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Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:
Proskauer - Regulatory & Compliance

EIOPA Consultation Paper on PE in Insurance

On 3 February 2026, the European Insurance and Occupational Pensions Authority (EIOPA) published its Consultation Paper on a Supervisory Statement on the Authorisation and Ongoing Supervision of (Re‑)Insurance Undertakings...more

ArentFox Schiff

Institutional Limited Partners Association Releases Continuation Fund Disclosure Template

ArentFox Schiff on

As continuation fund activity continues to accelerate in both volume and complexity, the Institutional Limited Partners Association (ILPA) has introduced a new Continuation Fund Disclosure Template designed to bring greater...more

Davis Wright Tremaine LLP

Food Venture Financing News – Weekly Issue No. 274

Food Venture Financing Trends - Bindbridge, a UK-based startup using targeted protein degradation to create more effective crop protection products, has raised $3.8 million in funding....more

Hogan Lovells

HL UK Pensions Law Digest 6 March 2026

Hogan Lovells on

A bite-sized summary of recent UK pension news Inheritance tax (IHT) on pensions: amendments to the Finance (No 2) Bill Clarification from the government of how the IHT provisions will work; Pension Protection Fund:...more

Morrison & Foerster LLP

MoFo's Financial Markets & Innovation - March 6 2026

Please see below for this week’s Financial Markets & Innovation Weekly Update from Morrison Foerster, tracking how digital asset firms, regulators, and policymakers are shaping the future of financial markets. Covering...more

Lowenstein Sandler LLP

Section 16(a) Compliance for Foreign Private Issuers: Final Rules Adopted and March 18 Deadline Approaching

In our prior client alert, we reported on the enactment of the Holding Foreign Insiders Accountable Act1 (HFIAA), which extends Section 16(a) insider reporting obligations under the Securities Exchange Act of 1934 (Exchange...more

Mintz - Energy & Sustainability Viewpoints

Sustainable Energy & Infrastructure Client Feature — March 2026

This month, we are pleased to feature our client NY Green Bank (NYGB). A division of the New York State Energy Research and Development Authority (NYSERDA), NYGB is a state-sponsored specialized fund that invests in New York...more

Shipkevich PLLC

The Office of the Comptroller of the Currency Releases a Comprehensive Stablecoin Framework Under the GENIUS Act

Shipkevich PLLC on

The Office of the Comptroller of the Currency has released its first detailed regulatory framework implementing the Guiding and Establishing National Innovation for United States Stablecoins Act. The rulemaking reflects a...more

Thomas Fox - Compliance Evangelist

Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition

Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more

Holland & Knight LLP

SEC Initiates Review of ESG Fund Names Rule

Holland & Knight LLP on

The U.S. Securities and Exchange Commission (SEC) adopted Rule 35d-1 under the Investment Company Act of 1940 regarding Investment Company Names (the Names Rule) in 2001 to prevent fund names from being materially deceptive...more

A&O Shearman

The Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2026

A&O Shearman on

The Financial Services and Markets Act 2000 (Exemption) (Amendment) Order 2026 has been laid before Parliament. The Order exempts the British Business Bank plc, together with various of its subsidiary companies, and the...more

Carlton Fields

Revised SEC N-PORT Proposals Emerge From Trump-Ordered Regulatory Freeze

Carlton Fields on

On the same day that Donald Trump was inaugurated as president for the second time, he issued a memorandum for the heads of executive departments and agencies titled “Regulatory Freeze Pending Review.” ...more

DLA Piper

New York enacts the FAIR Business Practices Act: Key considerations for businesses

DLA Piper on

New York has enacted potentially the most significant update to its consumer protection regime in nearly 50 years. ...more

Troutman Pepper Locke

NY DFS Hosts Webinar on MFA Requirements

Troutman Pepper Locke on

Under the revised NYDFS Cybersecurity Regulation, covered entities must implement and enforce MFA for all access to all information systems — not just adopt MFA tools — and carefully document any CISO-approved compensating...more

Herbert Smith Freehills Kramer

Codifying the Outbound Investment Security Program - The 2025 COINS Act’s impacts on prohibited and notifiable US outbound...

On December 18, 2025, the 2026 National Defense Authorization Act was signed into law. Among its provisions is the Comprehensive Outbound Investment National Security Act of 2025, referred to by its acronym, the COINS Act....more

A&O Shearman

EBA Concludes Work On Legacy Instruments Monitoring

A&O Shearman on

The European Banking Authority (EBA) has announced that given the extensive work already carried out, it will not prioritise the monitoring of legacy instruments, while maintaining its review of the quality of own funds and...more

Jones Day

The GENIUS Act in Action: The OCC Proposes Stablecoin Regulations

Jones Day on

On March 2, 2026, the Office of the Comptroller of the Currency (the "OCC") released a notice of proposed rulemaking ("NPRM") for regulations aimed at implementing the Guiding and Establishing National Innovation for U.S....more

A&O Shearman

Pass The Debt: Comparative Portability Analysis Across Leveraged Finance Products And Markets

A&O Shearman on

Portability has featured in European leveraged debt markets for some time. Over 70% of sponsored high yield deals have included leveraged based portability in each year since 20231 . Whilst less frequently seen in loans,...more

Venable LLP

Nacha Risk Management Rules

Venable LLP on

Starting on March 20, 2026, new Nacha risk management rules (“Rules”) go into effect that require originating and receiving entities, as well as service providers, to implement “risk-based processes and procedures” to detect...more

A&O Shearman

Basel Committee Discusses Recent Market Developments

A&O Shearman on

The Basel Committee on Banking Supervision (BCBS) has issued a press release following its virtual meeting on 24–25 February, at which it discussed recent market developments and the global banking outlook. With respect to...more

DLA Piper

Horizon – News and Trends in Sustainability Law - February 2026

DLA Piper on

Welcome to Horizon, DLA Piper’s monthly bulletin reporting on late-breaking legislative and policy developments in sustainability. Our aim is to scan the litigation, enforcement, and regulatory horizon to help inform business...more

A&O Shearman

ESMA Final Draft RTS On Clearing Thresholds Under EMIR 3

A&O Shearman on

The European Securities and Markets Authority (ESMA) has published its final report with draft regulatory technical standards (RTS) amending the RTS on the clearing thresholds in Delegated Regulation (EU) No 149/2013, under...more

Goodwin

Managing Economics and Conflicts in GP-Led Continuation Vehicles

Goodwin on

Continuation vehicles — newly established investment entities created to acquire one or more assets from an existing fund managed by the same sponsor — have moved from being a niche liquidity solution to a mainstream...more

Patterson Belknap Webb & Tyler LLP

IRS Issues Updated 402(f) Safe Harbor Rollover Notices Reflecting SECURE 2.0

The Internal Revenue Service (IRS) recently issued Notice 2026‑13, providing updated safe harbor notices (one for distributions from Roth accounts and one for distributions for non-Roth accounts) that plan administrators may...more

McDermott Will & Schulte

Healthcare real estate in 2026: a view from London

Healthcare has earned its reputation as one of Europe’s most resilient real estate sectors. Over the past several years, it has delivered strong income returns with materially lower volatility than most other asset classes –...more

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