Trading, Gambling, or Something Else? Prediction Markets and the Payments Puzzle — Regulatory Oversight Podcast
AI Today in 5: February 10, 2026, The AI Redefining GRC Edition
Innovation in Compliance: Proactive Compliance Frameworks for Evolving AI Regulations with Yakir Golan
Daily Compliance News: February 10, 2026, The Athletes, Injuries and Ethics Edition
AI Today in 5: February 9, 2026, The AI Agents Doing Compliance Edition
FCPA Compliance Report: FCPA Enforcement Shifts: Volatility and Uncertainty
Daily Compliance News: February 9, 2026, The Is Netflix a Monopoly Edition
Sunday Book Review: February 8, 2026, The Books on Creativity Edition
AI Today in 5: February 6, 2026, The Trillion $$ Wipeout Edition
From the Editor’s Desk: CW AI Conference Insights: Navigating the Practical Use of AI in Compliance
Daily Compliance News: February 6, 2026, The Chief BS Officer Edition
Point-of-Sale Finance Series: Federal Shake-Ups and the Rise of Income Share Agreements in Student Loan Financing — The Consumer Finance Podcast
AI Today in 5: February 5, 2026, The Google Goes for the Jugular Edition
Daily Compliance News: February 5, 2026, This Job Sucks Edition
Great Women in Compliance: GWIC 300 - The GWICies
AI Today in 5: February 4, 2026, The SaaSpocalypse Edition
The JustPod: The Vacation of Tom Hayes’s Conviction (Part 2)
Compliance into the Weeds: The Reality of AI Adoption in Corporate Compliance
Daily Compliance News: February 4, 2026, The Trump Shakesdown Japan Edition
The Compliance 911 Show
Welcome to AI Today in 5, the newest addition to the Compliance Podcast Network. Each day, Tom Fox will bring you 5 stories about AI to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the AI Today In...more
In 2024, as we previously reported, California Governor Newsom enacted Senate Bill 164, “Fair Investment Practices by Venture Capital Companies” (the “FIPVCC”). This law, which repealed and replaced similar legislation...more
HM Treasury (HMT) has announced that the inaugural UK‑China Financial Working Group in Beijing resulted in several landmark agreements aimed at strengthening bilateral cooperation in financial services. According to the press...more
One of the most dangerous phrases in the 401(k) world isn’t “lawsuit” or “DOL audit.” It’s: “Everyone does it this way.”...more
The UK Office of Financial Sanctions Implementation (OFSI) has published new regime pages following the closure of the OFSI Consolidated List of Asset Freeze Targets, which is now replaced with the UK Sanctions List (UKSL)....more
Recent changes to U.S. securities law will significantly expand insider reporting obligations for directors and officers of Canadian companies that qualify as foreign private issuers (FPIs) with securities registered in the...more
The Bank of England (BoE) has issued a Dear CFO Letter setting out information on the third resolvability assessment framework (RAF) assessment. The assessment will evaluate firms' overall ability to meet the three...more
In the second installment of the two-part Payments Year in Review series, hosts Keith Barnett, Carlin McCrory, and Jason Cover focus on the state-level developments that shaped the 2025 payments landscape and will influence...more
Know Your Customer (KYC) and Anti-Money Laundering (AML) requirements form the foundation of the United States’ framework for preventing money laundering, terrorist financing and other forms of financial crime. These...more
Hot Q4: The U.S. bank acquisition market finished an already strong year with 44 transactions announced in Q4 totaling $25.1 billion in total deal value. Market Influences: Federal Reserve rate cuts throughout 2025 and...more
The Single Resolution Board (SRB) has launched a consultation on its draft operational guidance for banks on business reorganisation plan analysis reports (BRP AR) and the accompanying quantitative template. Following the...more
To keep you informed of recent activities, below are several of the most significant federal events that have influenced the Consumer Financial Services industry over the past week....more
Significant regulatory changes are coming to the real estate industry. Starting March 1, 2026, any LLC, corporation, trust, or similar entity that purchases residential property may be required to disclose detailed ownership...more
The UAE has entered a new stage in the development of its capital markets regulatory framework. On January 1, 2026, two landmark laws came into force, critically reshaping the UAE’s capital markets regulatory framework....more
The European Commission has published a draft Implementing Regulation for consultation which introduces a list of certain spot foreign exchange (FX) benchmarks that will be exempt from the requirements under Article 18a of...more
In Various Claimants v Standard Chartered plc [2025] EWCA Civ 1581, the English Court of Appeal considered when a party is entitled to withhold disclosure on the basis that documents are subject to foreign regulatory...more
Welcome to our EU crypto update - a roundup of key Irish and EU legislative and regulatory developments shaping the crypto-asset sector....more
In an increasingly interconnected global economy, South African investors, promoters and managers are aware of the importance of offshore investment structures to optimise wealth holdings, protect assets and access...more
On January 29, the U.S. Senate Committee on Agriculture, Nutrition, and Forestry (AG Committee), led by Chairman John Boozman (R‑AR), advanced S. 3755, the Digital Commodity Intermediaries Act (DCIA), on a party-line vote....more
The Financial Stability Board (FSB) has published its 2026 work programme. The FSB states it will continue its mission to promote global financial stability by addressing systemic financial risks and fostering international...more
In the request for comments, the CFPB states that it is soliciting comments on how to improve its Consumer Response Intake Form. The CFPB advises that Consumer Response Intake Form is designed to help consumers in submitting...more
WebRecon’s year-end data confirms that 2025 was one of the most active years for consumer litigation in recent memory. While Telephone Consumer Protection Act (TCPA) filings dipped slightly in December, filings under the Fair...more
The sanctions landscape of 2025 marked a shift in U.S. economic statecraft, with sanctions increasingly integrated alongside tariffs, trade controls, and enforcement actions to advance strategic policy objectives. Formalized...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
On February 6, 2026, the Securities and Exchange Commission (SEC) announced that, beginning March 16, 2026, EDGAR will suspend filings that contain incorrect or incomplete structured filing fee-related information, rather...more