...more
On November 10, Senate Agriculture Committee Chairman John Boozman (R-AR) and Senator Cory Booker (D-NJ) released a bipartisan discussion draft proposing to grant the CFTC exclusive jurisdiction over spot digital commodity...more
The European Systemic Risk Board (ESRB) has published a report analysing the credit default swaps (CDS) market, with a particular focus on single-name CDSs in terms of their market structure and current regulatory framework....more
On Tuesday, September 30, 2025, the Treasury Department, in connection with the Internal Revenue Service (the “IRS”), published and made effective Treasury Decision 10036 (T.D. 10036), which addresses certain pitfalls in the...more
On November 10, the plaintiff filed a notice of appeal to the U.S. Court of Appeals for the 6th Circuit, seeking review of a district court decision denying the plaintiff’s, and granting the Fed’s, motion for summary...more
On November 7, the U.S. District Court for the Eastern District of North Carolina granted final approval of a class action settlement, finding the agreement fair, reasonable and adequate for the class. ...more
On November 10, the U.S. District Court for the District of Columbia received a notice from the CFPB informing the court that the DOJ’s Office of Legal Counsel has determined the Bureau may not legally request funds from the...more
On November 11, the Fed’s Michael Barr addressed a fintech festival, highlighting the Fed’s focus on AI as it reshapes the economy and financial system. Barr outlined three key points: (i) AI will transform economies; (ii)...more
On November 13, the CFPB published a proposed rule in the Federal Register to amend Regulation B, which implements the ECOA. ...more
On November 7, the Fed released its semi-annual Financial Stability Report, assessing U.S. financial system vulnerabilities as of late October. The report found that demand for higher-risk assets returned after market...more