Soaring Repos and Senate Requests: Warren Targets Auto Finance — Moving the Metal: The Auto Finance Podcast
AI Today in 5: February 17, 2026, The Measurable Gains Edition
Innovation in Compliance: Navigating AI: Governance, Risk with Some Culture Thrown In with Matt Kunkel
Daily Compliance News: February 17, 2026, The All FT Edition
AI Today in 5: February 16, 2026, The Doom Loop Edition
FCPA Compliance Report: Navigating Compliance in 2026: Trends and Transformations
Daily Compliance News: February 16, 2026, The Never Forget Blankee(t) Edition
Sunday Book Review: February 15, 2026, The Top Books on Business Failures Edition
The LathamTECH Podcast — Transatlantic Crypto Insights: Stablecoins
AI Today in 5: February 13, 2026, They Try to Hack Gemini Edition
2 Gurus Talk Compliance - Episode 70 - The Ethics Edition
Daily Compliance News: February 13, 2026, The Social Law and Corruption Edition
Latham in Focus: Tariff Fraud’s New Frontier
AI Today in 5: February 12, 2026, The AI to the Moon Edition
Point-of-Sale Finance Series: The New Regulatory Reality for Small Business Financing and Trade Credit — The Consumer Finance Podcast
Daily Compliance News: February 12, 2026, The Social Media Addiction Edition
Great Women in Compliance: Why Decision Rubrics Matter in the Age of AI with Hemma Lomax and Shalini Rajoo
AI Today in 5: February 11, 2026, The Hits and Misses Edition
Payments Year in Review 2025: Federal and State Developments – Part 2 – Payments Pros – The Payments Law Podcast
Daily Compliance News: February 11, 2026, The US Plummets on the TI-CPI Edition
On December 18, 2025, President Trump signed into law the Holding Foreign Insiders Accountable Act (“HFIAA”), making officers and directors of foreign private issuers (“FPIs”) subject to public reporting of holdings of, and...more
Realtors are now on the front lines of enhanced anti-money laundering oversight in the residential real estate market. The Financial Crimes Enforcement Network (FinCEN) has implemented new reporting requirements that expand...more
Banks, Crypto Companies and DeFi Platforms Announce New Crypto Products - A major U.S. blockchain solution provider, Ripple, recently announced “a series of strategic collaborations that expand the capabilities of Ripple...more
The Banking Supervision Department has published for public comment a draft Proper Conduct of Banking Business Directive titled “Supervisory Framework for Small and New Banks.” The purpose of the draft directive is to adapt...more
Somewhere right now, an adversary is quietly siphoning encrypted financial data off a major bank’s network—not to read it today, but to crack it open the moment quantum computers catch up....more
On February 2, the Trump administration launched Project Vault, a new federal initiative intended to address growing global competition, particularly with China, for strategic and critical minerals....more
On February 12, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced an enforcement action against IMG Academy, LLC, a school and athletic training facility headquartered in Bradenton,...more
If you’ve been reading this blog on a regular basis, you know that the SEC – including Corp Fin – has has been very active over the past year announcing a number of rulemaking and initiatives to come....more
On February 13, 2026, the Financial Crimes Enforcement Network (FinCEN) issued a significant order (FIN-2026-R001) granting exceptive relief to covered financial institutions from the long-standing requirement to identify and...more
Earlier this year, the Securities and Exchange Commission (SEC) charged Archer-Daniels-Midland Company (ADM) and three of its former executives with accounting and disclosure fraud, in what has become one of the most...more
On 26 January 2026, the UK Government published a White Paper, From local to national: a new model for policing (the “White Paper”), setting out proposals to create a National Police Service (NPS) – widely characterised in...more
January 2026 saw a series of consequential developments in the UK financial sanctions landscape, indicating a shift towards sharper compliance expectations and more streamlined enforcement. Originally published by Thomson...more
On 12 February 2026, the European Banking Authority (“EBA”) issued an Opinion advising national competent authorities (“NCAs”) on actions to take once the transition period set in the EBA No Action Letter of 2 June 2025...more
Judge Margaret Ryan, the newly-appointed director of the Enforcement Division of the Securities and Exchange Commission (SEC) gave her first public remarks this week. Given the “new day” dawning at the SEC, many have been...more
On February 5, 2026, Judge Victor Marrero of the United States District Court for the Southern District of New York dismissed a putative class action asserting claims under Sections 11 and 12(a)(2) of the Securities Act of...more
On February 12th, Senator Bernie Moreno (R-OH) and Representative Warren Davidson (R-OH) introduced the American Lending Fairness Act of 2026, legislation designed to restore long-standing federal interest rate exportation...more
Everyone wants to know what tomorrow will bring, and FINRA has proposed amendments to Rule 2210 (Proposed Amendments) that would give broker-dealers more flexibility to communicate exactly that – at least as it relates to...more
Members of DLA Piper’s Global Fund Finance group recently sponsored and attended the 2026 Fund Finance Association Symposium. A variety of participants in the fund finance market – including institutional banks, private...more
Our Resilient Infrastructure series examines how legal, regulatory and financial frameworks must evolve to deliver assets that are fit for purpose. In this article, we identify the forces that shape outcomes for project...more
HM Treasury has launched a consultation on proposed reforms to the appointed representatives (ARs) regime, following its August 2025 policy statement. The aim is to strengthen confidence in the regime, enhance consumer...more
The European Banking Authority (EBA) has issued an opinion advising national competent authorities (NCAs) on how to proceed when the transition period (under its no-action letter of 2 June 2025) ends on 2 March. This...more
On January 7, 2026, the SEC proposed amendments to the rules that define which registered investment companies and business development companies (funds) and investment advisers qualify as “small entities” for purposes of the...more
The Financial Crimes Enforcement Network (FinCEN) has finalized a new residential real estate reporting rule under 31 CFR 1031.320 (the “Rule”), which takes effect March 1, 2026. This regulatory change will affect clients...more
OFAC's US$1.7 Million IMG Academy Settlement and FinCEN's New Whistleblower Portal Signal a Sharpened Enforcement Environment...more
The UK's Financial Conduct Authority (“FCA”) has published the first issue of a regular bulletin covering insights and themes from its current Enforcement work....more