News & Analysis as of

Finance & Banking law-news Insurance

Read Finance & Banking Law updates, alerts, news, and legal analysis from leading lawyers and law firms:
Mayer Brown

Delaware Chancery Court Enforces Capital Calls Based on Subscription Documents and Contract Terms in a Partnership Agreement

Mayer Brown on

EXECUTIVE SUMMARY: In a recent post-trial memorandum opinion, the Delaware Court of Chancery ordered specific performance of capital calls issued under a fund’s limited partnership agreement, reinforcing that capital...more

Mayer Brown Free Writings + Perspectives

FINRA Provides Guidance on the Use of Negative Consent for Bulk Transfers of Customer Accounts and Discontinues Related Prior...

On February 6, 2026, the Financial Industry Regulatory Authority, Inc. (“FINRA”) issued Regulatory Notice 26-03 (the “Notice”) consolidating guidance on the use of negative consent letters for bulk transfers or assignments of...more

Mayer Brown Free Writings + Perspectives

SEC Chair Addresses Congress on Approach to Capital Formation, Regulatory Reform and Digital Assets

Securities and Exchange Commission Chair Paul Atkins testified before the House Financial Services Committee and the Senate Committee on Banking, Housing, and Urban Affairs last week, presenting a comprehensive overview and...more

Ropes & Gray LLP

[Podcast] Culture & Compliance Chronicles: Breaking Down Silos—Integrated Assurance in Compliance and Risk with Klaus Moosmayer

Ropes & Gray LLP on

On this episode of Culture & Compliance Chronicles, Amanda Raad from Ropes & Gray’s Insights Lab and Richard Bistrong of Front-Line Anti-Bribery are joined by Klaus Moosmayer, a distinguished leader in ethics, risk, and...more

Hogan Lovells

International AI Safety Report 2026 – What it means for business crime risk

Hogan Lovells on

General-purpose AI is making fraud, impersonation and cyber compromise cheaper, faster and harder to attribute – and current safeguards do not reliably prevent harm....more

Morgan Lewis

Legal and National Security Hurdles Facing Sovereign Wealth Fund Investments in Data Centers

Morgan Lewis on

Data centers have emerged as one of the most sought-after infrastructure asset classes globally, including for sovereign investors. Driven by exponential growth in cloud computing, artificial intelligence (AI), and digital...more

ALTO Litigation

January Securities Litigation Brief: Fewer Filings, Larger Exposure, and Early Signals for 2026

ALTO Litigation on

Developments in securities litigation move fast, and not all of them matter equally. Each month, Alto Litigation curates and summarizes the cases, rulings, and regulatory actions most likely to shape risk and strategy in the...more

Pillsbury Winthrop Shaw Pittman LLP

The Trump Administration Launches Plurilateral Initiative and a Strategic Reserve to Secure Critical Minerals Supply Chains

In recent weeks, the Trump administration has announced significant actions aimed at securing critical mineral supply chains....more

Lasher

2026 Estate Planning Changes

Lasher on

The start of the new year is an ideal time to review your current estate plan or to create an estate plan for the first time. January brings updated exemption amounts, inflation adjustments, and, in some years, new...more

Latham & Watkins LLP

Project Vault: The Promises and Pitfalls of the Critical Minerals Stockpile Initiative

Latham & Watkins LLP on

The recently announced stockpile represents significant opportunities, but much of that depends on unresolved details that companies must continue to monitor....more

K&L Gates LLP

US Asset Management Regulatory Year in Review 2025

K&L Gates LLP on

INTRODUCTION - Over 2025, US financial regulators undertook a broad recalibration of their approach to market regulation, marked by a noticeable shift toward deregulatory initiatives, clarifying guidance, and a renewed...more

Morgan Lewis

FINRA Streamlines Use of Negative Consent for Account Transfers Effective April 1

Morgan Lewis on

As part of the FINRA Forward initiative to modernize its rules, guidance, and processes for member firms, FINRA announced in Regulatory Notice 26-03 that member firms will no longer be expected (and effectively required) to...more

McGuireWoods LLP

Healthcare & Life Sciences Private Equity Deal Tracker: Arsenal Sells MaxHealth to CenterWell

McGuireWoods LLP on

Arsenal Capital has sold MaxHealth to CenterWell, according to a news release. MaxHealth, founded in 2015 and based in Tampa, Florida, is a network of primary care facilities for adults and seniors with over 50 locations...more

Jackson Lewis P.C.

Internal Investigations: How Financial Institutions Can Preserve Privilege

Jackson Lewis P.C. on

Financial institutions’ investigations of internal complaints frequently begin as routine compliance or examination-related matters but quickly evolve into enforcement-sensitive or litigation-focused legal investigations...more

Vedder

SEC Further Extends Relief from Compliance with New Short Sale Reporting and Securities Lending Disclosure Requirements

Vedder on

On December 3, 2025, the SEC issued an order extending, for an additional two years, exemptive relief from compliance with the short sale disclosure requirements of new Rule 13f-2 under the Securities Exchange Act of 1934,...more

Thompson Coburn LLP

Higher Education Litigation Summary: February 2026

Thompson Coburn LLP on

Welcome to the February 2026 edition of Thompson Coburn’s Higher Education Litigation Summary, your resource for timely legal updates on key rulings and ongoing cases shaping the higher education sector. Bold text indicates...more

Blake, Cassels & Graydon LLP

Droit canadien des régimes de retraite et des avantages sociaux : survol de 2025 et perspectives pour 2026

L’année 2025 a apporté son lot de développements notables dans le domaine du droit des régimes de retraite et des avantages sociaux au Canada, dont plusieurs continueront de façonner la manière dont les régimes de retraite...more

Thomas Fox - Compliance Evangelist

Great Women in Compliance: The New Architecture of Legal and Compliance with AI

In this episode of Great Women in Compliance, Dr. Hemma R. Lomax speaks with Sam Flynn, co-founder of Josef, about the transformation of legal and compliance functions through technology. They discuss the importance of...more

Vinson & Elkins LLP

UK Critical Minerals Strategy – Vision 2035

Vinson & Elkins LLP on

On 22 November 2025, the United Kingdom’s (“UK”) Government launched Vision 2035, the third iteration of its Critical Minerals Strategy since summer 2022 (the “CMS”)....more

Offit Kurman

Delaware Non-Consolidation Opinions: A Critical Tool in Structured Finance Transactions

Offit Kurman on

In sophisticated commercial real estate and other finance transactions, bankruptcy risk is not an abstract concern; it is a central underwriting consideration....more

McDermott Will & Schulte

New California law mandates reporting related to certain VC investments

A new California law will require covered investment entities to register with the California Department of Financial Protection & Innovation (DFPI) by March 1, 2026, and provide demographic surveys to their portfolio...more

Cooley LLP

Corp Fin Posts More Deal CDIs

Cooley LLP on

Corp Fin certainly has been busy updating its CDIs. Last week, Corp Fin issued two new Rule 13e-3 going-private CDIs (as well as a conforming revision to an existing CDI), two new tender offer CDIs and one updated Form S-4...more

Ropes & Gray LLP

FINRA Proposes Rule Change to Permit Projections of Performance and Targeted Returns in Member Communications

Ropes & Gray LLP on

The Financial Industry Regulatory Authority, Inc. (“FINRA”) has proposed changes to FINRA Rule 2210 (Communications with the Public) that would permit FINRA member broker-dealers to include performance projections and...more

Blake, Cassels & Graydon LLP

Rapport et étude de marché : Le Bureau continue de porter son attention sur le secteur des services financiers

Deux développements récents démontrent que le Bureau de la concurrence du Canada (le « Bureau ») continue d’accorder une attention particulière au secteur des services financiers....more

Conyers

Regulatory & Risk Advisory Outlook 2026: Cayman Islands

Conyers on

January 2026 opens with continued momentum across the Cayman Islands’ regulatory landscape. Following a year of material developments—including the commencement of virtual asset licensing,...more

121,217 Results
 / 
View per page
Page: of 4,849

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide