AI Today in 5: June 11, 2026, The OpenAI & Compliance Edition
Everything Compliance: New Season – The Government Misfires Edition
MLA and SCRA 101: Servicemember Credit Protections and Compliance Risks — The Consumer Finance Podcast
Daily Compliance News: June 11, 2026, The DeBanking Edition
Powering Progress | Ep. 7 – Scaling the Deal
AI Today in 5: June 10, 2026, The End of Legacy Compliance Edition
Great Women in Compliance: Raising the Bar on Compliance Training
Daily Compliance News: June 10, 2026, The Integrity is Not Optional Edition
Everything Compliance: Shout Out & Rants - New Season, New Host and New Lineup
AI Today in 5: June 9, 2026, The OpenAI Files to go Public Edition
Market Conditions Are Ripe for Long-Term Investment: Jefferies Chief Market Strategist David Zervos
Innovation in Compliance: Rethinking SpeakUp: UX, Trust, and AI in Whistleblowing and Investigations with Tim Morss
Daily Compliance News: June 9, 2026, The Big Bang Edition
AI Today in 5: June 8, 2026, The 4 Harsh Realities Edition
FCPA Compliance Report: Leading with Invitation: Communications, Leadership, and Compliance with Dr. Dennis Cummins
Daily Compliance News: June 8, 2026, The Manipulative Creep Edition
Sunday Book Review: June 7, 2026, The Top Books Ursula Le Guin Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - June 5, 2026
AI in Financial Services in 5 Stories - Week Ending June 5, 2026
Daily Compliance News: June 5, 2026, The Profit Disgorgement Edition
The SEC has issued an order adjusting for inflation the dollar amount thresholds for qualified client status under Rule 205-3 of the Investment Advisers Act of 1940 (Advisers Act), which takes effect on June 29, 2026.1 The...more
The United States Supreme Court issued its unanimous decision in Sripetch v. Securities and Exchange Commission on June 4, 2026, holding that the U.S. Securities and Exchange Commission (SEC) may obtain disgorgement in...more
The U.S. Securities and Exchange Commission (SEC) recently proposed two landmark rulemakings – Registered Offering Reform and Reporting Framework Simplification – that, if adopted, fundamentally would reshape the regulatory...more
The Office for Foreign Investment in France (IEF) saw the trends observed in 2024 continue, with an increase in the number of foreign direct investment (FDI) notifications and a significant number of applications filed in the...more
Recent case law from the Court of Justice of the European Union (CJEU) confirms a restrictive approach to treating multiple elements as a single supply for VAT purposes....more
Search logic varies by state, can change over time, and in Florida, there’s no effective safe harbor at all, so even minor errors in the debtor name can be deemed fatally misleading....more
A new European Commission (the Commission) consultation on the review of the Markets in Crypto-Assets (MiCA) Regulation gives market participants until 31 August 2026 to submit comments....more
We are often asked about the prevalent market options for structuring carried interest provisions in private equity and venture capital funds. In this post, we’ll speak of mainstream private equity and venture capital funds,...more
The U.S. Department of State designated Primeiro Comando da Capital (“PCC”) and Comando Vermelho (“CV”)—Brazil’s two largest criminal organizations—as Specially Designated Global Terrorists (“SDGTs”) on May 28, 2026, under...more
On June 10, 2026, the U.S. Commodity Futures Trading Commission (CFTC) published a Notice of Proposed Rulemaking (NPRM) seeking public comment on amendments to CFTC Regulation 40.11 and the addition of a new Appendix F to...more
On June 2, 2026, the SEC released its Draft Strategic Plan (the “Plan”) for FY 2026–2030 and opened a 30-day public comment period, closing July 2, 2026. The Plan, developed with input from Congress, investors, and the SEC’s...more
On 28 May 2026, the Treasury published stage 1 of its long-awaited package of laws and consultations to designate, implement and operationalise the Scams Prevention Framework (SPF). Other stages will follow (discussed below)....more
On June 9, the New York State Department of Financial Services (DFS) released a draft for public comment of a proposed new Part 202 to Title 23 of the New York Codes, Rules and Regulations (the Proposed Regulations), which...more
The High Court in Spec 1 & Ors v Export-Import Bank of China [2026] EQHC 1162 (Comm) analysed the principles governing asymmetric exclusive jurisdiction clauses, emphasising that such clauses in finance documentation must be...more
On May 5, 2026, Representative Chris Deluzio (D-PA) introduced the “Let Kids Play Act,” which would impose significant restrictions on private equity investment in youth sports. The bill broadly covers any organization,...more
Despite headwinds related to AI-led disruption and the conflict in Iran, leveraged loan markets in Europe and the US proved resilient in Q1, with high-quality borrowers continuing to access financing throughout the quarter...more
New requirements are now in effect in New York State for employers who do not offer a tax-qualified retirement plan for their employees. Effective earlier this year, the New York Secure Choice Savings Program (the Program)...more
Great news for retirement plan participants who wish to make charitable distributions directly from their qualified plan accounts! A bipartisan group of Representatives and Senators have joined to co-sponsor the “Charity...more
A U.S. District Court Judge has temporarily halted an allegedly deceptive mortgage assistance relief operation lured homeowners with promises that it could provide mortgage relief assistance under the Coronavirus Aid, Relief...more
The Financial Services and Markets Act 2023 (FSMA 2023) (Commencement No. 14) Regulations 2026 have been made and published. The Regulations use powers under FSMA 2023 to revoke assimilated law relating to short selling in...more
For years, the debate over mandatory arbitration clauses and class-action waivers in consumer financial services contracts has largely focused on questions of consumer protection, access to justice, the validity of class...more
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to AI Today In 5....more
Welcome to a revamped Everything Compliance! We have a new host, Adam Turteltaub, and a new panelist, Rebecca Walker, who joins returning regulars Matt Kelly, Jonathan Armstrong, and Karen Moore for the next iteration of...more
Commission Delegated Regulation (EU) 2026/440 amending Delegated Regulation (EU) 2015/63 on ex ante contributions to resolution financing arrangements, was published in the Official Journal of the European Union (OJ). It...more
The European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) have published their first annual report on...more