AI Today in 5: March 12, 2026, The Attorneys and AI Edition
Lions, Tigers, and Sovereign Citizens, Oh My! UCC and Banking Litigation Trends and a 2026 Forecast — The Consumer Finance Podcast
Daily Compliance News: March 12, 2026, The All Corruption Edition
AI Today in 5: March 11, 2026, The AI Compliance is a People Risk Edition
Great Women in Compliance: Reflections on Investigations, Culture and the Future
Compliance into the Weeds: Carrots and Sticks in Washington: Antitrust Whistleblowers and an FCPA SOL Extension
Daily Compliance News: March 11, 2026, The Takes a Bite Edition
The PFBCon Podcast: From Mic to Millions: AI-Powered Sponsorship, Licensing & Equity Strategies for Podcasters
AI Today in 5: March 10, 2026, The Good, The Bad and The Ugly Edition
Innovation in Compliance: Jim Massey on Risk in Action
[Video] New Regulatory Priorities Under Mayor Mamdani’s NYC Department of Consumer and Worker Protection
Turning Point for Digital Assets: 2025 Year in Review and What Comes Next — The Crypto Exchange Podcast
Daily Compliance News: March 10, 2026, The More ABC Laws Edition
AI Today in 5: March 9, 2026, The Dr. AI is In Edition
FCPA Compliance Report: Highlights from SCCE Europe with Gerry Zack
Daily Compliance News: March 9, 2026, The Death Carve Out for Betting Edition
Sunday Book Review: March 8, 2026, The Top Books on the End of the World Edition
AI Today in 5: March 6, 2026, The Captain Nemo Edition
Creativity and Compliance: Captain Compliance: Humor, Characters, and Creative Training at Premera Blue Cross
Daily Compliance News: March 6, 2026, The Does ChatGPT Practice Law Edition
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance News....more
New York’s pioneering Buy-Now/Pay-Later (“BNPL”) Law is one step closer to taking effect with the issuance of pre-proposed regulations by the state’s Department of Financial Services (“NYDFS”) on February 23, 2026....more
On 2 March 2026, the European Banking Authority (EBA) published its Final Report on Guidelines Available For Third-Country Branches For Unrestricted and Immediate Use to Cover Risks or Losses Under Article 48E(2)(C) of...more
In February 2026, the UK’s Department for Energy Security and Net Zero (“DESNZ”) published the Advanced Nuclear Framework (the "Framework"). This is made up of two parts: first, the launch of the UK Advanced Nuclear Pipeline...more
In remarks delivered at the American Bankers Association’s Washington Summit on March 11, 2026, FDIC Chairman Travis Hill outlined the agency’s ongoing effort to recalibrate the federal banking regulators’ supervisory and...more
Virginia Attorney General (AG) Jay Jones has joined an ongoing lawsuit by 23 Democratic AGs challenging Consumer Financial Protection Bureau (CFPB) Acting Director Russell T. Vought’s interpretation of the CFPB’s statutory...more
In back-to-back speeches at the Futures Industry Association conference, Commodity Futures Trading Commission Chair Selig and Securities and Exchange Commission Chair Atkins set out their views regarding facilitating...more
On February 25, 2026, the Office of the Comptroller of the Currency (“OCC”) issued a Notice of Proposed Rulemaking (the “Proposal”) to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (the...more
On March 6, 2026, the Securities and Exchange Commission’s Division of Corporation Finance published another series of updated and new Compliance and Disclosure Interpretations (“CDIs”), this time focusing on portions of...more
Consultants advising clients. Bankers structuring complex transactions. Lawyers navigating regulatory change. Marketers shaping brand and growth strategy. Analysts turning data into direction. These are today’s knowledge...more
he Bank of England (BoE) has published a consultation paper proposing a new statement of policy (SoP) that will establish the BoE's approach to using its permissions and requirements powers to facilitate a discretionary...more
On Aug. 1, Gov. JB Pritzker signed into law the Illinois Receivership Act, making Illinois the 16th state to adopt the Uniform Law Commission‘s Uniform Commercial Real Estate Receivership Act. Originally published in...more
The UK Financial Conduct Authority (FCA) has announced it is proposing to make several changes to its planned motor finance compensation scheme, initially consulted on in October 2025 following the UK Supreme Court ruling on...more
Under Spanish law, the right to terminate a contract (including the possibility to early terminate a financing agreement) has traditionally been subject to a materiality threshold. Case law has cast significant doubt on...more
In this installment of the Never Tariffied mini-series, hosts Tatiana Sainati and Matt Lapin sit down with UK investment security regulation expert Kate Newman to demystify the UK’s rapidly maturing investment screening...more
The UK Financial Conduct Authority (FCA) has published its regulatory priorities report for the consumer investments sector, setting out key priorities for the year ahead. The report is for advisers, wealth managers,...more
Matt Bisanz interviews Alec Crawford, founder of Verapath, about how financial institutions are identifying and managing risks from artificial intelligence. In particular, they discuss how banks and other financial...more
The draft Capital Requirements Regulation (Market Risk Transitional Provision) Regulations 2026 have been published, together with a draft explanatory memorandum. The draft Regulations relate to changes to the UK...more
After more than a decade of expansion, from an almost unknown asset class to a US$20 billion industry, third-party funding experienced a turbulent 2025. Key names in the sector are re-evaluating their business models and...more
As the family office principal, you likely do not live in the weeds of fund documents. However, you do need clarity on the handful of issues that most directly affect your wealth, influence, and legacy....more
Small Business Investment Company (SBIC) funds play an increasingly prominent role in middle‑market private equity transactions. As deal structures evolve and market conditions place a premium on certainty of closing, SBICs...more
With the passage of the Guiding and Establishing National Innovation for US Stablecoins Act (the GENIUS Act or the Act) on 18 July 2025, Congress established a federal regulatory framework for payment stablecoins. The Act...more
Consider whether extension rights are reasonable. Is it possible to tie any extension of the fund term to a reduced management fee, or require that a near-term exit plan for remaining assets be delivered to investors if the...more
One early 2025 survey reported that about a third of family offices intended to increase their allocations to private credit during 2025 and 2026 – the highest among alternative asset classes....more
The PCAOB finalized 37 enforcement actions (Total Actions) during 2025—a decrease of 27% from 2024 and the lowest number since 2021. Actions involving the performance of an audit (Auditing Actions) totaled 33, an 18% decrease...more