Compliance into the Weeds: The Atlanta Hawks Scandal: Lessons in Financial Misconduct
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Eeyore and the Role of Corporate Legal
AI Today in 5: November 12, 2025, The FinCrime Frontier Edition
Daily Compliance News: November 12, 2025, The $200 Bet Limit Edition
ACI-FCPA Conference Speaker Preview Series - Matt Galvin on the AI and Data Analytics for Anti-Corruption Compliance Forum
JONES DAY TALKS®: Protecting the Crown Jewels: IP Due Diligence in Venture Capital Financings
State Law Roundup: Arbitration Changes and Junk Fee Rules in California and Massachusetts — Moving the Metal: The Auto Finance Podcast
Innovation in Compliance – Exploring the Evolving Landscape of Business Ethics and Sustainability with Alison Taylor
Compliance Tip of the Day - Winnie the Pooh and Compliance Week - Kanga, Roo and the Compliance Champion
AI Today in 5: November 11, 2025, The Preventing Compliance Risk Edition
Daily Compliance News: November 11, 2025, The Veteran’s Day Edition
ACI-FCPA Conference Speaker Preview Series - Anik Shah on Lawyering Through These Uncertain Times
Compliance Tip of the Day – Winnie the Pooh and Compliance Week – Tigger and Sales Incentives
FCPA Compliance Report - Exploring AI Adoption in Risk and Compliance with Richard Graham
Daily Compliance News: November 10, 2025, The More Pardons for Corruption Edition
Sunday Book Review: November 9, 2025, The Top November Business Books Edition
10 For 10: Top Compliance Stories For the Week Ending, November 8, 2025
ACI-FCPA Conference Speaker Preview Series - Ricardo Wagner de Araujo on Potential Trouble in your (Latin American) Supply Chain
Compliance and AI: Future-Proofing Compliance with AI: Strategies for 2026 and Beyond
2 Gurus Talk Compliance: Episode 63 - The Farewell to the Tall Guy Edition
On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery welcome Pav Gill, renowned for his role in exposing the...more
The United States has had a one cent coin since the founding of the nation and on Wednesday, November 12, the last American penny will be minted. Even though the relative value of one cent declined to the point that many...more
This briefing, which is relevant to the prudential treatment of securitisations in general (traditional and synthetic) by UK PRA regulated banks, covers the securitisation-related content of PRA Policy Statement 19/25 (PS...more
Regulatory clarity in the digital assets and crypto space continues to be a moving target. Yet, the interest among policymakers and regulators worldwide has never been more pronounced....more
The following summarizes recent legal developments of note affecting the investment management industry: On September 30, 2025, the SEC Division of Investment Management (the “Division”) issued a no-action letter permitting...more
On 23 October 2025, the European Union (EU) adopted its 19th package of sanctions against Russia, imposing asset freeze restrictions against 64 individuals and entities, and introducing extensive sectoral sanctions to put...more
Private sector employers in New York should get ready to comply with or certify their exemption from the New York State Secure Choice Savings Program (“New York Secure Choice”), the state’s mandatory employer-facilitated...more
Across sectors and jurisdictions, the data point to a world facing more frequent and intense physical disruptions. Extreme heat, heavy rainfall, rising sea levels, and prolonged droughts are no longer regional anomalies; they...more
In this episode of the ACI-FCPA and Global Anti-Corruption Conference Speaker Podcasts series, Vince Walden discusses his presentation at ACI’s Forum on AI and Data Analytics for Anti-Corruption Compliance, which will be held...more
Nov. 12, 2025 – “Know thy enemy” is often attributed to Sun Tzu, who famously advised “[i]f you know the enemy and know yourself, you need not fear the result of a hundred battles.” Centuries later, as many of us with...more
The SECURE 2.0 Act of 2022 (“SECURE Act 2.0”) makes many changes impacting retirement plans. Among the most significant are changes affecting “catch-up” contributions. The IRS recently finalized regulations relating to these...more
The power driving AI comes not only from algorithms, but from the electricity that fuels them. In this episode of the Renewable Energy SmartPod, V&E partner Jeffrey Jakubiak discusses how rapid data center growth is...more
We’ve been blogging quite a bit about ExxonMobil’s retail voting program, including this blog about a recent lawsuit filed against it. It remains to be seen whether other companies will pursue this type of program even though...more
Early-stage strength, late-stage strain, and an enduring AI premium define this quarter’s venture landscape....more
The European Central Bank Governing Council has announced its decision to move on to the next phase of the digital euro project in a letter to Aurore Lalucq, Chair of the European Parliament's ECON Committee. The announcement...more
The power driving #AI comes not only from algorithms, but from the electricity that fuels them. In this episode of the Renewable Energy SmartPod, V&E partner Jeffrey Jakubiak discusses how rapid #datacenter growth is...more
In this episode of Great Women in Compliance, co-hosts Lisa Fine and Hemma Lomax get a special preview of the 42nd Annual ACI Conference on the FCPA and Global Anti-Corruption. They are joined by two of the conference’s...more
2025 has already been a roller coaster for plan sponsors—regulatory change, cybersecurity threats, shifting fiduciary standards. But—brace yourselves—2026 is going to test all the work you thought you had under control....more
The European Commission has adopted a Delegated Regulation amending Delegated Regulation (EU) 2022/805 to update the supervisory fee framework for benchmark administrators under the oversight of the European Securities and...more
To keep you informed of recent activities, below are several of the most significant federal and state events that have influenced the Consumer Financial Services industry over the past week. Federal Activities: On...more
In an era of heightened regulatory scrutiny and unforgiving stakeholder expectations, internal investigations conducted on behalf of for-profit and not-for-profit organizations focused on employee embezzlement and financial...more
The Bank of England (BoE) has published its first annual report on the wholesale cash distribution market oversight regime, following its full operationalisation on 12 June under Part 5A of the Banking Act 2009, as introduced...more
On November 10, the Tenth Circuit reversed the district court’s preliminary injunction in the challenge to Colorado’s H.B. 23‑1229, holding that Colorado may enforce its Uniform Consumer Credit Code (UCCC) interest‑rate caps...more
The Dutch Data Protection Authority (“AP“) has imposed a fine of €2.7 million on Experian Nederland B.V. (“Experian“) for breaches the General Data Protection Regulation (“GDPR“)....more
The UK Financial Conduct Authority (FCA) has issued a warning to investors regarding contracts for difference (CFDs), a type of derivative that allows speculation on the price movement of shares or assets without owning the...more