SBR-Author’s Podcast: Invitational Selling: Building Trust, Engagement, and Human Connection in a Digital World with Dr. Dennis Cummins
Innovation in Compliance: When a Senior Leader Faces Cancer: Disclosure, Continuity Planning, and Resilience with Deb Krier
How to Protect Your Business from a Counterparty's Financial Crisis – Speaking of Litigation
Daily Compliance News: April 21, 2026, The Scambodia Edition
Podcast — The Growth Rocketship: Navigating the Institutional Evolution of the Blockchain World With ParaFi
AI Today in 5: April 20, 2026, The Jassy’s Rules for AI and FinTech Edition
FCPA Compliance Report: Vince Walden on AI, Digital Assistants, and ROI at Compliance Week 2026
Daily Compliance News: April 20, 2026, The ABC is Good Politics Edition
Sunday Book Review: April 19, 2026, The UC Press Edition
AI in Healthcare: Five Healthcare AI Stories You Need to Know This Week - April 17, 2026
AI Today in 5: April 17, 2026, The AI in Life Sciences Edition
AI in Financial Services in 5 Stories - Week Ending April 17, 2026
Daily Compliance News: April 17, 2026, The We’re Not Busy Edition
TMA Chicago/Midwest Podcast | Chapter President Sandy Prabhakar on Referral Networks, Market Uncertainty and "Pipeline to Prosperity"
TMA Chicago/Midwest Podcast | Sandeep Gupta on Middle Market Restructurings and Investigations
GSK In China: 13 Years Later - The Verdicts
AI Today in 5: April 16, 2026, The AI Attack Chains Edition
Point-of-Sale Finance Series: Evolving Collection Rules Impacting Creditors — The Consumer Finance Podcast
Daily Compliance News: April 16, 2026, The Bribery is Legal in Illinois Edition
AI Today in 5: April 15, 2026, The Tax Day Edition
On April 17, 2026, the Securities and Exchange Commission (SEC) approved with immediate effectiveness the New York Stock Exchange’s (NYSE) proposed rule change (SR-NYSE-2026-17) that allows tokenized securities to be listed...more
The U.S. Basel III Endgame Reproposal: Analysis of the Securitization Framework - On March 19, 2026, the Board of Governors of the Federal Reserve System (“FRB”), the Office of the Comptroller of the Currency (the “OCC”),...more
On 30 March 2026, the FCA published its policy statement (PS26/3) on the Motor Finance Consumer Redress Scheme (the "Scheme"). The Scheme is intended to address historic failings in motor finance agreements which, in the...more
Every GP stake transaction starts with the same question: why do this deal? Both sponsors and investors must answer it clearly before engaging, but the answer looks very different depending on which side of the table you sit...more
With the ongoing conflict in Iran, there is understandably some concern as to what impact this conflict is having and how it could potentially impact the fund finance space. Given uncertainty as to when this conflict might be...more
Tom Fox explains how podcasts and books can fuel each other in a circular content-creation process and how AI can assist as a research and editorial assistant. Drawing on experience founding the Compliance Podcast Network...more
A potential conclusion to the hotly contested stablecoin yield issue is coming into focus. A series of recent federal actions, including the Office of the Comptroller of the Currency’s (OCC) February 25, 2026 Notice of...more
On April 13th, 2026, President Trump signed the Small Business Innovation and Economic Security Act, which amends the Small Business Act (15 U.S.C. ch. 14A). The Act reauthorizes the Small Business Innovation Research...more
On April 16, 2026, the U.S. Securities and Exchange Commission’s (the SEC) Division of Corporation Finance (CorpFin) issued an exemptive order (the Order) permitting certain tender offers for equity securities to remain open...more
On March 17, 2026, the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission (CFTC) issued joint guidance classifying crypto assets in five categories...more
The European Commission (EC) has adopted a Delegated Regulation supplementing the Capital Requirements Regulation (EU) No 575/2013 (CRR), as amended by the CRR3. It sets out regulatory technical standards (RTS) specifying...more
The OCC and FDIC’s jointly codified rule prohibits regulators from using reputational risk as a basis for criticisms, adverse actions, or pressure on banks’ customer relationships....more
On March 30, 2026, the U.S. Department of Labor (DOL) released a proposed regulation on fiduciary duties in selecting designated investment alternatives. The proposed regulation is in response to President Trump’s August 7,...more
Welcome to our monthly update on current legal issues for trustees of DC pension schemes, designed to help you stay up to date with key developments between trustee meetings and to support the legal update item on your next...more
The rapid expansion and evolution of state and local property tax exemptions has become a critical tool in affordable and workforce housing finance. In many jurisdictions, these exemptions can materially improve project...more
Welcome to the SBR-Author’s Podcast! In this podcast series, Host Tom Fox visits with authors in the compliance arena and beyond. In this episode, Tom Fox welcomes Dr. Dennis Cummins to talk about his new book “Invitational...more
Le 7 avril 2026, l’Autorité des marchés financiers (l’« AMF ») a publié la version définitive de sa Ligne directrice sur l’utilisation de l’intelligence artificielle (la « Ligne directrice »), suite à la consultation publique...more
The SEC Staff sets out conditions under which providers of certain cryptoasset securities-transaction interfaces may operate without broker-dealer registration....more
As the cannabis industry continues to thrive and expand, entrepreneurs and business leaders face unique challenges in launching and sustaining successful enterprises. This installment of the Cannabis Group series delved into...more
State “cash-out” laws require businesses to redeem small remaining gift card balances in cash. These statutes vary by jurisdiction and can expose businesses to significant litigation risk, including class action liability,...more
Two separate – but closely coordinated – notices of proposed rulemaking (NPRMs) were published to amend the anti-money laundering and countering the financing of terrorism (AML/CFT) requirements for certain financial...more
The Bermuda purpose trust is an effective and flexible tool which can be useful in a number of different scenarios. Having been widely used in the private wealth context for some time, Bermuda purpose trusts can also be used...more
On April 13, 2026, the US Securities and Exchange Commission (the SEC)’s Division of Trading and Markets (the staff) issued a statement (the statement) outlining when providers of certain crypto asset user interfaces can...more
On April 16, 2026, the Division of Corporation Finance (the Division) of the Securities and Exchange Commission, acting under delegated authority, issued an Exemptive Order (the Order) providing flexibility to shorten the...more
On April 16, 2026, the Securities and Exchange Commission (SEC) debuted its podcast, Material Matters, with Chairman Paul S. Atkins hosting Commissioners Mark T. Uyeda and Hester M. Peirce. The podcast aims to demystify the...more