Latham in Focus: Tariff Fraud’s New Frontier
AI Today in 5: February 12, 2026, The AI to the Moon Edition
Point-of-Sale Finance Series: The New Regulatory Reality for Small Business Financing and Trade Credit — The Consumer Finance Podcast
Daily Compliance News: February 12, 2026, The Social Media Addiction Edition
Great Women in Compliance: Why Decision Rubrics Matter in the Age of AI with Hemma Lomax and Shalini Rajoo
AI Today in 5: February 11, 2026, The Hits and Misses Edition
Payments Year in Review 2025: Federal and State Developments – Part 2 – Payments Pros – The Payments Law Podcast
Daily Compliance News: February 11, 2026, The US Plummets on the TI-CPI Edition
Compliance into the Weeds: NPAs, Escalation and Ethics in Competing
Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Daily Compliance News: February 10, 2026, The Athletes, Injuries and Ethics Edition
AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Building Your Future at Holland & Knight: Leslie Mahre's Colleague and Client Experience
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
The Canadian Securities Administrators (“CSA”) have published final amendments and changes to modernize the continuous disclosure regime for investment funds (collectively, the “Final Amendments”). The Final Amendments...more
In recent remarks at the 53rd Annual Securities Regulation Institute (transcript available here), SEC Commissioner Mark T. Uyeda signaled a potential shift away from disclosure mandates perceived as costly or socially...more
On 27 January 2026, the European Insurance and Occupational Pensions Authority (EIOPA) provided a Consultation Paper on a Supervisory Statement addressed to national supervisory authorities with the aim of ensuring...more
In recent remarks, Commissioner Uyeda provided an update on the Securities and Exchange Commission’s progress toward implementation of the Treasury clearing rule. The Commissioner emphasized the benefits associated with...more
In this episode of Latham in Focus, Erin Brown Jones, a White Collar Defense & Investigations partner and Co-Deputy Office Managing Partner of Latham’s Washington, D.C. office, explores how companies can navigate new US...more
The Food and Drug Administration (FDA) and Centers for Medicare & Medicaid Services (CMS) are offering digital health device manufacturers a combination of a new pathway to market and a payment system. Our FDA: Drug & Device...more
On February 6, the FDIC announced a 90-day extension of the comment period for an NPRM, which would establish application procedures under the GENIUS Act for FDIC-supervised state nonmember banks and state savings...more
This fourth instalment of our five-part series examines some of the key tax considerations that arise in structuring and negotiating European back-leverage transactions....more
An Order has been made to create a new regulated activity of providing targeted support from 6 April 2026 (The Financial Services and Markets Act 2000 (Regulated Activities) (Providing Targeted Support) (Amendment) Order...more
Against the backdrop of deregulation, we expect regulators to continue to focus on financial crimes as well as fintech partnerships, digital assets, and artificial intelligence (AI)....more
On 15 December 2025, the UK Government published the final text of the secondary legislation (and accompanying explanatory memorandum) that brings cryptoassets activities within the scope of the UK regulatory perimeter....more
On February 6, the Small Business Administration (SBA) announced the suspension of 111,620 California borrowers after identifying suspected fraudulent activity involving pandemic-era loan programs. The agency determined that...more
The Consumer Financial Protection Bureau (CFPB) recently added two new disclosures and an attestation requirement to the CFPB portal through which consumers may submit complaints about a financial product or service....more
A special purpose acquisition company (SPAC) is a blank-check company with no business operations, formed to raise capital through an initial public offering (IPO) for the purpose of effecting a merger or other forms of...more
Companies face severe fines, increased regulatory scrutiny and significant compliance obligations under a raft of European Union (EU) and national legislation that has either recently come into force or which will take effect...more
La Superintendencia Financiera de Colombia (SFC) publicó el 3 de febrero de 2026, la Circular Externa 001 de 2026 por medio de la cual se amplía el plazo que inicialmente se había otorgado a las entidades sometidas a la...more
The European Securities and Markets Authority (ESMA) has published its programming document for 2027–2029. In an evolving regulatory and market landscape, ESMA remains committed to effective and consistent supervision across...more
During Northwestern’s “Securities Regulation Institute,” there was an interesting discussion about whether AI tools supplant the need for the summary of risk factors placed in SEC filings because investors can easily...more
Welcome to a special edition of Distressed Debt Legal Insights, Ropes & Gray’s source of timely insights for professionals navigating the complex world of liability management and special situations finance....more
Attorneys from Ballard Spahr’s Life Sciences and Health Care Industry Teams descended upon sunny San Francisco for the 44th Annual J.P. Morgan Health Care Conference—#JPM26—January 12 to 15. The favorable weather mirrored the...more
What if you could defer, or even exclude, your capital gains taxes just by helping struggling communities? That’s the promise of Qualified Opportunity Zones (“QOZs”), a federal program that rewards investors who support...more
On February 6, 2026, the Federal Housing Finance Agency (FHFA) published a final rule repealing its Fair Lending, Fair Housing, and Equitable Housing Finance Plans regulation (part 1293)....more
The US Securities and Exchange Commission (SEC) released a joint statement on January 28, 2026 clarifying the application of federal securities laws to tokenized securities. This statement, published through the SEC’s...more
Last month, two large, affiliated investment advisory groups reached a settlement with the Securities and Exchange Commission (SEC) over allegations that their form investment advisory agreements violated the Investment...more
The U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) recently announced a sweeping enforcement operation targeting money services businesses (MSBs) operating along the Southwest U.S. border....more