Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Winnie the Pooh as CECO (Think, Think, Think)
AI Today in 5: November 14, 2025, The AI for Cyber Attacks Edition
Point-of-Sale Finance Series: Understanding the Development and Regulation of Buy Now, Pay Later Products - Payments Pros – The Payments Law Podcast
Daily Compliance News: November 14, 2025, The Hardest Year Edition
Regulatory Ramblings: Episode 82 - Enter Dubai: Digital Dreams in the Desert with Syed Musheer Ahmed, Mark Nuttal, Jame DiBiasio, and Charles d’Haussy
PODCAST: Williams Mullen's Raising Capital 101: A Securities Podcast - Potential Traps for the Unwary
The New Wave of Web Tracking Litigation: Wiretap Statutes, VPPA Risk, and Consent Strategies — The Consumer Finance Podcast
ACI-FCPA Conference Speaker Preview Series - Bryan Judice on Next Gen Tools for Next Gen Risks
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Piglet, the CFO and Compliance
AI Today in 5: November 13, 2025, The AI as Chart Topper Edition
Daily Compliance News: November 13, 2025, The Ukraine Shaken Edition
ACI-FCPA Conference Speaker Preview Series - Vince Walden on the Cutting Edge Use of Agentic AI for Compliance
Are AI Data Centers the New Power Centers?
Great Women in Compliance - Insights from ACI FCPA and Global Anti-Corruption Conference
Compliance into the Weeds: The Atlanta Hawks Scandal: Lessons in Financial Misconduct
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Eeyore and the Role of Corporate Legal
AI Today in 5: November 12, 2025, The FinCrime Frontier Edition
Daily Compliance News: November 12, 2025, The $200 Bet Limit Edition
ACI-FCPA Conference Speaker Preview Series - Matt Galvin on the AI and Data Analytics for Anti-Corruption Compliance Forum
JONES DAY TALKS®: Protecting the Crown Jewels: IP Due Diligence in Venture Capital Financings
The Financial Services (Overseas Recognition Regime Designations) Regulations 2025 (the ORR Regulations) have been laid before Parliament, accompanied by an explanatory memorandum. A draft was laid before Parliament in July....more
As part of the UK’s rapid overhaul of its digital assets regulatory regime, the Bank of England this week issued a consultation paper on the bank’s “Proposed regulatory regime for sterling-denominated systemic stablecoins”....more
So, Creative Planning just bought SageView Advisory. Another week, another acquisition in the retirement plan world. At this point, consolidation is like the weather forecast, inevitable and rarely surprising....more
The IRS has issued Notice 2025-67, announcing that many of the key retirement plan limits will increase next year. Most limits are subject to modest increases, with some remaining the same. For example, the compensation...more
Connecticut has enacted Public Act 25-66 (the “Act”), a substantial modernization of its Money Transmission Act (“MTA”) that brings digital wallets, virtual currency activity, and youth-oriented money-sharing applications...more
In a significant decision for bank partnership arrangements, the United States Court of Appeals held that Colorado may apply its state interest rate caps to loans made by out-of-state banks under the Depository Institutions...more
The UK Financial Conduct Authority (FCA) has published Handbook Notice 134, outlining amendments to the FCA Handbook resulting from the following statutory instruments: • (i) Markets in Financial Instruments (Transfer of...more
On November 3, 2025, the Consumer Financial Protection Bureau terminated its 2023 consent order against a national consumer reporting agency. The original order, issued in October 2023, required more than three million...more
When I look ahead to 2026, I can’t help but think of Rocky Balboa. Not the invincible Rocky from Rocky III strutting around in silk robes, but the older one, in the later films, the guy who knows every punch is going to hurt...more
Les cas de fraude continuent d’augmenter au Canada : selon de récentes données de Statistique Canada, les affaires de fraude déclarées par la police ont augmenté de 12 % entre 2022 et 2023. Cette statistique se rapporte à la...more
2026 Retirement Plan Limits - The IRS has announced inflation-adjusted limits for retirement plans in Notice 2025-67. The 2026 retirement plan limits are summarized below....more
Commission Implementing Regulation (EU) 2025/2159 (the Regulation) has been published in the Official Journal of the European Union (OJ). The Regulation amends the implementing technical standards (ITS) laid down in...more
On October 30, the California DFPI entered a consent order with a residential mortgage lender and servicer following a regulatory examination and a directed self-audit. The DFPI alleged violations of the California...more
The House of Lords Financial Services Regulation Committee (the Committee) has issued a formal response to HM Treasury's (HMT) reply to its report "Growing Pains: Clarity and Culture Change Required" which evaluated the...more
Join Tom Fox as he explores the world of podcasting, and get ready to be inspired to start your own podcast. In this episode, Tom Fox sits down with Eva Sheie, founder of The Axis, to discuss her dynamic career journey from a...more
On November 5, 2025, a national debt collection trade group and one of its members filed a lawsuit against the state of Colorado’s in an attempt to block its 2023 medical debt credit reporting law, HB 23-1126. The complaint...more
The Financial Services and Markets Act 2023 (Mutual Recognition Agreement) (Switzerland) Regulations 2025 have been published, accompanied by an explanatory memorandum. The Regulations will make changes to UK legislation to...more
The Internal Revenue Service recently announced its cost-of-living adjustments applicable to dollar limitations on benefits and contributions for retirement plans generally effective for Tax Year 2026 (see IRS Notice...more
Commission Implementing Decision (EU) 2025/2197 has been published in the Official Journal of the European Union (OJ), confirming the equivalence of New Zealand's legal and supervisory framework for financial benchmarks in...more
The CFPB is proposing major changes to its final rule that would require financial institutions to report information contained in loan applications submitted by small businesses, including women-owned and minority-owned...more
Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more
Senate Agriculture Committee Releases Discussion Draft of Bipartisan Market Structure Bill - On Nov. 10, the U.S. Senate Committee on Agriculture, Nutrition & Forestry (Committee) released a discussion draft of legislation...more
For executives and in-house counsel, capital‑markets access can determine whether strategic plans accelerate or stall. Reverse mergers remain a viable path to the public markets, but only for companies that understand how...more
On October 31, the Ohio Division of Financial Institutions (DFI) issued updated Bank Partnership Guidance under the state’s Small Loan Act, reversing its earlier position from December 2024 and January 2025. The DFI had...more
The International Tax Compliance (Amendment) Regulations 2025 (2025 Regulations) introduce a mandatory HM Revenue & Customs (HMRC) registration requirement for UK investment managers and other financial institutions under the...more