FCPA Compliance Report: Data Defensibility: The Foundation of AI Readiness with George Tziahanas
Daily Compliance News: June 15, 2026 – The SBF Loses His Appeal Edition
Sunday Book Review: June 14, 2026, The Top Books on the Continental Congress Edition
Episode 424: When the Government Pulls the Plug: Export Controls, Anthropic, and the AI Governance Crisis
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week – June 12, 2026
Creativity and Compliance: Compliance 6-Pack: Part 5 – Truth in Comedy – Authenticity and Storytelling for More Credible Compliance
AI Today in 5: June 12, 2026, The Everyone’s a Stakeholder Edition
2 Gurus Talk Compliance: Episode 78 – A Brave New World Edition
AI in Financial Services in 5 Stories – Week Ending June 12, 2026
Back to Basics: Inside the SEC's New Enforcement Priorities — Regulatory Oversight Podcast
Daily Compliance News: June 12, 2026, The What is Anti-DEI? Edition
AI Today in 5: June 11, 2026, The OpenAI & Compliance Edition
MLA and SCRA 101: Servicemember Credit Protections and Compliance Risks — The Consumer Finance Podcast
Daily Compliance News: June 11, 2026, The DeBanking Edition
Powering Progress | Ep. 7 – Scaling the Deal
AI Today in 5: June 10, 2026, The End of Legacy Compliance Edition
Great Women in Compliance: Raising the Bar on Compliance Training
Daily Compliance News: June 10, 2026, The Integrity is Not Optional Edition
Everything Compliance: Shout Out & Rants - New Season, New Host and New Lineup
AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition
Alston & Bird’s Legislative & Public Policy Group previews the week ahead highlighting anticipated federal legislative, regulatory, and political activity, and key upcoming actions in Congress, the Administration, and...more
Recent companion proposed rulemakings, from each of (1) the Financial Crimes Enforcement Network (FinCEN) and (2) the Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, and National Credit Union...more
The European Banking Authority (EBA) has published a discussion paper on extending its Pillar 3 data hub to small and non-complex institutions (SNCIs). The hub provides public access to prudential information from all...more
The SuperReturn juggernaut landed back in Berlin last week, once again serving as the private markets industry’s pre-eminent gathering point. With over 6,000 senior investment professionals from more than 80 countries in...more
The Ropes & Gray team attended the SuperReturn International conference in Berlin last week. The week started with a focus on private credit, with a few key themes emerging across the panel discussions....more
As companies navigate the second half of 2026, several enforcement themes are emerging across the securities regulatory landscape. Digital assets, artificial intelligence, prediction markets, and parallel investigations...more
The UK Financial Conduct Authority (FCA) has published a statement with an update on reforming the UK Money Market Fund Regulation (MMFR), following the government's announcement to repeal and replace the existing regime....more
Ropes & Gray attended the 2026 SuperReturn International conference in Berlin last week, which attracted over 6,000 decision makers from the private markets industry from over 80 countries....more
U.S. Securities and Exchange Commission (SEC) enforcement activity against public companies and subsidiaries continued at a slower pace in 1H FY 2026 with the SEC initiating five actions, the lowest in the first half of a...more
Welcome to your weekly update from the A&O Shearman Pensions team, covering all the latest legal and regulatory developments in the world of workplace pensions....more
On June 11, 2026, in a 6-3 decision authored by Justice Barrett, the Supreme Court issued its much-anticipated decision in FS Credit Opportunities Corp. v. Saba Capital Master Fund, Ltd., holding that Section 47(b) of the...more
The UK Financial Ombudsman Service (FOS) has published its response to the UK Financial Conduct Authority's (FCA) consultation on simplifying pensions and investment advice rules. The FOS broadly supports the proposed shift...more
HM Treasury has published a call for evidence for the independent review into access to banking services, assessing the impact of the decline in face-to-face services across the UK. The review will consider: (i) which...more
Record deals, government-backed megaprojects and a race to power Europe’s data centers are drawing capital into a sector long considered politically untouchable...more
Our Investment Funds Group examines recent National Futures Association amendments that provide members with additional flexibility in structuring branch office supervision while maintaining their obligation to ensure...more
After a series of industry roundtables and clear messaging from Chairman Paul S. Atkins regarding his ongoing objections following his dissent more than two decades ago, the US Securities and Exchange Commission (the SEC or...more
On June 9, NYDFS announced a proposed regulation to update New York’s U.S. dollar-backed stablecoin framework to conform to federal requirements for state frameworks under the GENIUS Act, which was enacted in July 2025. ...more
On June 5, the U.S. Court of Appeals for the D.C. Circuit affirmed CFTC orders denying a foreign exchange trader’s application for a whistleblower award related to five successful enforcement actions against banks whose...more
The SEC Division of Examinations issued a Risk Alert on June 9, 2026, providing the Division’s observations regarding advisers’ obligations relating to conflicts of interest disclosures. Specifically, the Division addresses...more
Des développements récents dans le secteur canadien des régimes de retraite témoignent d’un renforcement de la surveillance réglementaire, de changements aux exigences relatives aux opérations et d’une plus grande attention...more
What if your best compliance training strategy is not more rules, but more imagination? In this episode of Trekking Through Compliance, we revisit the Star Trek: The Original Series episode “Shore Leave” and ask a...more
On June 10, the CFTC issued a proposed rule that would create a framework to determine whether events contracts include certain unlawful or prohibited conduct, including terrorism, war, and gaming. The framework would...more
On June 12, the industry plaintiffs in the litigation challenging the Illinois Interchange Fee Prohibition Act (IFPA) moved the U.S. District Court for the Northern District of Illinois to reconsider in part its denial of...more
On June 10, the OCC, Fed, FDIC, NCUA, CFPB, FHFA, CFTC, SEC and Treasury finalized joint data standards under the Financial Data Transparency Act of 2022 to make financial regulatory data more interoperable across agencies....more
On June 11, 2026, the Supreme Court ruled that Section 47(b) of the Investment Company Act of 1940 (ICA), which governs mutual funds and other registered investment companies, does not provide private parties with a right to...more